Sentences with phrase «against members brokers»

Bureau says TREB's proposed rules will entrench «the traditional «bricks and mortar» model and discriminate against member brokers wanting to innovate.»

Not exact matches

Vallone was representing some of the largest Willets Point businesses at Willets Point and had been lobbying hard against the plan before an 11th - hour deal was brokered between the city, Council members and three of Vallone's largest clients — House of Spices, Fodera Foods and Tully Construction.

Margin The amount of money or collateral deposited by a customer with his broker, by a broker with a clearing member, or by a clearing member with the clearinghouse, for the purpose of insuring the broker or clearinghouse against loss on open futures contracts.

The executing exchange matches orders received from broker - dealers against market maker quotes and other orders to execute trades, and reports the results of completed trades to the parties to the trade, member firms, market data services and the NSCC.

Russia's arbritary commission for the regulation of relations on financial markets KROUFR said on Wednesday it received in September 18 trader complaints against forex and binary options brokers, of which two concerned KROUFR members.

The number of complaints against forex and binaries brokers the commission received in July slightly increased over the month to 27 in total, two of which were against KROUFR members.

Russia's commission for the regulation of relations on financial markets KROUFR said on Wednesday it received 29 complaints in June 2016, of which only three were against broker - members.

On 08-28-2017 Twin Galaxies member Jeremey Young (@xelnia) filed a dispute claim assertion against the validity of Billy Mitchell's historical and current original arcade Donkey Kong score performances of 1,047,200 (the King of Kong «tape»), 1,050,200 (the Mortgage Brokers score), and 1,062,800 (the Boomers score) on the technical basis of a demonstrated impossibility of original unmodified Donkey Kong arcade hardware to produce specific board transition images shown in the videotaped recordings of those adjudicated performances.

The problem is FSCO doesn't investigate complaints against the brokering facility and / or the expert regulated health professionals who edit and / or prepare the expert reports on behalf of the assessing or examining experts; and the College's don't regulate the Third Party Report and expert assessments conducted by their members (see K.I., MD and L.K. 2013 ON HPARB 332 (CanLII); and B.M. v. T.F. 2009 ON HPARB 89213 (CanLII) and are not meeting their obligation to protect the public.

Business Development: Brokering various business dealings that further the diversification of Indian economies Developing and accessing commercial financial programs and services for tribal governments, including tax - exempt offerings and federally - guaranteed housing loans Serving as issuer or underwriter's counsel in tribal bond issuances Ensuring tribal compliance with Bank Secrecy Act and other federal financial regulatory requirements Handling federal and state income, excise, B&O, property and other tax matters for tribes and tribal businesses Chartering tribal business enterprises under tribal, state and federal law Registering and protecting tribal trademarks and copyrights Negotiating franchise agreements for restaurants and retail stores on Indian reservations Custom - tailoring construction contracts for tribes and general contractors Helping secure federal SBA 8 (a) and other contracting preferences for Indian - owned businesses Facilitating contractual relations between tribes and tribal casinos, and gaming vendors Building tribal workers» compensation and self - insurance programs Government Relations: Handling state and federal regulatory matters in the areas of tribal gaming, environmental and cultural resources, workers» compensation, taxation, health care and education Negotiating tribal - state gaming compacts and fuel and cigarette compacts, and inter-local land use and law enforcement agreements Advocacy before the Washington State Gambling Commission, Washington Indian Gaming Association and National Indian Gaming Commission Preparing tribal codes and regulations, including tribal court, commercial, gaming, taxation, energy development, environmental and cultural resources protection, labor & employment, and workers» compensation laws Developing employee handbooks, manuals and personnel policies Advocacy in areas of treaty rights, gaming, jurisdiction, taxation, environmental and cultural resource protection Brokering fee - to - trust and related real estate and jurisdictional transactions Litigation & Appellate Services: Handling complex Indian law litigation, including commercial, labor & employment, tax, land use, treaty rights, natural and cultural resource matters Litigating tribal trust mismanagement claims against the United States, and evaluating tribal and individual property claims under the Indian Claims Limitation Act Defending tribes and tribal insureds from tort claims brought against them in tribal, state and federal courts, including defense tenders pursuant to the Federal Tort Claims Act Assisting tribal insureds in insurance coverage negotiations, and litigation Representing individual tribal members in tribal and state civil and criminal proceedings, including BIA prosecutions and Indian probate proceedings Assisting tribal governments with tribal, state and federal court appeals, including the preparation of amicus curiae briefs Our Indian law & gaming attorneys collaborate to publish the quarterly «Indian Legal Advisor ``, designed to provide Indian Country valuable information about legal and political developments affecting tribal rights.

Fraud, embezzlement, insider trading, computer crime, and other cases typically involve the U.S. Department of Justice, the Securities Exchange Commission (SEC) and Internal Revenue Service (IRS) enforcement divisions, investigations against professionals such as CPAs, attorneys, stock brokers, corporate officers, corporate board members, and entrepreneurs.

In one case, Mr. Girard secured a $ 3.7 million arbitration award against a FINRA member in California on behalf of individual brokers.

A California court has considered whether an alleged violation of an association ethical rule could function as the foundation for tortious interference allegations made against a broker who was not a member of the association.

If you register as an Real Estate Professional User, you represent, warrant, and agree that: (1) you are a licensed real estate broker, or licensed real estate agent, and if you are an agent user of the Elm Street Website, you have the permission of your managing broker to register as a Elm Street Real Estate Professional User; (2) you are a member, subscriber or participant in good standing of the Multiple Listing Service that supplies the real estate data and images displayed to you on the Elm Street Website («MLS»); (3) you will terminate your account status if, at any time, you are no longer a licensed real estate broker, or licensed real estate agent, and therefore, are no longer eligible to be a member, subscriber, or participant in good standing of the MLS; (4) you authorize Elm Street to send you emails relating to the Elm Street Website and your Elm Street account; and (5) you will defend, indemnify and hold harmless Elm Street, and its members, managers, subsidiaries, affiliates, officers, employees, agents, and other partners against any and all claims, damages, judgments, and expenses, including attorney» s fees and litigation costs or expenses, arising from your breach of the representations, warranties, duties or obligations made or assumed by you in this Agreement.

It's because TREB members voted against broker reciprocity.