Sentences with phrase «additional investor protections»

Adoption of a uniform fiduciary standard will bring substantial practical benefits and additional investor protections for consumers of all incomes.

The proposal also would amend Securities Act Rule 504 to increase the aggregate amount of money that may be offered and sold pursuant to the rule from $ 1 million to $ 5 million and apply bad actor disqualifications to Rule 504 offerings to provide additional investor protection.

There may also be other rules to discourage «bad actors» and provide additional investor protection.

Not exact matches

Preferred equity also typically comes with additional investor rights and protections that you do not receive as a common stockholder and which can also significantly alter potential return profiles.

The new rules and proposed amendments are designed to assist smaller companies with capital formation and provide investors with additional protections.

Investors should only buy an annuity contract for the annuity's additional features, such as lifetime income payments and / or death benefit protection.

These investors require additional upside potential as well as downside protection from the rights of the preferred shares in exchange for the high degree of investment risk.

In a show of support for investor protection, the SEC unanimously adopted rules that block felons from pitching specific types of private investment deals and in a 3 - 2 vote adopted a rule that requires firms offering private placements to make additional disclosures to regulators prior to being able to advertise it.

If the Company grants registration rights, information rights, rights of first offer, price - based antidilution protection, protective voting provisions or other similar rights to new investors in a subsequent financing involving the sale of additional series of Preferred Stock, the Company will use reasonable efforts to extend such rights to the Purchasers on the same basis granted to new investors.

An additional advantage of dealing with an advisor or firm regulated by an SRO is that they are required to participate in a compensation fund (the Canadian Investor Protection Fund or the Investor Protection Fund).

On top of the standard $ 1 million Canadian Investor Protection Fund (CIPF) coverage we also provide clients with an additional $ 10 million in coverage from Lloyds of London.

There are 2 common ways for an individual investor to get additional protection when holding real estate investments — forming a LLC or getting an umbrella policy.

BITs provide an additional layer of legal protection by allowing investors to take legal action against Zimbabwe where certain rights of an investor have been infringed.

Even if Indonesia chose to terminate additional BITs, the ASEAN Comprehensive Investment Agreement would still subject Indonesia to significant investment protection obligations for investors from ASEAN countries such as, for example, Singapore, Malaysia and Vietnam.

It confirms an additional element of investor protection which may prove valuable in these troubled times.

Investors should only buy an annuity contract for the annuity's additional features, such as lifetime income payments, living benefits and / or death benefit protection.

According to a Reuters report, Ong Chong Tee, deputy managing director of MAS, said during a speech Thursday that his agency is currently «assessing if additional regulations are required in the area of investor protection,» though he didn't elaborate on the details.

Per Reuters, Ong Chong Tee, the Deputy Managing Director (Financial Supervision) of Singapore's Monetary Authority, said, «We are assessing if additional regulations are required in the area of investor protection.»

Professional property investors appreciate the fact that the banks» strict valuation and lending criteria afford them additional protection against a poor investment decision that could place their entire property investment business at risk.