Sentences with phrase «anticipated trade in securities»

There must be a sufficient proximate connection between the act and the trade or anticipated trade in securities.

Not exact matches

tZERO President Joe Cammarata said, in a statement, «Technologically speaking, we anticipate the security token trading software will be ready to trade in May, subject to developing further regulatory clarity.
Because market timing decisions to buy and sell securities typically are based on an individual investor's market outlook, including such factors as the perceived strength of the economy or the anticipated direction of interest rates, it is difficult for a fund to determine in advance what purchase or exchange orders may be deemed to be associated with market timing or short - term trading activities.
In the US, analysts anticipate that the Securities and Exchange Commission (SEC) will soon grant their approval to the first exchange - traded fund (ETF) that tracks the price of bitcoin.
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