Sentences with phrase «against financial advisers»

In line with Chambers» expertise in professional liability, members of chambers are frequently instructed in claims against financial advisers, including investment, mortgage, pension and tax advisers.

According to the Investment Industry Regulatory Organization of Canada, there were a total of 99 enforcement actions against financial advisers in 2010.

She regularly defends claims against financial advisers, accountants, insolvency practitioners, wealth management firms and other financial institutions, and in respect of regulatory investigations.

Key figures include Richard Stockdale, who has more than 30 years of experience handling claims against solicitors, surveyors and architects, as well as claims concerning the financial services and construction sectors; Alistair Kennedy, who regularly handles claims against financial advisers; and James Staton.

He has a particular specialism in financial service coverage work but is equally at home defending claims against financial advisers, both in litigation, before the Financial Ombudsman Service, accountants and pension professionals.

He acts for both claimants and defendants, with recent experience handling actions against financial advisers and solicitor firms.

The New York Times reported last week that Morgan Stanley executives for years had known about the allegations against the financial adviser, Douglas E. Greenberg.

The case highlights that if you do have a claim against your financial adviser, you should act quickly to avoid your claim becoming time - barred.

We are currently acting for a national procurement company, which is pursuing a claim against its financial adviser.

The Clarks received the maximum # 100,000 award from the FOS over unwise investment advice that caused them to lose more than # 300,000, and then issued proceedings against their financial adviser to recoup the balance of their loss.

Not exact matches

On March 28, after a seven - year investigation, the RCMP's commercial crime section filed criminal charges against three of the firm's principals: former CEO Daniel Potter, who built the software developer into a TSE - listed firm with a market value of $ 100 million at the height of the dot - com bubble; Halifax securities lawyer Blois Colpitts, 48, a former director and the firm's legal adviser; and Bruce Elliott Clarke, a 65 - year - old former broker with National Bank Financial.

A few years back, Harvard law professor Elizabeth Warren (now also a special adviser to the U.S. Consumer Financial Protection Bureau) railed against this accusation.

You can borrow money against your retirement account under some circumstances, but financial advisers say such borrowers often struggle to get back up to speed on their retirement savings — in other words, their past over-saving leads to future under - saving.

He had paid cash for her house in Gainesville, valued at roughly $ 900,000, but he says one of his financial advisers took a loan out against it in his name without his knowledge — which left Hearn - Pearson as one of her son's largest creditors.

My question is, our financial adviser advised against contributing more than what my husband's company will match in his 401K because they only match $ 900 / year and the investment options are very basic — Bond (Fixed Income) or Large Cap (equities).

I think the issue here is whether any amateur fund manager (which I think is what we all are — including those financial advisers who create their own «homegrown» portfolios using trackers and bond funds) can seriously manage a portfolio for income or for growth and control against downside risk (in equities or bonds) as well as a good active management group like Invesco perpetual or M&G.

A Christian financial adviser has warned against falling into trap of Christmas overspending as new research... More

Extensions may be granted, but most financial advisers warn consumers against this.

I don't know what specific strategy your financial adviser is using to minimize market fluctuations, but I would say he basically has two options: Reduce your exposure to the stock market or hedge against those market fluctuations.

How would you feel if the financial adviser you hired to take care of your investments had four previous instances of customers filing a complaint against them?

advising various financial institutions, corporates and professional advisers on the implementation of procedures to guard against corporate criminal liability for failing to prevent the facilitation of tax evasion

The practice regularly defends claims against a variety of professionals including solicitors, barristers, accountants, financial advisers, insurance brokers and healthcare professionals.

The practice is largely conflict free and able to act against most banks in financial services - related litigation... key advisers include Simon Brew, Alexander Wildschütz, construction law expert David Weare, and Digby Hebbard, who pursues claims against construction project professionals.

The litigation concerns claims made against the Defendants by subscribers to a film partnership scheme known as the Evolution Films Partnerships in connection with the Defendants» actions as (i) sponsor and promoter, (ii) administrator, and / or as appropriate (iii) tax and financial adviser in relation to the Evolution Films Partnerships.

He specialises in large claims against directors, banks, corporate trustees, Lloyd's brokers, financial advisers, fund managers, stock brokers, accountants and corporate services providers.

Financial adviser and former race car driver guilty of fraud against pro hockey players, Reuters

We act for businesses, investors, property developers, banks and other financial institutions, family offices and private individuals in claims against solicitors, accountants, surveyors, architects, financial advisers and other professionals.

Advised on bringing claims in excess of US$ 1 billion against an oligarch's former business associate and successfully obtaining an injunction against his former financial advisers, freezing sums held in banks in the former CIS and offshore.

Claims against solicitors, accountants, financial advisers, surveyors, valuers and construction professionals

While financial advisers promote term insurance as an excellent and very affordable way of protecting against financial disaster, they warn against sitting on a policy until it is too late to replace it with a permanent option.

While many financial advisers remain steadfast against using life insurance for investment purposes, claiming the returns, historically, have been extremely weak compared to mutual funds and other investments, the fact remains the cash value of most whole life insurance policies grows over time.

The ban will keep the firm's nearly 17,000 financial advisers from suggesting Bitcoin - related investments and advises against client requests to invest and trade in the cryptocurrency, which has a history of fluctuating wildly despite producing massive gains over the past year.