Sentences with phrase «affiliated brokers in»

«Coaching our affiliated brokers in grooming their successors to be skilled leaders is a win - win because while we are helping them plan for their own prosperity, succession planning also helps ensure business continuity in the marketplace,» said Young.

The first step is for the trader to talk to Cannon Trading Company or one of its affiliated brokers in order to understand the risk as well as the rewards of futures trading using trading systems.

Not exact matches

The competition is so desperate for the same cachet that in August, Bose brokered a deal to become the official headphone of the National Football League, an agreement that blocks NFL stars (including Beats endorsers Richard Sherman and Colin Kaepernick) from wearing Beats products during post-game interviews and league - affiliated events.

«Find out whether [the advisor is] in sales, via a broker dealer / insurance company, or will they act like a fiduciary, such as many affiliated with RIAs will be,» he said.

Neither WSE nor any party affiliated with us is a registered investment adviser or broker - dealer with any agency or in any jurisdiction whatsoever.

Some marketers, especially in the affiliate arena, and questionable data brokers, see everything as «dollars and cents.»

The website also falsely claimed that its managing affiliate, «Williams Corporation,» which operates out of Hong Kong and Dubai, was both a «licensed and brokered» global firm and a «licensed securities dealer,» when in fact it was neither registered with the State Securities Board nor the Financial Industry Regulatory Authority.

Next, buy a generic auto - trading software, rebrand it, and then make a promotional video with some outrageous claims to draw gullible people in to use the robot and open a trading account with you affiliate broker.

For example, Bank of America moved $ 15 trillion in derivatives contracts from its broker - dealer, Merrill Lynch, to its insured depository institution affiliate in response to a credit downgrade.

In October, BGC completes its acquisition of Newmark Knight Frank, a leading U.S. commercial real estate brokerage and advisory firm serving corporate and institutional clients, plus a controlling interest in its affiliated companies, encompassing approximately 425 brokerIn October, BGC completes its acquisition of Newmark Knight Frank, a leading U.S. commercial real estate brokerage and advisory firm serving corporate and institutional clients, plus a controlling interest in its affiliated companies, encompassing approximately 425 brokerin its affiliated companies, encompassing approximately 425 brokers.

There are dozens of affiliate broker services out there (Google Adsense, Amazon Associates, ClickBank, Commission Junction, Flex Offers, etc) and they allow you pick from thousands of different products in your particular niche.

In a recent speech, Julie M. Riewe, Co-Chief of the AMU, discussed the AMU's collaboration with other SEC divisions; detailed the AMU's 2015 enforcement priorities with respect to registered investment companies, hedge funds, private equity funds and separately managed accounts; and discussed the AMU's focus on conflicts — their ubiquity, the difficulty or impossibility of eliminating them, the limited extent to which disclosure can cure conflicts, the salience of conflicts when an investment adviser and broker - dealer are affiliated, and related considerations.

The way all these robots work is by luring you in with zero upfront costs and then getting an affiliate commission when you fund your account with their partner broker.

You see, these scammers are affiliates of one or a few binary options brokers and they get paid when someone funds their trading account with said broker using their affiliate link, which in these cases are the robots themselves.

«The federal law you cited concerns those doing the work, which in this case are the brokers, not the affiliated banks that operate independently,» said Rich Azzopardi, a Cuomo spokesperson, echoing the banks» view.

While Unite leader Len McCluskey said on Sunday that unions could act as «honest brokers» in the leadership saga, leaders of some of the other biggest unions affiliated to Labour have not commented, and some officials are reported to be on holiday.

ML Wealth does not participate, at this time, in wrap fee programs, which are arrangements between broker - dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a «bundled» form.

QuinStreet Media, Inc. and its affiliated companies, including QuinStreet Properties, Inc., a California corporation, use GTL as the site of a virtual marketplace where interested consumers can be made aware of lenders and mortgage brokers who are seeking the opportunity to do business with people like them living in their area.

QuinStreet Properties, Inc. and its affiliated companies use GTL as the site of a virtual marketplace where interested consumers can be made aware of lenders and mortgage brokers who are seeking the opportunity to do business with people like them living in their area.

