Sentences with phrase «appropriate state securities»

Contact the SEC at [phone] or the appropriate State Securities Regulator if you want to check a firm's registration status that is not listed in the IAPD database.

Not exact matches

Filed in a Los Angeles federal court, the suit states that «Uber failed to implement and maintain reasonable security procedures and practices appropriate to the nature and scope of the information compromised in the data breach,» according to Bloomberg.

Take the appropriate measures to secure your hardware, software and cloud accounts, and have a clear, detailed and stated information and technology security policy.

«If the outlook for the labor market does not improve substantially, the committee will continue its purchases of agency mortgage - backed securities, undertake additional asset purchases, and employ its other policy tools as appropriate until such improvement is achieved in a context of price stability,» the Fed's announcement stated.

The FOMC's annoucement after their meeting on Wednesday affirmed the Fed's QE3 policy, offering no changes, while stating, «If the outlook for the labor market does not improve substantially, the Committee will continue its purchases of agency mortgage - backed securities, undertake additional asset purchases, and employ its other policy tools as appropriate until such improvement is achieved in a context of price stability.»

It shall be unlawful for any broker, dealer, or exchange, directly or indirectly, to make use of the mails or any means or instrumentality of interstate commerce for the purpose of using any facility of an exchange within or subject to the jurisdiction of the United States to effect any transaction in a security, or to report any such transaction, unless such exchange (1) is registered as a national securities exchange under section 6 of this title, or (2) is exempted from such registration upon application by the exchange because, in the opinion of the Commission, by reason of the limited volume of transactions effected on such exchange, it is not practicable and not necessary or appropriate in the public interest or for the protection of investors to require such registration

Issued Jan. 25, Presidential Executive Order: Border Security and Immigration Enforcement Improvements, states that «the [Department of Homeland Security] Secretary shall take steps to immediately plan, design and construct a physical wall along the southern border, using appropriate materials and technology to most effectively achieve complete operational control of the southern border.»

[31] It is a bill that would address federal adoption incentives and would amend the Social Security Act (SSA) to require the state plan for foster care and adoption assistance to demonstrate that the state agency has developed policies and procedures for identifying, documenting in agency records, and determining appropriate services with respect to, any child or youth over whom the state agency has responsibility for placement, care, or supervision who the state has reasonable cause to believe is, or is at risk of being, a victim of sex trafficking or a severe form of trafficking in persons.

My proposed «Multi-Sum Security principle «is a more appropriate and effective approach in today's world than the security dilemma and zero - sum security paradigms and statSecurity principle «is a more appropriate and effective approach in today's world than the security dilemma and zero - sum security paradigms and statsecurity dilemma and zero - sum security paradigms and statsecurity paradigms and states that:

The Coordinator of the Fasheun faction of the OPC, Michael Okunola, said his group was shocked that a group of individuals could breach the state security without the authorities taking appropriate action.

«All appropriate security measures are being taken by local, state and federal law enforcement as we continue to investigate that threat,» Chalfen said.

«Government assures the citizens, that it will take appropriate steps within the bounds of law, to protect the security of the state,» it concluded.

It assured that appropriate steps would be taken within the law, to protect the security of the state.

«Why we use this law to address the challenge and punish the criminals, we are also putting in place appropriate measures particularly in our schools and other vulnerable targets to prevent security breaches and it is important that we ensure that everything we do in respect of this anti-kidnapping law is in good faith and good spirit to eradicate the issue of kidnapping once and for all in the State.»

He added the state government was also putting in place appropriate measures particularly in the schools and other vulnerable targets to prevent kidnapping and other security breaches.

«Our experts are currently reviewing this decision in detail and evaluating appropriate next steps,» said Kristin Devoe, public information officer for the state Division of Homeland Security and Emergency Services.

If this doesn't work, we'll have no recourse but to notify the SBAC organization of these violations of test security, we will file complaints with the appropriate authorities and we will demand that the State Department of Education pursue the matter as required in the SBAC Test Administration Manual.

Currently, and in this regard, the Governments of Canada, Mexico and the United States have entered into a Trilateral Security and Prosperity Partnership (SPP) with participation by the respective national Departments and Agencies to develop and implement appropriate emergency preparedness activities.

We employ reasonable and appropriate security measures such as maintaining physical, electronic and procedural safeguards in compliance with applicable security requirements, including US federal and state regulations.

Under federal law, in particular the Investment Advisers Act of 1940, investment advisers are regulated by the Securities and Exchange Commission (SEC) or appropriate state authorities and are required to provide services to their customers under the fiduciary standard.

The reason for that is because cyber security insurance kicks in after you've been breached and it basically pays for the appropriate incident response: clearing up and stating what has happened.

On the issue of data security, the Court held that Article 15 (1) does not allow Member States to derogate from the Directive's data security provisions, which require providers to take appropriate technical and organisational measures to ensure the effective protection of retained data.

Specifically, organizing the Trust will require you to obtain death certificates, find and file the Will with the appropriate probate court if the Executor has not done so, and notify the Social Security Administration and the state's Department of Health of your loved one's death.

On the contrary, yesterday's UN Security Council meeting showed that the leading countries of the world, such as the United States, France, Britain, Australia, China, and all the EU Member States stands for the territorial integrity and sovereignty of Ukraine, strongly condemn Russia's actions towards Ukraine and declare the application of appropriate sanctions to Russia.

The Canadian section of the policy states that «advertisers wishing to promote Securities products must hold licenses from the appropriate licensing authorities.»

The Securities and Exchange Commission of the United States (SEC) has accused two founders of the Centra cryptocurrency project of organizing a fraudulent ICO, appropriating investors» funds and selling unregistered sSecurities and Exchange Commission of the United States (SEC) has accused two founders of the Centra cryptocurrency project of organizing a fraudulent ICO, appropriating investors» funds and selling unregistered securitiessecurities.

Interface with state securities regulators and all other regulatory agencies as appropriate

Conducted routine surveillance / security surveys using a squad car, performed high risk security assessments, regular patrols and risk assessments; prepared written and verbal reports for States Attorney / Village Attorney, identifying discrepancies, recommendations for alternative security measures and actions as appropriate; enforced state / local laws according to and within the IL jurisdiction; actively participated in public speaking engagements; accountable for interviewing, recruiting and training new officers including conducting background checks

United States Air Force — 166 Security Forces Squadron NOV 2002 to JAN 2005 Administrative Support Tech, GS - 06 2600 Spruance Dr., New Castle, DE Zip Hours / week: 40 Supervisor: John Doe Starting Salary: $ X, XXX.XX / month Supervisor may be contacted Ending Salary: $ X, XXX.XX / month Telephone: xxx.xxx.xxxx Established and maintained appropriate suspense system that ensured administrative processes were completed within established suspense deadline.

Once States Parties have formally accepted their obligations, they will endeavour by all appropriate means possible to ensure everyone has access to housing resources adequate for health, well - being and security, consistent with other human rights; and

(a) Each party to any paternity or support proceeding is required to file with the tribunal as defined in s. 88.1011 (22) and State Case Registry upon entry of an order, and to update as appropriate, information on location and identity of the party, including social security number, residential and mailing addresses, telephone number, driver's license number, and name, address, and telephone number of employer.

Any securities made will only be offered or sold directly or indirectly in the states or in the states in which they have been registered or have been offered under an appropriate exemption.

• Handling security deposits — be sure you're depositing money in an appropriate trust account that's in accord with your state law.