Sentences with phrase «advice provided to her clients»

The qualification will assist with a depth of knowledge and experience of insolvency that goes beyond the law and will inevitably add value to the advice provided to her clients.

the relevance of the UNGPs to the advice provided to clients by individual lawyers subject to their unique professional standards and rules (whether they are in - house or external counsel acting in their individual capacity or as members of a law firm); and

Therefore, sales reps and brokers must be exceedingly careful in the disclosure advice they provide to their clients in this regard.

Often errors in offering guidance are the result of agents simply wanting to help, but brokerages can be held liable for inaccurate advice provided to clients.

Not exact matches

Accounting firm KPMG has followed rivals EY and PwC into the real estate arena, setting up a property advisory division to service its existing clients and provide advice to other corporates and gover

Mark is a director at UK - based chartered accountants Horner Downey & Co., established forty years providing sound advice and value for money services to a wide range of clients.

Mark is a director at Horner Downey & Co., UK - based chartered accountants established forty years providing sound advice and value for money services to a wide range of clients.

Dynamic Systems designs custom tech - related services to address a range of infrastructure and data - center - related issues, and also provides IT consulting, product advice, and training to clients.

Those require advisors to provide advice that aligns with clients» best interests, charge reasonable compensation and not make misleading statements.

«These organizations can provide advice to clients at a very low price point, and they can serve a portion of the population that's been really under served, people who haven't had access to investment advice,» said Robert Stammers, director of investor education at the CFA Institute.

Lawyers attack phone system for immigrants By Ann M. Simmons Los Angeles Times A customer - service telephone system run by immigration authorities is frustrating and inefficient and in some cases has provided such bad advice that clients have been detained or deported, according to immigration lawyers pressing to have the service scrapped.

These financial advisors have a fiduciary responsibility to their customers to ensure they provide the best financial advice possible and act in the best interest of their clients.

Analysis and insights from our publishing research analysts enable our sales and trading professionals to be well versed in providing thoughtful, well - timed advice and counsel to clients across capital structure.

Wealth Management provides integrated advice and investment solutions to meet the needs of institutional, retail and high net worth clients.

Fox Rothschild's Taxation & Wealth Planning attorneys not only provide clients with sophisticated estate planning advice to help preserve wealth, but we also assist trustees and executors with the administration of trusts and decedent's estates, helping them navigate the often complicated system of intestacy laws and providing advice regarding fiduciary responsibilities.

Our goal remains to provide outstanding advice and service to our clients, and we continue to rely on your skills and commitment to always earn the right to be our clients» first choice.

«While these are really great points, what we should do is listen to what our clients want out of life and then provide advice that helps them meet their goals,» Lynch said.

After working with the Federal Government, Max began his career as an Investment Advisor providing wealth management advice to entrepreneurs, established families and institutional clients.

The Company specializes in originating loans for first - time business borrowers who can not get a loan from a bank, and provides ongoing credit - monitoring and advice to ensure clients improve their business credit in an effort to qualify for a bank loan.

In the section on «Duty to Provide Advice That Is in the Client's Best Interest,» the proposal states:

A U.S. Chamber of Commerce report found that 71 percent of advisors surveyed will stop providing advice to some of their clients with small account balances, the legislators said.

SAI relies on information provided by clients in an effort to provide tax - sensitive management and does not offer tax advice.

For example, the Department of Labor delayed the full implementation of the fiduciary rule, which would have required anyone who handles retirement assets or gives financial advice to retirement savers to work in their clients» best interest and to provide disclosure of conflicts, when they exist.

«That frees up human advisors to provide more holistic financial advice to their clients.»

Specialized Trade Finance professionals work collaboratively across Transaction Banking within RBC Investor & Treasury Services and RBC's Business Financial Services teams, providing advice and tailor made solutions to commercial, corporate and correspondent bank clients to help make them competitive and successful in the marketplace.

