Sentences with phrase «agents of fund companies»

J. Christopher Kerckhoff, Jr., vice president, Plancorp, Chesterfield, MO., said: «These findings show that brokers are serving as agents of fund companies, not in the best interests of their investor clients.

Not exact matches

Explaining the industry and what's going on takes the form of several audiences; one being the overly - optimistic entrepreneur who still has aspirations of raising capital to get their company to a liquidity event, another being the up and coming venture capitalist in training (think decades long training cycles) who recently finds themselves a free agent as the asset class shrinks and wants to start their own fund, and the final being ambitious MBA's switching careers and see venture capital as the preferred destination.

Synack, the Menlo Park, Calif. - based company started by former NSA agents Jay Kaplan and Mark Kuhr, announced this morning that it secured Series A funding from the storied Silicon Valley venture fund Kleiner Perkins Caufield & Byers, along with Google Ventures, Allegis Capital, and Derek Smith (the CEO of another KPCB - backed company, Shape Security).

In the complaint, sports agent Christian Dawkins reportedly tells other defendants that Adidas» executives agreed to secure a specific amount of the company's funding to convince a player to attend a certain Adidas - sponsored college.

The Fund pays State Street Bank and Trust Company for its services as custodian, transfer agent and shareholder servicing agent and pays SSGA Funds Management, Inc., an affiliate of State Street Bank and Trust Company, for investment advisory services.

The management fee is a unified fee that includes all of the operating costs and expenses of the Fund (other than taxes, charges of governmental agencies, interest, brokerage commissions incurred in connection with portfolio transactions, distribution and / or service fees payable under a plan pursuant to Rule 12b - 1 under the Investment Company Act of 1940 and extraordinary expenses), including accounting expenses, administrator, transfer agent and custodian fees, Fund legal fees and other expenses.

After completing the necessary processes with the California Courts to enforce the judgment, the Company has received and presented definitive legal documents from the California Court to the escrow agent at the bank clearing the way for the release of funds and expects that the US$ 1.9 million will be released to the Company before the end of the month.

The office of the shadow housing secretary, Grant Shapp, was part - funded by an estate agent while that of the shadow health secretary, Andrew Lansley, received a donation from a medical equipment company.

In 2005 and 2004, the Alfred P. Sloan Foundation funded economic research on alternative corporate governance models, namely the principal / agent and team production models, and their ability to explain both the legal and economic behaviors of public companies.

Funded by Byer's shadowy research group, a pharmaceutical company has used behaviour modification to create a new breed of pumped - up, hyper - intelligent field agent.

Frustrated by the exasperating search for a literary agent and publishers, many authors these days are listening to the lure of the heavily - funded - and - advertised Print - on - Demand companies, which promise publication at low fees.

The mortgage escrow company / agent will make sure that all of these contract stipulations are met, before releasing funds on closing day.

Real estate agents recommend lie about location, location, location, but I still prefer Russia (& Ukraine) farmland — it offers the most long term upside potential in terms of price & fertility (well, once some companies prove they're self - funding!).

A Mutual Fund Company that is involved solely in the manufacture of mutual funds tend to distribute their funds through mutual fund representatives, investment advisors, financial planners, mutual fund dealers and life insurance agents, while the banks, credit unions and their Quebec counter part caisses populaires distribute their fund products through their retail branches as well as via independent advisors and brokFund Company that is involved solely in the manufacture of mutual funds tend to distribute their funds through mutual fund representatives, investment advisors, financial planners, mutual fund dealers and life insurance agents, while the banks, credit unions and their Quebec counter part caisses populaires distribute their fund products through their retail branches as well as via independent advisors and brokfund representatives, investment advisors, financial planners, mutual fund dealers and life insurance agents, while the banks, credit unions and their Quebec counter part caisses populaires distribute their fund products through their retail branches as well as via independent advisors and brokfund dealers and life insurance agents, while the banks, credit unions and their Quebec counter part caisses populaires distribute their fund products through their retail branches as well as via independent advisors and brokfund products through their retail branches as well as via independent advisors and brokers.

The fund companies that offer them make decisions on how they will compete — whether through advertising, agents, service, word - of - mouth, etc..

According to agents, many companies in California — including Safeco, Fireman's Fund, Allstate and CSE to name a few — use some type of credit or insurance score as one factor in underwriting new business.

In the event of a trip cancellation from the company, the company shall refund any funds paid by the passenger direct to the company, or any funds already paid by an agent to the company on the passenger's behalf.

A premium finance agreement is an arrangement under which a premium finance agency or an insurance broker or agent advances funds to an insurance company to pay an insurance premium on behalf of the insured and receives repayment by the insured over a period of time.

The main reason why ULIPs became more popular than mutual funds was because life insurance companies were allowed to pay their agents huge commissions of anywhere between 30 and 40 per cent of the premium in the first year and almost as much in the subsequent years.

Positive consumer reviews discuss how the company offers a wide range of financial products, such as mutual funds and investment accounts, and some of Primerica's agents are featured as being particularly knowledgeable.

Curtis: Q: Briefly, whats your background A: For the past sixteen years I have been an executive transition coach and agent helping hundreds of senior executives succeed in finding, starting, buying, selling, funding, and growing companies.

I've been using the proof of funds letters from several different companies, and have only had one agent tell me the bank wouldn't accept it.

The company makes it a practice to teach agents that deflecting cybercrime starts with making sure clients understand they will never receive instructions via email to wire funds or to provide private information that could put their money or identity at risk of being stolen.

So, for us, it starts with our agents — all 3,000 of them, who we constantly remind to use encrypted company email only when communicating with their customers — and it continues with frequent warnings to our customers that we will never send an email asking them to wire funds, so if they receive one, they need to contact us immediately.

The company says the fund's network of agents and sales representatives grew by 13 per cent for the 12 months ending June 30.

As part of our newest home purchasing initiative, RP Funding's CEO Robert Palmer has launched a new real estate company, Listed.com, to introduce the No Closing Cost Purchase program - a special offer only available to consumers who purchase a home using a Listed.com real estate agent bundled with an RP Funding mortgage.

How many of the following types of businesses have registered under false addresses with viewpoint to collect this MLS data that other agents would face MLS charges on if they were to supply it for their own financial gain: 1) Home Inspectors 2) Movers 3) Insurance Sales reps 4) Appraisers (who are not members of the local MLS) 5) NON-Member real estate agents 6) Renovators 7) Banks 8) Mortgage Brokers 9) Construction companies 10) Mutual fund sales reps 11) Rev Can (note pending sale prices are not necessarily Closed Prices) 12) etc etc..

Days or sometimes weeks before the settlement, the scammer poses as the title or escrow agent whose email accounts they've hijacked and instructs the home buyer to wire the funds needed to close — often hundreds of thousands of dollars, sometimes far more — to the criminals» own bank accounts, not the title or escrow company's legitimate accounts.