Sentences with phrase «against securities claims»

Coverage C: This is entity coverage wherein the company is insured against securities claims.

On the upside, one source of funds for the company is a pair of insurance policies protecting the directors and officers against securities claims.

Not exact matches

The bonds in the Social Security trust fund aren't real assets: Instead, they are claims against future revenue.

But the issue became one of national security when those claiming to be responsible for the hack threatened violence against theatres that screen The Interview.

«The DOL has created a new private right of action,» said Fleckner, who led Goodwin's successful defense of an excessive fee claim against John Hancock in the 3rd Circuit Court of Appeals in 2014, and was a signatory to an amicus brief filed with the Supreme Court on behalf of the Securities Industry Financial Markets Association in Tibble v. Edison.

Beaufort Securities» administrators have warned clients against people contacting them claiming to be former employees.

A federal district court judge has found that claims against Intel Corporation's Investment Policy Committee for its retirement plans is time - barred under the Employee Retirement Income Security Act's (ERISA)'s three - year statute of limitations.

In addition, the Governing Council announced it would purchase asset - backed securities with underlying assets consisting of claims against the euro area non-financial private sector and euro - denominated covered bonds issued by monetary financial institutions (MFIs) domiciled in the euro area.

There was also a lapse of judgment on part of Mr. Saxena as claimed in one of the announcements, that he had been online when the private keys were extracted for the BTG distribution process and saving in plain text format which went against the written policies of safety and security of operations.

On May 2, 2014, the United States District Court for the Eastern District of New York gave preliminary approval to a settlement of $ 280 million to resolve claims against JPMC that it misled investors in billions of dollars» worth of mortgage backed securities.

Yet every corporate security may best be viewed, in the first instance, as an ownership interest in, or a claim against, a specific business enterprise.

«DavorCoin is concealing its principal place of business, claiming that «due to tax and regulation risks» it «can not officialize its domiciliation,»» Texas Securities Commissioner Travis J. Iles said in an emergency Feb. 2 cease - and - desist order against the company.

The laureates also claim the 14 young people - accused of involvement in the protests and violence against security forces - were reportedly subjected to physical force.

This was directly against the Hawks» security protocol, the suit claims.

Disclosures Founding Moms will not disclose any of your personal information to third parties without your permission except in the following circumstances: (i) to investigate and defend Founding Moms against any third party claims or allegations or otherwise to protect Founding Moms from liability, (ii) to investigate, prevent or take action regarding suspected or actual illegal activities, (iii) to assist government enforcement agencies, respond to a legal process or comply with the law, (iv) to exercise or protect the rights, property or personal safety of the users of the Service and / or (v) to protect the security or integrity of the Service.

An official in the National Security Council was ousted last month after he wrote a controversial memo claiming subversive forces were poised to wage «political warfare» against Trump's nationalist agenda.

It is, therefore wrong for anyone to claim that some of the incidents are motivated by religion, ethnicity, tribalism and elitism when we are living witnesses to the fact that Sheik Ibrahim El - Zakzaky of Islamic Movement of Nigeria and Sambo Dasuki, the former National Security Adviser are both Muslims and Northerners, who have been in detention for more than two years against all conventional laws and court orders.

The Correctional Association of NY released a report, based largely on the accounts of anonymous inmates, leveling a number of abuse claims against staff at the maximum - security facility that allegedly occurred in the wake of the escape.

Some of the issues Adelakun raised were the appointment of security chiefs from mainly one ethnic group, killings and kidnapping by Boko Haram despite the Federal Government's claim that the sect had been technically defeated; and the fight against corruption.

According to party sources, there are several reasons for the decision not to nominate the former minister for a peerage: his support for the 2003 invasion of Iraq; a damages claim that is being brought against him by a Libyan couple who were «rendered» to one of Muammar Gaddafi's prisons; an ongoing inquiry by Westminster's intelligence and security committee (ISC) into that and other rendition allegations; and the words that were captured by the undercover reporter.

While the state inspector general's report detailed the factors that contributed to the escape from Clinton Correctional Facility last June, a new report from a prisoner advocacy group levels a number of abuse claims against staff at the maximum - security prison that allegedly occurred in the wake of the escape.

For the written notice we ask you to specify your ELITESINGLES email address or your security code, so that we can uniquely authenticate your claim and protect against possible abuse.

Protect yourself against viruses and malware that cause popups and unwanted ads with Avast Mobile Security and Antivirus, the world's most «Security Notice» email claims that your Apple ID has been locked because the company noticed an attempt to sign in from an «unrecognized device».

HBO does not make any representations or warranties as to the security of any information (including, without limitation, credit card and other personal information) you might be requested to give any third party, and you irrevocably waive any claim against us with respect to such sites.

January 7, 2013 • The agreement resolves claims against the bank about mortgage - backed securities it sold before the housing bust.

Additionally, we may disclose Personal Information where we, in good faith, deem it appropriate or necessary to (1) prevent violation of the Terms of Use, or our other agreements; (2) take precautions against liability; (3) protect our rights, property, or safety, or those of a third party, any individual or the general public; (4) maintain and protect the security and integrity of our services or infrastructure; (5) protect ourselves and our services from fraudulent, abusive, or unlawful uses; (6) investigate and defend ourselves against third party claims or allegations; or (7) assist government regulatory agencies.

One of the programs that helps FAA fulfill its safety mission is the Investigative Tracking System (ITS), which records, tracks, and reports on investigations pertaining to security background checks and clearances on employees, contractors and other individuals with access to FAA facilities, systems or information, as well as internal administrative investigations relative to inappropriate conduct and associated disciplinary actions and tort claims against FAA.