Our Strategic Advisory Services group provides investment advice to institutions, endowments, personal foundations and other clients that require additional manager diversification or asset class exposure.

He started Reliable Acorn in order to provide a small number of clients the best advice available.

IT combines skills, knowledge and technology to provide information and advice to all Haskayne clients for the computing resources that we support.

His expertise includes providing financial planning and investment advice to individual clients, 401 (k) plan sponsors, foundations and endowments.

For advisors holding themselves out as providers of fiduciary advice to plan participants, the DOL Rollover Opinion provides that they can not capture rollover assets from this client base.

The Department of Labor promulgated a «fiduciary rule» that would have required financial advisors to act in the best interests of their clients, rather than merely requiring them to provide «suitable» advice.

«His promotion reflects the significant contributions he has made to enhance the firm's consumer products and retail industry coverage while providing clients with differentiated, trusted advice.

He provides wealth and legacy management advice to Manchester clients is a member of the Investment Committee and the Executive Team.

In your role as business advisor, you will provide guidance, solutions and, of course, advice to your clients to help them grow, buy, or sell their businesses.

The proposed rule is expected to require brokers to provide advice that puts the clients» interests first while also requiring up front disclosures regarding fees, services, and conflicts of interest.

The Client acknowledges and understands that the Company will not provide the Client with any advice relating to CFDs, the underlying assets for CFDs and (if applicable) the exchanges where the underlying assets are traded, or make investment recommendations including occasions where the Client shall request such advice and / or recommendation.

I strive to provide solid investment advice, high levels of service and the confidentiality clients have grown to expect.

Schwab Charitable has been great in terms of providing the knowledge and expertise to support the advice and guidance that we give to our clients.

At Canadian Western Financial (CWF), we have been providing objective advice and personalized investment recommendations since 1999, to help clients like you achieve your investment goals.

Citigroup Global Markets Limited, which is authorised by the Prudential Regulation Authority and regulated in the UK by the Financial Conduct Authority and the Prudential Regulation Authority in the United Kingdom, is acting for Shire and no one else in connection with the matters described in this announcement and shall not be responsible to anyone other than Shire for providing the protections afforded to clients of Citigroup Global Markets Limited, or for giving advice in connection with the matters described in this announcement or any matter referred to therein.

Although they may be admitted attorneys, planning directors and other Wealth Planning Center personnel holding legal degrees and acting purely in a non-representative capacity, neither they nor Morgan Stanley Smith Barney LLC provide tax or legal advice to clients or to Morgan Stanley.

With over 20 years of diverse experience in the investment management field, James has provided consultative advice and guidance to individual, investment advisory and institutional clients.

The other two clients to whom Cohen provided legal advice since Trump took office are Trump and Elliott Broidy, according to Monday morning's court filing.

Karey provides investment advice to individual investors and discretionary portfolio management for Private Clients.

The new standards broaden who is captured as a fiduciary, and most notably requires CFP ® professionals to act as a fiduciary at all times when providing financial advice to their clients.

The Company's Investment Banking segment includes its Advisory services, through which Evercore provides advice to clients on mergers, acquisitions, divestitures and other strategic corporate transactions, with a particular focus on advising multinational corporations and private equity firms on various transactions.

BD, as to materially obsessive, that was my career and I am now semi retired providing a few clients with advice on how to invest their IRA's and 401 k's.

At the Law Offices of Rosenstein & Associates, we pride ourselves in the delivery of the highest level of expert legal advice and services to our clients, guided not only by the principles of professionalism and solid ethics, but also with the goal of providing our clients throughout the Temecula Valley and elsewhere, with the best legal advice available anywhere.

In addition, each of the companies» 11 affiliate locations around the world have application laboratories to provide clients with local knowledge, technical and regulatory support as well as tailor - made advice.

A business risk and compliance committee identified in late 2013 that ANZ's financial planners were failing to provide advice that was in the best interests of clients.