Sentences with phrase «alleged against an investors»
Also in 2014, the Firm secured a full withdrawal of all charges in R v. E.T. which involved a CIBC employee charged with domestic assault, as well as in R v. C.L where domestic abuse was alleged against an Investors Group employee.
https://mydefence.ca/ Not exact matches
The film alleges that the COS was only declared tax - exempt by the IRS after it waged a decades - long campaign against the agency, which included filing dozens of lawsuits against both the organization and individual IRS workers, and hiring private investors and fake journalists to dig up incriminating information about individual IRS workers.
On March 14, the Security and Exchange Commission brought charges against Holmes and Balwani, alleging that they intentionally misled investors and business partners.
On January 17, 2012, Judge Carol E. Jackson of the U.S. District Court, Eastern District of Missouri granted the SEC's request for emergency injunctive relief (including an asset freeze and appointment of a receiver) against Burton Douglas Morriss as well as several investment management companies and private equity funds operated by Morriss in response to the SEC's complaint alleging that Morriss misappropriated more than $ 9 million in investor assets from 2005 through 2011.
WHAT: When an angry investor (Jack O'Connell) who lost his life savings due to a bad stock tip takes financial guru Lee Gates (George Clooney) hostage during a live broadcast of his TV show, Lee and his producer Patty (Julia Roberts) must work against the clock to uncover the truth behind the alleged computer glitch that caused the crash.
Contrary to the Stockholm District Court, the Svea Court of Appeal found that the arbitral tribunal lacked jurisdiction to adjudicate the claim made by Spanish investors against the Russian Federation originating from the alleged expropriation of the Spanish investor's investments in Yukos Oil Company.
This e-newsletter recently reported that shareholders filed two potential shareholder class action lawsuits against Facebook (Pathan, No. 53760 / 12 and Dewhurst, No. 100 S of 2012) in Ontario and Saskatchewan for alleged collusion with bankers leading to investor losses.
Represented receiver in claim brought in the U.S. District Court for the Northern District of Illinois against the directors and officers of AA Capital Partners, Inc., an SEC - registered investment advisor, in a $ 60 million claim for violations of ERISA, breach of fiduciary duty, fraud, and conversion arising out of alleged misappropriation and misuse of investor funds.
In Colombia, a series of significant claims against the State for an alleged breach of its obligations under free trade agreements or investment protection agreements has shown that arbitration is one of the most important tools at the disposal of independent investors to protect them against the possible breach of these agreements.
Mr. Girard currently serves on the leadership team in the Target and Sony data breach actions; serves as lead counsel in derivative litigation on behalf of Wal - Mart shareholders arising out of alleged bribery in Mexico, lead counsel for commodities investors in litigation arising out of the collapse of a commodities futures merchant, and lead counsel in a multi-district «pay for delay» antitrust proceeding against major pharmaceutical companies.
Represented individual investor in FINRA arbitration against former CEO of global financial services firm alleging fraud and misrepresentation, which resulted in a $ 10M settlement.
Advised a syndicate of banks, led by HSH Nordbank, on the restructuring and buy - back of the combined $ 120m senior and junior debt made available to US listed shipowner, Dryships Inc; advised Santander and HSBC on the # 36.2 m term and revolving facilities provided to Southern Communications Group; acted for the Republic of Kazakhstan in a BIT and ECT arbitration brought against it by a Turkish investor, which arose out of a dispute involving alleged oil transportation and transhipment investments in Kazakhstan; closely involved with the development of WeatherXchange, the world's first weather derivatives platform; leading advice to Nokia on various employment issues arising from the company's acquisition of Alcatel - Lucent across over 100 jurisdictions.
CoinDesk A Canadian court ruled against the organizer of an ICO after it was alleged that they repeatedly violated orders to cease soliciting investors.
Putting the new SEC law to use: (1) the SEC brought charges against two companies and their operator for defrauding investors in a pair of fraudulent ICOs and (2) ICO token holders served Tezos with two potentially groundbreaking class action lawsuits alleging that its $ 232 mln ICO violated US securities laws and misled investors.
In her lawsuit, she alleged misrepresentations and omissions against the Broker, including failing to disclose that the Broker had a history of working with the Investor and also advising the Seller that $ 650,000 was a fair sales price.
The Investor filed a lawsuit against the Broker, the Salesperson, the Brokerage, and eCounty alleging breach of contract, breach of fiduciary duty, and fraud.