Sentences with phrase «affiliate with investment banks»

The roots of this problem go back to Glass - Steagall which was repealed in 1999 allowing commercial banks to affiliate with Investment Banks.

Not exact matches

Cowen Inc. is a diversified financial services firm and, together with its consolidated subsidiaries, provides alternative asset management, investment banking, research, sales and trading, prime brokerage, global clearing and commission management services through its two business segments: Cowen Investment Management and its affiliates make up the Company's alternative investment segment, while Cowen and Company, a member of FINRA and SIPC, and its affiliates make up the Company's investment baninvestment banking, research, sales and trading, prime brokerage, global clearing and commission management services through its two business segments: Cowen Investment Management and its affiliates make up the Company's alternative investment segment, while Cowen and Company, a member of FINRA and SIPC, and its affiliates make up the Company's investment banInvestment Management and its affiliates make up the Company's alternative investment segment, while Cowen and Company, a member of FINRA and SIPC, and its affiliates make up the Company's investment baninvestment segment, while Cowen and Company, a member of FINRA and SIPC, and its affiliates make up the Company's investment baninvestment bank segment.

«It's really about the critical mass Twitter will attract as it affiliates itself with credible sources,» echoed Steven Warren, director of investment banking at Miller Tabak & Co..

If you sell shares of a Franklin Templeton fund that were held indirectly for your benefit in an account with your investment representative's firm or your bank's trust department or that were registered to you directly by the Fund's transfer agent (or, to an affiliated custodian or trustee of the Fund's transfer agent), you may reinvest all or a portion of the proceeds from that sale within 90 days of the sale without an initial sales charge.

Whitnell is an indirect, wholly - owned subsidiary of Associated Banc - Corp (AB - C) and is affiliated with Associated Bank, N.A., Associated Trust Company, N.A., Associated Investment Services, Inc., Associated Financial Group, LLC and Kellogg Asset Management, LLC ®.

They included registered investment advisors, bank financial advisors, advisors affiliated with an independent broker - dealer, advisors affiliated with a national wirehouse, and advisors affiliated with an insurance company.

Within the project development framework of the LDN Fund, which is co-developed by the UN Convention to Combat Desertification (UNCCD) and Mirova, an affiliate of Natixis Investment Managers dedicated to responsible investing, with the support of the European Investment Bank (EIB), Mirova has concluded a partnership agreement with the Ministry of Agriculture and Fisheries of the Kingdom of Morocco related to the AAA Initiative.

Columbia Bank is not affiliated with Cetera Investment Services LLC, Cetera Investment Advisers LLC, or Columbia Financial Services.

The perks include: unlimited free transactions at non-U.S. Bank ATMs, up to a $ 1,000 discount on a home mortgage, no annual fee for a home equity line of credit, up to 25 free trades with a new self - directed brokerage account through U.S. Bankcorp Investments, an affiliate of the bank, free DepositPoint transactions, and a new account bonus when you open a select U.S. Bank or FlexPerks credit cBank ATMs, up to a $ 1,000 discount on a home mortgage, no annual fee for a home equity line of credit, up to 25 free trades with a new self - directed brokerage account through U.S. Bankcorp Investments, an affiliate of the bank, free DepositPoint transactions, and a new account bonus when you open a select U.S. Bank or FlexPerks credit cbank, free DepositPoint transactions, and a new account bonus when you open a select U.S. Bank or FlexPerks credit cBank or FlexPerks credit card.

U.S. Bank and U.S. Bancorp Investments, Inc. are not affiliated with Wealth Management Systems Inc..

As of April 1, 2014, BAC Florida Bank shares information about your creditworthiness with its affiliate BAC Florida Investments for their everyday business purposes, and to allow them to use your personal information to market to you their products and services.

You also agree to notify us by the same means if you are or become: a) employed or affiliated with a securities brokerage firm, bank, investment adviser, trust company, insurance company or securities exchange; or b) an officer, director, affiliate or 10 % shareholder of a publicly traded company.

On top of that, if the bank is affiliated with an investment management company, the advisor will probably push you toward their own funds, even if they're not particularly good.

Trust TD Bank and our affiliates with your retirement planning and investment management.

Represented McColl Partners LLC in connection with sale of FINRA - registered middle - market investment banking business to Deloitte Corporate Finance, LLC, an affiliate of Deloitte LLP

The German commercial bank HSH Nordbank AG (HSH) entered into a credit default swap in March 2002 with the Swiss investment bank UBS AG and its US affiliate UBS Securities LLC (UBS).

An investment fund affiliated with a German investment bank has paid $ 55 million for Renaissance Place, a 218,000 - square - foot mixed - use project in downtown Highland Park.Evanston - based Davis Street La...

Through our long - standing relationships with the nation's leading Wall Street investment banks, hedge and private money funds, life companies, commercial banks and credit unions, as well as funding directly through our affiliate, we offer clients a full menu of debt placement opportunities.

PENSCO is indirectly affiliated with a registered broker dealer and with a licensed small business investment company through Opus Bank («Opus Affiliates»).