Sentences with phrase «against unregistered»

After 12 October 2013 and until the land is registered at the Land Registry, a caution against first registration may still be lodged against the unregistered land.

The Comision Nacional del Mercado de Valores (CNMV), Spain's financial authority, issued on Tuesday warning notices against unregistered forex brokers that operate the websites www.oexgroup.com and www.mt4invest.com/es-ES and...

In what the CFTC described as its first action against an unregistered Bitcoin options trading platform, the CFTC charged Coinflip, Inc. and its founder and chief executive officer with failures to comply with the CEA or CFTC regulations for operating a facility for trading or processing «commodity options.»

Quintenz said the SEC takes action against unregistered ICOs, while the CFTC has authority over spot trading.

Not exact matches

The Manafort / Gates indictment was unsealed Monday morning, and it contains 12 counts: conspiracy against the United States, conspiracy to launder money, unregistered agent of a foreign principal, false and misleading FARA statements, false statements, and seven counts of failure to file reports of foreign bank and financial accounts.

He and Manafort had also been charged in October with 12 counts including conspiracy against the US, conspiracy to launder money, being an unregistered agent of a foreign principal, making false and misleading statements, and failing to file reports of foreign bank and financial accounts.

Tezos co-founders Arthur and Kathleen Breitman are reportedly hoping to use money raised in the company's token offering to pay their legal bills as they defend themselves against class - action lawsuits alleging fraud and the sale of unregistered securities.

You acknowledge and agree that SeedInvest does not provide any representation, warranty or assurance that the offering on the Site are made in accordance with securities law, including the exception to the sale of unregistered securities and the prohibition against the general solicitation of unregistered securities.

The agency filed civil charges against Dominic Lacroix, his partner Sabrina Paradis - Royer and PlexCorps, for «misappropriating investor funds illegally raised through the fraudulent and unregistered» offer of PlexCoin.

Florida's Office of Financial Regulation has filed an administrative complaint against several South Floridians and accused them of selling unregistered securities to investors in the failed Woodbridge Group of Companies, the Broward County Sun Sentinel reported.

In 2014, the U.S. Securities and Exchange Commission filed an administrative action against Erik T. Voorhees, for violating Securities Act Section 5 for publicly offering unregistered interests in two bitcoin websites in exchange for bitcoins.

Following extensive campaigning by Humanists UK and its supporters for greater action against illegal, unregistered schools, the Government has finally indicated that it will look to close the legal loopholes that allow them to continue operating.

This would be discriminatory against people who use unregistered pay - as - you - go phones, for instance.

Shehu said they warned the media against activities of some unregistered groups that had lately been active in trying to undermine critical institutions, such the law - enforcement agencies and the Independent National Electoral Commission (INEC).

A spokesperson for the DfE said: «Unregistered schools are illegal and unsafe — and we are taking unprecedented and direct action against them across the board to protect children, inform parents and support teachers.

«Unregistered schools are illegal and unsafe — and we are taking unprecedented and direct action against them across the board to protect children, inform parents and support teachers, putting us firmly on the front foot.

When I ask, I'm usually told that the money is either a gift, a forgivable loan, or a mortgage either to be registered or unregistered against the property.

It is against the law for a breeder to sell an unregistered dog as purebred or to offer one at a lower price without registration papers.

While the extent of protection is typically limited to the region where the trademark is used, an unregistered trademark (communicated by the symbol TM in superscript, though this is not required) is still protected against infringement and dilution under common law.

The Land Registration Act 2002 aimed, but failed, to deal with CRL, by putting a 10 - year time limit on registering a CRL interest, either by: - registration of a caution against first registration of unregistered land; or - the entry in the register of a notice in the case of registered land.

Unregistered rights arise automatically, and give protection against copying or using the right.

Charges were dismissed by the Ontario Court of Justice in R v. Lowman against two individuals who, in connection with their creation of a website, were alleged to have engaged in unregistered trading, issuing securities without filing a prospectus and making a prohibited representation that securities would be listed on an exchange with the intention of effecting a trade in breach of the Ontario Securities Act.