YYY and XXX nor any of their principals, officers, directors, partners, agents, or affiliates are not, nor do we represent ourselves to be, registered investment advisors, brokers, or dealers in securities.

Our affiliates can include mortgage brokers, car dealers, Realtors, financial planners, attorneys, insurance advisers, financial advisers, tax preparers, alarm installers who have clients who have been victims of stolen identity and they need to put their credit back in order, or people who just know other people with credit problems.

In addition to IB Asset Management's management fees, clients will be charged commissions for the trades in these portfolios by Interactive Brokers LLC, IB Asset Management's affiliated broker - dealer, which is a conflict of interesIn addition to IB Asset Management's management fees, clients will be charged commissions for the trades in these portfolios by Interactive Brokers LLC, IB Asset Management's affiliated broker - dealer, which is a conflict of interesin these portfolios by Interactive Brokers LLC, IB Asset Management's affiliated broker - dealer, which is a conflict of interest.

Have your stop losses tracked in an Excel spreadsheet, a website not affiliated with your broker, or even a Post-It note.

IBridgePy is an open - source Python software and is in no way affiliated, endorsed, or approved by Interactive Brokers or any of its affiliates.

You do not pay for affiliates, prospects or brokers in the system.

Daily access to information concerning the Fund's portfolio holdings also is permitted (i) to certain personnel of those service providers that are involved in portfolio management and providing administrative, operational, risk management, or other support to portfolio management, including affiliated broker - dealers and / or Authorized Participants, and (ii) to other personnel of the Advisor, Sub-Advisor, and other service providers, such as the Administrator, and fund accountant, who deal directly with, or assist in, functions related to investment management, administration, custody and fund accounting, as may be necessary to conduct business in the ordinary course in a manner consistent with agreements with the Fund and / or the terms of the Fund's current registration statement.

When a lender, real estate broker, or other participant in your settlement refers you to an affiliate for a settlement service (such as when a real estate broker refers you to a mortgage broker affiliate), RESPA requires the referring party to give you an Affiliated Business Arrangement Disclosure.

While reviewing the legitimate and trustworthy brokers in the binary options market, we have come across a number of affiliate programs in the industry.

It requires an extra domain name, and when a lead is submitted by one of your brokers or affiliates, it is automatically listed in your lead management system to call.

In addition to offering their customers a chance to trade in binary options on one of the best binary options trading platform, the uBinary binary options broker allows traders to make more money through their affiliate programIn addition to offering their customers a chance to trade in binary options on one of the best binary options trading platform, the uBinary binary options broker allows traders to make more money through their affiliate programin binary options on one of the best binary options trading platform, the uBinary binary options broker allows traders to make more money through their affiliate programs.

Realtor ® A real estate broker or an associate holding active membership in a local real estate board affiliated with the National Association of Realtors.

Under no circumstances will Virtual Brokers, its affiliates, subsidiaries, and independent contractors, and their respective directors, officers, employees, and agents, including advertising and promotion agencies be required to award more Prizes than what is indicated in these Rules or award the Prizes other than in accordance with these Rules.

Clients will incur transaction costs for any trading in their account (including quarterly rebalance trades) such as commissions payable to Interactive Brokers LLC, IB Asset Management's affiliated broker - dealer, which is a conflict of interest.

Real Estate Agent ® A real estate broker or an associate who is an active member in a local real estate board that is affiliated with the National Association of Real Estate Agents.

By participating, each Customer and selected winner agrees: (a) to be bound by these Rules and the decisions of Virtual Brokers, (b) to release and hold harmless Virtual Brokers, its affiliates, subsidiaries, and independent contractors, and their respective directors, officers, employees, agents and representatives including advertising and promotion agencies, from any and all liability for claims / damages including, but not limited to, claims / damages for personal injury, for property damage with respect to acceptance, possession or use or misuse of the Prize or participation in the Raffle; (c) to permit Virtual Brokers to use his / her name, address, city, province, of residence, photograph, video, or any likeness for advertising or publicity purposes without any additional compensation and (d) the winner agrees to sign a Declaration and Release Form to this effect.

