Sentences with phrase «as a broker by»

Also, it won't be wrong to say that you yourself act as a broker by deciding on the stocks to buy and sell.

I am licensed as a broker by the California Bureau of Real Estate, and as a mortgage originator by the National Mortgage Licensing System.

Independent insurance salesperson who represents particular insurers but also might function as a broker by searching the entire insurance market to place an applicant's coverage to maximize protection and minimize cost.

Nagel conceded, under cross-examination by TREB lawyer Donald Affleck, that traditional real estate transactions vastly outnumber online transactions, such as those brokered by VOWs.

Not exact matches

Launched by Scott Gerber, founder of the Young Entrepreneurs Council (and an Inc.com columnist), Startup Insurance isn't an exchange so much as a broker for insurance options tailored specifically to entrepreneurs and small - business owners.

Driven by his domineering fathers disapproval at his illegitimate existence and his desire for serious wealth, Seth suddenly finds himself seduced by the opportunity to interview as a trainee stock broker from recent acquaintance Greg.

Flight brokers such as Jettly make private jet ownership a little less wasteful by helping owners put otherwise idle aircraft to use.

Schmitt produced a white paper that raised concerns about high - frequency trading, the lack of competition in the market and the «disappearance» of market makers, the banks and broker - dealers who traditionally stand by as passive buyers and sellers of stock to ensure other investors have a counterparty.

The surge in prices was caused by a simultaneous decrease in ticket inventory and increase in demand as brokers raced to pull down speculative online ticket quotes — what they had believed to be good offer prices for tickets prior to Jeter's retirement announcement — before fast - clicking fans could take them up on old quotes, said Matcovich.

«Being designated a primary dealer by the Federal Reserve Bank of New York is consistent with our global strategy of expanding our broker - dealer activities, as we seek to serve our clients with broader execution services and greater market insight and ideas,» Corzine said in a press release statement at the time.

After being turned down by big companies such as TD and Scotiabank, Schaefer started work as an independent broker just two months after arriving in Canada.

Shares of Acxiom fell by 19 percent Thursday after Facebook ended its partnership with the data broker as result of the social media's data privacy scandal.

According to the International Business Brokers Association, a company's value is determined by a compilation of factors such as sales, earnings, performance, market outlook, personnel, net book value, and the fair market replacement value of equivalent operating assets.

By opening an account with a discount broker such as Charles Schwab & Co., Inc., you'll not only save money on commissions but you'll also get access to online tools that help you assess your risk tolerance, set asset allocation targets, access research reports and track your portfolio's performance.

Windows consumers woke up on Saturday to some good news: Microsoft says it has already patched a series of potentially catastrophic hacks, published on Good Friday by the hacker group known as the Shadow Brokers.

In the United States, which opened up its MLS to marketing - only services in 2008 as part of a settlement of an antitrust suit brought on by the Department of Justice, flat - fee brokers today represent about 10 % of the marketplace, and the FSBOs, according to a 2009 National Association of Realtors survey, 11 % (though, it's important to note, the U.S. market has been severely affected by the sub-prime mortgage crisis and had lower commissions in the first place).

Under the plan, as described by the D.C. - based broker - dealer Height Securities LLC, Puerto Rico will hold off some payment to these creditors, meaning the unpaid amount comes to about $ 270 million in GDB debt.

by a group known as the Shadow Brokers, putting these powerful tools in the hands of anyone able to use them.

BLUE SKY FEES AND EXPENSES: $ 35,000 A disadvantage of going public on the Nasdaq SmallCap Market, as Multicom discovered, is that state regulators do not automatically accept the new security for sale by brokers in their own states as they do with companies listed on the Nasdaq National Market, the New York Stock Exchange, and the American Stock Exchange.

«Given the significant consequences of acting as an unregistered broker - dealer and the increased attention being given to this issue by the SEC staff, private - fund advisers should consider reviewing their practices to determine whether any activities that may be approaching or crossing the line would require broker - dealer registration,» David Blass, the chief counsel of the SEC's division of trading and markets, suggested in a speech last April.

But if the story told by the film - makers is even close to accurate, the world the workers live in is anything but sane, and they're struggling, after all, to feed their families without the help of the power - brokers who see them as mere pawns in a very high - stakes game.

Some brokers are only bound by the suitability standard, which the SEC defines as the following: «Your broker must have a reasonable basis for believing that the recommendation is suitable for you.»

CVE -2017-0143 is the more famous of the three, being known as EternalBlue; an exploit developed by the US NSA and leaked online by a hacker group known as The Shadow Brokers.

For the 26th year, the editors of Investment Advisor met with the leaders of the Broker - Dealers of the Year, as identified by their own reps, to discuss the trends and issues the broker - dealer industry will face in 2016 and in the future, with one major change.

