Sentences with phrase «against investment firm»

The Financial Conduct Authority (FCA) has issued a public warning against an investment firm promising high returns on cryptocurrency trading.

Not exact matches

• Audax Group, A Boston - based investment shop, held talks to sell a stake of itself to other PE firms, but ultimately decided against it, the Wall Street Journal reports citing sources.

State actions against investment adviser firms nearly doubled in 2011, NASAA says.

«KPCB discriminates against [Ellen Pao] and other women by failing to promote them comparably to men, by compensating them less than men through lower salary, bonus and carried interest, by restricting the number of investments that women are allowed to make as compared to men, by failing to include junior women from meetings and discussions, by failing to provide equivalent sponsorship of women as of men, by failing to include junior women comparably to junior men in the interview process, and by failing to provide opportunities for visibility and success inside and outside the firm for women as compared to men.»

The start - up founder had, it seems, conceived of his postings as a way to help other company founders understand what a funding round looks like from the inside, and the effect was that the investment firms began bidding against one another.

In August, the investment firm Richard Bernstein Advisors compared the performance of the average investor — based on the monthly flows of money in and out of mutual funds — against a variety of stock indexes, commodities and other asset classes over a 20 - year period ending Dec. 31, 2013.

Investors Against Genocide is a citizen - led initiative dedicated to encouraging mutual funds and other investment firms to make an ongoing commitment to genocide - free investing by avoiding companies that substantially contribute to genocide or crimes against huAgainst Genocide is a citizen - led initiative dedicated to encouraging mutual funds and other investment firms to make an ongoing commitment to genocide - free investing by avoiding companies that substantially contribute to genocide or crimes against huagainst humanity.

That's what Joseph Daines, a retired orthopedic surgeon, and his wife Susan allege in a lawsuit against local investment adviser Mark Matsko and his firm Selway Asset Management.

This month, the SEC published the latest version of international financial services firm Capital Group's Code of Ethics — a list of rules that includes a prohibition against ICO investment by any «associate» of the company, as well as by certain relatives.

«The market has turned against money - losing e-retail properties,» said Brent Holliday, CEO of Garibaldi Capital Advisors, a technology - focused boutique investment banking firm.

Against this backdrop, activist investment firm JCP Investment Management took up a significant minority stake in Fiesta over the past year, and JCP is now spearheading a shareholder group that is pushing for a boardrooinvestment firm JCP Investment Management took up a significant minority stake in Fiesta over the past year, and JCP is now spearheading a shareholder group that is pushing for a boardrooInvestment Management took up a significant minority stake in Fiesta over the past year, and JCP is now spearheading a shareholder group that is pushing for a boardroom shakeup.

A-lister Johnny Depp filed a lawsuit against The Management Group, a financial advisory firm he hired in 1999, claiming they wasted his fortune on bad investments.

And a vocal investment research firm that had bet against Valeant's shares published a report criticizing the company's accounting.

RYE, NEW HAMPSHIRE, U.S.A., Monday, Feb. 8, 1999 — The Gold Anti-Trust Action Committee has formally incorporated itself in Delaware and has begun negotiating with law firms interested in undertaking its lawsuit against the Wall Street investment houses it accuses of illegal collusion to control the price and supply of gold, other commodities, and certain related financial securities.

The two most immediate effects: First is the hit to sterling, as uncertainty reduces nonresidents» appetite for UK assets against the background of the UK's record current account deficit; second is the hit to growth, as firms hold back on investment, and households increase precautionary savings.

After Benchmark filed an unprecedented lawsuit against Uber's former CEO on Thursday, Puliatti now says there is «no way» that he will accept an investment from one of Silicon Valley's most prestigious venture capital firms.

A state Supreme Court justice Tuesday upheld a felony - coercion charge against Giridhar Sekhar, of FA Technology Ventures, who allegedly sought to force a top aide to state Comptroller Tom DiNapoli to place a $ 25 million pension - fund investment with his firm.

Metuh is defending a seven - count charge the Economic and Financial Crimes Commission, EFCC, preferred against him and his firm, Destra Investment Limited.

Ro Khanna, who is working on a rematch against incumbent California Democratic Rep. Mike Honda raked in $ 480,500 from investment firms compared to $ 170,752 from the electronics manufacturing sector, his next top donor group.

Real estate investment banking firm CapStack Partners settled its lawsuit against crowdfunding startup iFunding, according to sources and public records.

