Sentences with phrase «against securities held»

Buying power consists of your money available to trade, plus the amount that can be borrowed against securities held in your margin account.
While you can invest in the same products as a Cash account, this account is for a more aggressive leverage strategy, allowing you to borrow against the securities held within your HSBC InvestDirect account.

Not exact matches

Failure to deliver collateral - If a dealer fails to deliver collateral against borrowed securities on the loan date, cash will be held overnight against the loan without interest, and a penalty fee equal to the general collateral rate will be assessed, in addition to the lending fee.
The security of being able to hold your investment in your hands if things go sour makes them the perfect insurance against any financial turmoil.
We've also tracked Exabeam's growth against a number of public security companies and the top - line acceleration is well ahead of most other companies when they were at this stage» said Lightspeed Partner Ravi Mhatre, «Exabeam has moved extremely quickly to establish its leadership position in the market and holds all of the promise of becoming a standalone public company.»
(a) Share of total Australian dollar assets (per cent), subcomponents are the share of liquid assets (b) While deposits with other banks are a store of liquidity, they do not contribute to the stock of liquidity held by the banking system as a whole, since the recipient banks will, in turn, need to hold additional liquidity against these deposits; consequently, they are excluded from this table (c) Includes Commonwealth Government Securities and securities issued by the states and territories (d) Includes notes and coins, Australian dollar debt issued by non-residents and securitised assets (excluding self - securitisSecurities and securities issued by the states and territories (d) Includes notes and coins, Australian dollar debt issued by non-residents and securitised assets (excluding self - securitissecurities issued by the states and territories (d) Includes notes and coins, Australian dollar debt issued by non-residents and securitised assets (excluding self - securitised assets)
10.3 You agree that we may carry out a valuation of the Property in order to ensure that it is suitable to be held as security against any RPA Loan that may be provided to you.
This time he thinks the Tories can be convinced to make changes, in addition to not increasing the annual contribution limit, like setting a lifetime limit on holdings that would be tax - free and making sure withdrawals count against income - tested programs like old age security and guaranteed income supplement.
So difficult is the situation becoming that the European Parliament and the Organization for Security and Cooperation in Europe have now recognized the trend and have held workshops on the subject of intolerance and discrimination against Christians.
«Francis» decision to hold a photo - op at the security barrier,» she writes, «was an act of extreme hostility against Israel and the Jewish people.»
NEW ORLEANS, April 20, 2018 (GLOBE NEWSWIRE)-- Kahn Swick & Foti, LLC («KSF») and KSF partner, former Attorney General of Louisiana, Charles C. Foti, Jr., remind investors that they have until May 4, 2018 to file lead plaintiff applications in a securities class action lawsuit against Atlas Financial Holdings, Inc. (NasdaqGM: AFH), if they purchased the Company's securities between March 13, 2017, and March 2, 2018, inclusive (the «Class Period»).
The security guy took me to the Jefferson County police station, and although no charges were filed against me, I was quickly transported to the county courthouse and made to sit in a holding cell while the judge finished up that day's traffic cases.
For instance, a clip on the back of the neck holds the shoulder straps in place, a clip on the waist holds it tight against your waist, and to complete the security, you simply need to pull it tight.
In a session among Democratic senate candidates held by the Chicago Tribune to determine who the paper would endorse in the Democratic race to run against Kirk, Duckworth was asked about ensuring refugees would not pose a security risk.
He sent a letter to Donald Trump about gun control, held a conference call with Sen. Amy Klobuchar about election security, rallied with Al Gore against offshore drilling and, of course, started picking on de Blasio again.
The DisruptJ20 activist network is holding a series of events throughout Washington, D.C. on January 20, including the Queer Resistance on J20, a queer anti-inauguration party at a security checkpoint, at 6:30 a.m. at McPherson Square Park; the Movement for Black Lives #J20 Resistance at the Inauguration — a combined movement of Black Lives Matter DC, Baltimore BLOC and the Movement for Black Lives — at 7 a.m. at MPD Police Headquarters; the «Festival of Resistance: March Against Trump» at 12 p.m. at Columbus Circle to reject forms of hate and oppression such as racism, sexism, transphobia, Islamophobia and ableism; and «Preparing for the Trump Era: What Anarchists Are» on January 21 at 5 p.m. at The Festival Center.
The Buffalo News praises WNY Rep. Chris Collins for being one of only 75 Republicans to vote to fund the Department of Homeland Security rather than hold a critical governmental office hostage to a suicide charge against President Obama's administrative orders on immigration.