As far as the number of brokers shrinking by 4 % from 2007 to 200As far as the number of brokers shrinking by 4 % from 2007 to 200as the number of brokers shrinking by 4 % from 2007 to 2008?

Having an updated business valuation is a great asset if ever approached by buyers, brokers, or DSOs, as well as for family, tax, succession and estate planning purposes.

Disclosures to third parties as permitted by law, including those necessary to service your account (such as providing account information to brokers and custodians); and

«As alleged, Ross William Ulbricht operated Silk Road — a global illegal cyber business designed to broker criminal transactions — protected by a presumed anonymity and motivated by profit.

If your Shares are held in the name of a broker, bank, or other nominee and you want to vote in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your Shares (who must have been the record holder of your Shares as of the close of business on April 10, 2015) indicating that you were a beneficial owner of Shares as of the close of business on April 10, 2015, as well as the number of Shares of which you were the beneficial owner on the record date, and appointing you as the record holder's proxy to vote the Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.

If your Shares are held of record by a bank, broker, or other nominee, we urge you to give instructions to your bank, broker, or other nominee as to how you wish your Shares to be voted so you may participate in the shareholder voting on these important matters.

«This is a better long - term strategy, as it ensures that the listings of brokers who do not approve are not accessed by the portals,» he said.

Zillow has doubled down on enhancing its relationships with the real estate industry this year as it works to increase the accuracy of its listings database by negotiating direct listing feeds from MLSs and brokers.

Provided by the Financial Industry Regulatory Authority (FINRA), BrokerCheck is a free tool to help investors research the professional backgrounds of current and former FINRA - registered brokerage firms and brokers, as well as investment adviser firms and representatives.

Trading in the majority of assets, such as oil and gold, provided by your preferred broker should be easy and fast.

«RBC is the bank of choice for correspondent banks with offices in Canada as a result of our ability to offer clients access to RBC's solid infrastructure and branch network as well as the knowledge and understanding of foreign markets, technical expertise and strong client focus provided by our Banks, Brokers and Exchanges team.

Dividend Reinvestment Plan - a dividend reinvestment plan is offered by some corporations as a way to reinvest capital gains, and cash dividends without paying fees to a broker or a brokerage firm.

While this is the traditional approach used by most brokers and analysts and certainly has value, it has some serious weaknesses such as:

They were first approved by the U.S. Securities and Exchange Commission in 2008 and they are now openly traded online in what have become known as binary option trading platforms or brokers.

Many of you have probably noted that most binary options brokers refuse to accept clients from the American market as they do not wish to be taxed by the U.S. authorities.

I'm all for a solution (KISS preferably), but am fearful that those not in the industry day - by - day have the ability to provide a solution that the ethical brokers and advisors in the industry would consider as truly benefiting the client... The unfortunate truth is that cheats and dishonest brokers or advisors will always cheat and fleece the clients...»

«Zenefits is viewed by other brokers as a profoundly evil company because we've stolen a lot of business from folks.

An additional 60,000 investors were not accepted as new clients by brokers for the same reason over the same three months, NERA says.

It allows businesses to interact with Africa as a single addressable market from a logistics perspective by acting as a digital broker for logistics services.

The dissenters, which also included Morgan Stanley, Bank of America Corp. and JPMorgan Chase & Co., argued that it was time to move on after a bruising six - year lobbying battle that the Obama administration won by portraying brokers as riven with conflicts that drive up costs for retirement savers.

Shares counted toward these guidelines include any shares held by the executive directly or through a broker, shares held through the HP 401 (k) Plan, shares held as restricted stock, shares underlying time - vested RSUs, and shares underlying vested but unexercised stock options (50 % of the in - the - money value of such options is used for this calculation).

To provide the utmost in service, we may disclose the following information regarding customers and / or former customers, as necessary to companies to perform certain services on your behalf (e.g. custodial banks or brokers) or as required by law.

As a result of changes adopted by the NYSE to its broker voting rules, including changes mandated by the Dodd - Frank Act in connection with stockholder votes on executive compensation matters, the NYSE does not consider the election of directors (Item 1), the advisory resolution regarding named executives» compensation (Item 2), and the advisory proposal on the frequency of future advisory votes regarding named executives» compensation (Item 3) to be routine.

For example, as of this writing, the TD Canadian Money Market Fund sports an yield of 0.41 percent which is much less than the typical 1.0 percent paid by discount broker HISAs.

People who act as commercial finance brokers benefit greatly because they make money by bringing all the parties to the table in order to reach a solution.

These range from the economic news calendar, to various daily market analyses as provided not just by CFD brokers but also by third party providers.