With less than two months remaining in his tenure as attorney general, Governor - elect Andrew Cuomo has filed two lawsuits against President Obama's former car czar, Steve Rattner, alleging he paid kickbacks in order to obtain $ 150 million in investments in his private equity firm, Quadrangle Group, from the state pension fund.

Chief Metuh is facing a seven - count charge preferred against him and his firm Destra Investments by the Economic and Financial Crimes Commission.

All - Star Funds typically have at least a three year track record and compare favorably against their peers based on historical return, risk, expenses, manager tenure, performance and style consistency, asset size and growth and must be 1) structured through sound investment philosophy and process, 2) implemented with acceptable level of investment risk management strategy and 3) supported by a well - balanced investment firm.

The account protection applies when an SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments.

All - Star Funds typically have at least a three year track record and compare favorably against their peers based on historical return, risk, expenses, manager tenure, performance and style consistency, asset size and growth and must be 1) structured through sound investment philosophy and process, 2) implemented with acceptable level of investment risk management strategy and 3) supported by a well - balanced investment firm.

Prolific collector and hedge fund advisor Steven Cohen was absent from the festival in the wake of insider trading allegations against his firm, and the impending cessation of Bush era tax cuts at the beginning of next year saw many investors looking to put their money in tax - free, yet relatively illiquid, fine art investments.

He also handles professional negligence actions, acting predominantly against investment managers, construction professionals, and law and accountancy firms.

««Law Enforcement Against Prohibition» Says California Should Legalize It Main «Whoops We Sold Your House» — Wells Fargo Owns Mistake, Investment Firm Owns Home»

Two major reasons for an increase in investment is the high level of cybersecurity incidents against law firms and the need to adhere with strict compliance regulations.

Acted for a individual investment banker in his very substantial claims against a leading international investment bank and a leading commodities firm for remuneration due under several complex profit share, employment and share option agreements.

The Klamann Law Firm has successfully handled numerous securities fraud cases on behalf of investors and others against broker - dealer firms, investment advisors, accountants, and other investment professionals.

These tools, including Bill4Time and some of the others that you mention, can produce a compelling return on investment for small law firms and help them to continue to compete against the large ones.

Examples of his recent case - load are: led by Ed Pepperall QC in a large - scale action arising from a defective share sale; defended solicitors from allegations arising from property transactions, including alleged breaches of the Etridge guidance; acting for a claimant against solicitors who negligently handled his litigation; defending an IFA from allegations of inappropriately risky investment advice; acting for solicitors claiming contributions from another firm in respect of their own liability for breach of trust; advising clients on a claim against surveyors for losses arising from negligent property valuations.

Mrs Alonso, who runs the law firm jointly with Carlos Meoro, explained to the Mr and Mrs Maby that there was no reason to give up and that there was a way to recover their investment by taking proceedings against the bank where their investment had been transferred.

A claim against a global accountancy firm in connection with alleged negligent conduct as investment managers (value: approx.

This is demonstrated by the firm's involvement representing ConocoPhillips in an ICSID investment treaty arbitration against Venezuela as a result of Venezuela's expropriation of three high - value oil investments.

The firm's litigation team aimed to help its client gain control of the investment by pursuing twin civil and criminal claims against the investors, enlisting the help of forensic accountants and court - appointed experts to provide evidence of the fraud.

The ban will keep the firm's nearly 17,000 financial advisers from suggesting Bitcoin - related investments and advises against client requests to invest and trade in the cryptocurrency, which has a history of fluctuating wildly despite producing massive gains over the past year.

In mid-February, New Jersey's securities regulator issued an emergency cease and desist order against cryptocurrency investments firm Bitstrade for fraudulently offering unregistered securities to customers.

A Louisville resident has filed a lawsuit against a firm based in the UK in a federal court, claiming he was swindled by a cryptocurrency scam investment scheme organized by the company.

On Dec. 20, Texas issued an Emergency Cease and Desist Order against USI - Tech Limited, a Dubai - based firm selling investments tied to Bitcoin mining.

While banks are required to hold a certain amount of cash against the commercial real estate assets on their books, investment firms make their own rules when it comes to setting aside reserves for potential losses.

«This is going to make CVS stronger against Walgreens,» says Howard Davidowitz, chairman of Davidowitz & Associates, a national retail consulting and investment - banking firm based in New York City.

The most sophisticated ones are turning into investment giants, leveraging their patient capital and regularly pitting their checkbooks against private equity firms.

Now, experts predict that smaller mall owners and landlords will follow, pointing to problems like the foreclosure lawsuit against the 29 investment firms that backed Arlington Town Square.