«Brian Madden held himself out to be an honest insurance broker who gave his clients a false sense of security by leading them to believe their property was protected against potential loss,» Manhattan U.S. Attorney Preet Bharara said in a statement.
«Certain Nigerian leaders, having been blindfolded by corruption, assume the possibility of using money in manipulating the national security agencies to intimidate, suppress and hold down certain ethnic nationalities or playing one ethnic nationality against the other with a view to undermining the constitution and perversely upturning the rule of law.
Another application would be the reverse: images of a person of interest from security cameras or public photos uploaded onto the internet could be compared against a national repository of images held by the FBI.
It will be held with enhanced security measures, but it is absolutely essential action against climate change, and of course it will be held,» Fabius told reporters in remarks reported by Climate Home.
The rest of the cast easily hold their own against the two leads, including Lupita Nyong» o (12 Years a Slave) as Nakia, a warrior princess who is T'Challa's main love interest; Danai Gurira (Michonne on AMC's The Walking Dead) as Okoye, the head of Wakandan security; Daniel Kaluuya (Get Out) as W'Kabi, a disgruntled prince; the aforementioned Wright and Serkis; and Martin Freeman (Bilbo in the recent Hobbit films) as a CIA officer who unexpectedly finds himself fighting alongside T'Challa and his family.
Schools and colleges can also be an attractive target for petty thieves looking for unattended equipment held on - site, therefore the impact of having a uniformed security officer as a deterrent against such offenses really can not be ignored.
If, for example, you want a $ 500 spending limit on the card, you will need to give the card company a $ 500 deposit to hold as security against failure to make payments.
According to securities attorney Avery Goodman, Goldman Sachs and HSBC took major positions in physical - hold - in - your - hand gold last week, while continuing to recommend against buying gold to their clients!
SIPC protects against the loss of cash and securities — such as stocks and bonds — held by a customer at a financially troubled SIPC - member firm.
This value is compared against the market value of securities held short, and is marked to market weekly.
If the market value of the securities held short increases (moves against you), it will cost more to close short positions, and money will be journaled (transferred) from margin and increase the short credit balance.
Limited margin does not allow for borrowing against existing holdings, account leveraging, creating cash or margin debits, short selling of securities, or selling naked options.
A protectionist approach holds that regulating international trade is necessary to protect jobs in domestic industries, bolster national security or retaliate against unfair practices of trading partners.
If you hold these securities to maturity, you will receive the greater of the inflation - adjusted principal or the amount of your original investment; this provides the benefit of keeping up with inflation while protecting against deflation.
A gain is realized only when the fund sells some of the underlying securities for a profit, and if the fund is holding some unused capital losses, the gains will be offset against the losses, resulting in a smaller loss carried forward to future years or a smaller gain to be be distributed to shareholders, depending on the relative sizes of the gain and the loss.
Authorised Dealers may allow their branches / correspondents outside India to grant loans to or in favour of non-resident depositor or to third parties at the request of depositor for bona fide purpose against the security of funds held in the NRE / FCNR (B) accounts in India, subject to usual margin requirements.
Financial firms are stuck holding securities they can't sell and can't borrow against.
The «all indebtedness» mortgage brings any other debts held by that specific lender under the umbrella of the registered security against the Real Estate.
Under the SEC proposal, an ETF would be defined as a registered open - end management investment company that: • Issues (or redeems) creation units in exchange for the deposit (or delivery) of basket assets the current value of which is disseminated per share by a national securities exchange at regular intervals during the trading day; • Identifies itself as an ETF in any sales literature; • Issues shares that are approved for listing and trading on a securities exchange; • Discloses each business day on its publicly available web site the prior business day's net asset value and closing market price of the fund's shares, and the premium or discount of the closing market price against the net asset value of the fund's shares as a percentage of net asset value; and • Either is an index fund, or discloses each business day on its publicly available web site the identities and weighting of the component securities and other assets held by the fund.