BlackBerry is up against stiff competition from mobile security solutions provider Good Technology, besting BlackBerry's perceived lack of ability to deliver in a multi-platform environment, although BlackBerry claims they've been providing multi-platform support for almost 2 years now.

Following information that a Securities and Exchange Commission investigation is underway against Barnes and Noble for alleged inconsistencies in reporting losses, the lawyers have rushed in to claim a piece of any money that might be doled out.

Lien A legal claim against one's property as security for due payment.

The Mortgage or Deed of Trust: This is the «security instrument» which gives the lender a claim against your house if you fail to live up to the terms of the mortgage note.

You waive any claims against us, our affiliates and our successors relating to losses or other harm caused by data security or other privacy breaches arising out of your use of wireless communications and Capital One Investing Mobile.

Yet every corporate security may best be viewed, in the first instance, as an ownership interest in, or a claim against, a specific business enterprise.

In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a trustee, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such trustee, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in such Act and will be governed by the final adjudication of such issue.

The Underwriting Agreement between the Trust and Northern Lights Distributors, LLC («NLD») provides that the Registrant agrees to indemnify, defend and hold NLD, its several officers and directors, and any person who controls NLD within the meaning of Section 15 of the Securities Act free and harmless from and against any and all claims, demands, liabilities and expenses (including the reasonable cost of investigating or defending such claims, demands or liabilities and any reasonable counsel fees incurred in connection therewith) which NLD, its officers and directors, or any such controlling persons, may incur under the Securities Act, the 1940 Act, or common law or otherwise, arising out of or based upon: (i) any untrue statement, or alleged untrue statement, of a material fact required to be stated in either any Registration Statement or any Prospectus, (ii) any omission, or alleged omission, to state a material fact required to be stated in any Registration Statement or any Prospectus or necessary to make the statements in any of them not misleading, (iii) the Registrant's failure to maintain an effective Registration statement and Prospectus with respect to Shares of the Funds that are the subject of the claim or demand, or (iv) the Registrant's failure to provide NLD with advertising or sales materials to be filed with the FINRA on a timely basis.

The Underwriting Agreement between the Trust and Ceros Financial Services Inc. («Ceros») provides that the Registrant agrees to indemnify, defend and hold Ceros, its several officers and directors, and any person who controls Ceros within the meaning of Section 15 of the Securities Act free and harmless from and against any and all claims, demands, liabilities and expenses (including the reasonable cost of investigating or defending such claims, demands or liabilities and any reasonable counsel fees incurred in connection therewith) which Ceros, its officers and directors, or any such controlling persons, may incur under the Securities Act, the 1940 Act, or common law or otherwise, arising out of or based upon: (i) any untrue statement, or alleged untrue statement, of a material fact required to be stated in either any Registration Statement or any Prospectus, (ii) the breach of any representations, warranties or obligations set forth herein, (iii) any omission, or alleged omission, to state a material fact required to be

In the event that a claim for indemnification against such liabilities (other than the payment by Registrant of expenses incurred or paid by a trustee, officer or controlling person of Registrant in the successful defense of any action, suit or proceeding) is asserted by such trustee, officer or controlling person in connection with the securities being registered, Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the 1933 Act and will be governed by the final adjudication of such issue.

The Irish Wolfhound Foundation does not make any representations or warranties as to the security of any information (including, without limitation, credit card and other personal information) you might be requested to give any third party, and you hereby irrevocably waive any claim against us with respect to such sites.

And although making claims wasn't easy (especially in Thailand, when onward travel tickets were cancelled and re-issued, visas extended, and a myriad of both out - patient and in - patient expenses incurred), we were happy to have the security blanket of insurance protecting us against these unforeseen emergencies.

Artists have joined protests against the National Gallery of Victoria's contract with Wilson Security, which manages services at Australia's offshore detention centres on Manus Island and Nauru — the company is the subject of controversial claims regarding assault against asylum seekers held in its detention centres.

What is fast - becoming the main talking point against the proposed Keystone XL Pipeline is the claim that greater access to Canadian crude oil would not enhance U.S. energy security.

Epstein avoids the scientific issues but emphasizes the difference between what the cities have stated in securities offerings, using Oakland as the primary example, and what they claim in the filings against oil companies.

The objective, rather, was to enable opponents to claim later, when the full House debates the bill, that a vote for H.R. 910 is a vote against science, public health, national security, energy security, and children with asthma.

San Diego Greenpeace workers are leading a strike against the global environmental activism giant, claiming that Greenpeace has provided them little in the way of job security, and has violated what they believe to be fair labor policies.

Representing investment professionals against customer claims and counterclaims involving securities related liability under federal and state securities laws.

representing an ad hoc committee of securities holders, including a number of representative plaintiffs having claims against Sino - Forest Corporation and its directors, officers, auditors and underwriters, in connection with the CCAA restructuring of that company;

The claims may be against investment banks that devised securities deriving from sub-prime mortgages; underwriters; pension funds; and salesmen.

The firm provides full services in the areas of general practice including, but not limited to, civil litigation, plaintiff negligence claims, worker's compensation, social security disability, criminal defense, domestic relations, divorce, custody, real estate, corporate and business transactions, wills, estate planning and estate settlement, bankruptcy, business collections, municipal law, zoning and claims against the government.

Additionally, we can help you pursue other forms of compensation — such as a Social Security disability claim for a permanently disabling injury or a personal injury lawsuit against a negligent third party (such as an independent contractor or manufacturer of defective equipment.

Our directors and officers (D&O) coverage experience includes disputes arising out of white - collar crime, securities, statutory, and common law claims against corporate entities, officers, directors, and trustees, including adversary proceedings in bankruptcy litigation.