At present, anyone entitled to benefit from one of the interests listed above may apply to lodge a caution against first registration of the land affected if the land is unregistered, or to enter a Notice on the Register if the land is registered without payment of a charge.

• # 40 to register a caution against first registration (CT1) for unregistered land • # 40 to register a unilateral notice (UN1) and agreed notice (AN1) for each of the first three titles then # 20 for each subsequent title for registered land

Acted for PZ Cussons in relation to pursuing third parties for passing off and registered and unregistered design right infringement against third party infringers

An investor has the right to rescind a non-complying transaction under § 12 (a)(1) of the Act, and the S.E.C. is authorized to seek to enjoin the sale and advertising of unregistered securities and to bring an action for civil penalties against those who violate § 5.

The principles of habeas corpus, the rules against unreasonable detention, let alone basic civil rights, are potentially destined for the United States scrap heap if his purge of unregistered migrants is more than theatrical rhetoric.

against the company, accusing it of fraud and selling unregistered securities.

The SEC announced charges against the operator of SatoshiDice and a bitcoin marketing site for selling unregistered securities and taking bitcoin as payment.

Earlier this year, the state filed suit against an ICO organizer and his company, alleging that the token sale represented an unregistered securities offering.

Hong Kong, March 08, 2018: Bitcoiin2Gen would like to respond to certain allegations, assertions and accusations that were made against us in the press release of «New Jersey Bureau of Securities Orders Online Cryptocurrency Promoter «Bitcoiin» to Stop Offering Unregistered Securities in the State with Cease and Desist Order» dated March 07, 2018.

On December 11, 2017, the SEC issued a Cease - and - Desist Order (the «Order») against Munchee Inc. («Munchee») finding that the California - based company's initial coin offering of its tokens (the «Munchee Tokens») to raise capital for its blockchain - based food review service constituted an unlawful unregistered offering and sale of securities.

In the latest regulatory backlash against ICOs, the SEC has decided that, effectively, anyone who sells tokens is an unregistered money transfer business and anyone issuing an ICO is a money transmitter that is subject to the Bank Secrecy Act.

As chronicled by CoinDesk, the allegations against Tezos include both fraud and the sale of unregistered securities, though it's the latter that may be most notable here.

Plus, the SEC has repeatedly warned buyers against celebrity endorsements, such as the one boxer Evander Holyfield gave AriseBank, and other social media campaigns for unregistered securities.

In early March, the New Jersey Bureau of Securities issued a cease and desist order against Bitcoiin for fraudulently and improperly offering unregistered securities in violation of state securities regulations.

What they want to avoid happening is being in the situation the founders of the Tezos tech project are in with a class - action lawsuit against them filed by US regulators that alleges they deceptively sold unregistered securities in violation of both federal and state law after their record - breaking USD 232m ICO in July, 2017.

The SFC's action comes some two months after the Philippines Securities and Exchange Commission filed a similar cease - and - desist against Black Cell for selling unregistered securities.

Today, the U.S. Securities and Exchange Commission (SEC) brought charges against Jon E. Montroll and his exchange BitFunder for operating an unregistered securities exchange and defrauding users.

The charges, which the SEC filed against the Texas - based AriseBank on Jan. 25, allege that the firm and its co-founders, Jared Rice Sr. and Stanley Ford, sold unregistered securities and engaged in «fraudulent conduct» to market its «decentralized bank.»

The Texas State Securities Board (SSB) executed an emergency cease - and - desist notice against a man for selling unregistered securities tied to a cryptocurrency trading...

In mid-February, New Jersey's securities regulator issued an emergency cease and desist order against cryptocurrency investments firm Bitstrade for fraudulently offering unregistered securities to customers.

The Board filed a cease - and - desist order (CDO) against Mark Moncher for allegedly trying to sell unregistered securities through his «Financial Freedom Club,» also called «Millionaire Mentor University,» which Moncher claims can give investors financial independence in as little as 30 - days.