Sentences with phrase «agent compensation rules»
They made trades designed to game baseball's free agent compensation rules, a strategy that came to a head in 2011 when the Rays owned 12 of the first 90 picks in the MLB draft.
https://sports.vice.com/ Not exact matches
In addition, she says FINRA Rule 2320 «still allows noncash compensation so long as it is based on the total production of the agent with respect to all variable contract securities distributed by the member and the noncash compensation is equally weighted across variable annuity contracts.»
Even in cases where companies do not choose to provide or are barred by FINRA rules from providing noncash compensation awards directly to agents, the report says, «they frequently provide cash or noncash incentives to the third - party marketing organizations that then pass these awards on to the agents.»
Similar to the DOL rule, the NAIC model would place limits on agent compensation, require more disclosures and set a «best interest» standard.
Similar to the Department of Labor fiduciary rule, the NAIC model would place limits on agent compensation, require more disclosures and set a «best interest» standard.
On another occasion, Shero expressed interest in signing free agent Defenseman Dave Hutchison, who played last year for Los Angeles (and subsequently signed with Toronto), without realizing, astonishingly, that NHL rules require compensation in such cases.
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The Fed said they are also instituting a rule prohibiting loan originators from directing a consumer to accept a home mortgage that is not in the consumer's best interest in order to increase the loan agents» compensation.
The good will indemnity derives from an analogous application of rules regarding commercial agents: the commercial agent directive (86 / 653 / EEC) introduced compulsory indemnity / compensation in favour of the commercial agent under certain circumstances if the contract is terminated.
In the meantime, the industry is following the lead of HUD's 2010 interpretive rule addressing the conditions for agents and brokers to receive compensation for selling the warranties, says Ken Trepeta, director of NAR's Real Estate Services.
The settlements shed fresh light on what realty industry and legal experts say is a persistent problem: Brokers and agents continue to pocket cash and other compensation for steering business to lenders and title companies in violation of federal anti-kickback rules as interpreted and enforced by the CFPB.
The Participation Rule set forth in the 2008 settlement agreement permits MLSs to limit access to only those brokers engaged in real estate brokerage; that is, those actively endeavoring to list real property or to accept offers of cooperation and compensation made by listing brokers or agents in the MLS.
NAR and its industry partners have long disputed a 2010 HUD ruling that the sale of home warranty contracts by real estate agents for compensation was a per se violation of RESPA.