The Underwriting Agreement between the Trust and Northern Lights Distributors, LLC («NLD») provides that the Registrant agrees to indemnify, defend and hold NLD, its several officers and directors, and any person who controls NLD within the meaning of Section 15 of the Securities Act free and harmless from and against any and all claims, demands, liabilities and expenses (including the reasonable cost of investigating or defending such claims, demands or liabilities and any reasonable counsel fees incurred in connection therewith) which NLD, its officers and directors, or any such controlling persons, may incur under the Securities Act, the 1940 Act, or common law or otherwise, arising out of or based upon: (i) any untrue statement, or alleged untrue statement, of a material fact required to be stated in either any Registration Statement or any Prospectus, (ii) any omission, or alleged omission, to state a material fact required to be stated in any Registration Statement or any Prospectus or necessary to make the statements in any of them not misleading, (iii) the Registrant's failure to maintain an effective Registration statement and Prospectus with respect to Shares of the Funds that are the subject of the claim or demand, or (iv) the Registrant's failure to provide NLD with advertising or sales materials to be filed with the FINRA on a timely basis.
The Underwriting Agreement between the Trust and Ceros Financial Services Inc. («Ceros») provides that the Registrant agrees to indemnify, defend and hold Ceros, its several officers and directors, and any person who controls Ceros within the meaning of Section 15 of the Securities Act free and harmless from and against any and all claims, demands, liabilities and expenses (including the reasonable cost of investigating or defending such claims, demands or liabilities and any reasonable counsel fees incurred in connection therewith) which Ceros, its officers and directors, or any such controlling persons, may incur under the Securities Act, the 1940 Act, or common law or otherwise, arising out of or based upon: (i) any untrue statement, or alleged untrue statement, of a material fact required to be stated in either any Registration Statement or any Prospectus, (ii) the breach of any representations, warranties or obligations set forth herein, (iii) any omission, or alleged omission, to state a material fact required to be
A covered call is an income strategy constructed by writing a call option against a holding of the underlying security.
*** A GBP 50 security deposit will be required upon check - in, to be held against any possible damages.
Artists have joined protests against the National Gallery of Victoria's contract with Wilson Security, which manages services at Australia's offshore detention centres on Manus Island and Nauru — the company is the subject of controversial claims regarding assault against asylum seekers held in its detention centres.
The work, titled Civilian Drone Strike, was auctioned alongside contributions by feminist activist group Guerrilla Girls and photomontage artist Peter Kennard, at the five - day Art The Arms Fair held last week in London in protest against the annual Defence and Security Equipment International arms fair.
In Chilab v King's College [2013] EWCA Civ 147, [2013] All ER (D) 352 (Feb) the Court of Appeal held that an application for security for costs against a non-party could only be made against a third party funder, that is someone who had contributed or agreed to contribute to the claimant's costs in return for a share of any proceeds.
Yesterday, the Supreme Court announced that it accepted review of Stoneridge Investment v. Scientific Atlanta, an 8th Circuit decision where the court held that civil liability for damages does not lie against defendants who merely «aid and abet» securities fraud unless those defendants actually made a mistatement.
In Allen v. Aspen Group Resources Corporation, Strathy J. refused to summarily dismiss a class action against a law firm, and held that the law firm may be vicariously liable under the Partnership Act for alleged breaches of s. 131 of the Securities Act by one of its partners in his capacity as a corporate director.
The Lord Justices pointed out that there was a well - established process for dealing with government requests to withhold documents on national security grounds: judges must weigh the public interest which demands that the evidence be withheld against the public interest in open justice, and if «the former public interest is held to outweigh the latter, the evidence can not in any circumstances be admitted.»
Our immigration lawyer represents immigration and clients facing deportation / removal before the Department of Homeland Security (DHS) in immigration courts throughout the United States in obtaining their permanent resident cards, citizenship, religious and political asylum applications, removal / deportation hearings, criminal defense, DACA, deferred action enforcement, temporary and permanent visa applications, K 1 fiance visa petitions, work authorization visa, immigration bonds and holds, criminal bonds, appeals, violence against women (VAWA) battered spouse petitions, cancellation of removal, TPS or DED and more.
On May 10, 2016, the United States District Court for the Central District of California, in a 31 - page decision, dismissed a putative class action lawsuit for securities fraud against Yingli Green Energy Holding Company Limited.
A decision from the Wisconsin Supreme Court establishing the right of an unsecured creditor to have a sheriff seize and execute upon a court judgment against the assets of a debtor and forcing a judicial sale to find an equity in excess of the rights and value of an existing security interest held by a secured creditor in the subject assets.
This controversial decision of the BC Supreme Court held that the absolute prohibitions against assisted suicide in the Criminal Code violated sections 7 and 15 of the Charter (the Charter right to «life, liberty and security of the person» and the Charter guarantee of equality, respectively).
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