In certain situations, Forest Park FX will even negotiate directly with the brokers that it is affiliated with to come up with a customized solution that will match the client's profile.

They have limitations, exclusions, charges, termination provisions, and terms for keeping them in force and are not guaranteed by the broker / dealer, the insurance agency, the underwriter, or any affiliates of those entities from which they were purchased.

Now, aside from regulators, the biggest company in the world by market cap is joining in to curtail marketing practices that have been used by brokers, affiliates, signal providers and other binary options industry participants.

You must have the ability to turn off the robot at any time and keep your investments in a broker account not affiliated with the robot.

Unlike the Questrade affiliate program (which is distinct from their refer - a-friend program), for example, in which anyone can receive a bonus for referring a client to Questrade, the friends and family referral plan from Virtual Brokers explicitly defines that friends and / or family of account holders are the only individuals eligible to take advantage of this offer.

In the ordinary course of business, RBC may act as a market maker and broker in the publicly traded securities of the Company and / or Offeror and receive customary compensation, and may also actively trade securities of the Company and / or Offeror for our own account and the accounts of our customers, and, accordingly, RBC and its affiliates, may hold a long or short position in such securitieIn the ordinary course of business, RBC may act as a market maker and broker in the publicly traded securities of the Company and / or Offeror and receive customary compensation, and may also actively trade securities of the Company and / or Offeror for our own account and the accounts of our customers, and, accordingly, RBC and its affiliates, may hold a long or short position in such securitiein the publicly traded securities of the Company and / or Offeror and receive customary compensation, and may also actively trade securities of the Company and / or Offeror for our own account and the accounts of our customers, and, accordingly, RBC and its affiliates, may hold a long or short position in such securitiein such securities.

Neither XYZ Inc, nor any of their principals, officers, directors, partners, agents, or affiliates are not, nor do we represent ourselves to be, registered investment advisors, brokers, or dealers in securities.

In determining when and to what extent to use Schwab or any other affiliated broker - dealer as its broker for executing orders for the funds on securities exchanges, the investment adviser follows procedures, adopted by the funds» Board, that are designed to ensure that affiliated brokerage commissions (if relevant) are reasonable and fair in comparison to unaffiliated brokerage commissions for comparable transactionIn determining when and to what extent to use Schwab or any other affiliated broker - dealer as its broker for executing orders for the funds on securities exchanges, the investment adviser follows procedures, adopted by the funds» Board, that are designed to ensure that affiliated brokerage commissions (if relevant) are reasonable and fair in comparison to unaffiliated brokerage commissions for comparable transactionin comparison to unaffiliated brokerage commissions for comparable transactions.

According to Edwards, the problem can be avoided if clients approach a broker early on in the buying process, as opposed to merely getting pre-approved with the lender's bank affiliate.

Remember: your brokers, agents and affiliated people in the process are working for you.

The Service is directed to users located in those states in the United States in which Effective Coverage or any of its affiliates are licensed insurance agents or brokers.

We are affiliated with many locations throughout the U.S. that consult Fortune 100 Energy Brokers in sales and consulting as well as new market penetration.

In addition to Saxony's broker dealer platform we also offer an investment advisor platform through our affiliate, Saxony Capital Management, LLC.

As the name suggests, the Florida Association of Realtors» («Florida Realtors») membership primarily includes Florida real estate agents and brokers but it also includes other affiliated real estate related professions in the State of Florida (including, for example, appraisers, attorneys, banks / mortgage companies, home inspection companies and moving companies), and, as a result, it heralds itself online as «the largest trade association in the state with more than 127,000 members.»

Last Update: 04/18/16 As the name suggests, the Florida Association of Realtors» («Florida Realtors») membership primarily includes Florida real estate agents and brokers but it also includes other affiliated real estate related professions in the State of Florida (including, for example, appraisers, attorneys, banks / mortgage companies, home inspection companies and moving companies), and, as a result, -LSB-...]