Sentences with phrase «as a broker who»

As a broker who has been in the business for more than5 years, you do not expect a shoddy job when it comes to client support.

The State Farm agent did not have the experience and expertise of an independent agent also known as a broker who specializes in the life insurance market exclusively.

Managing broker: A person licensed by the state as a broker who is also the broker of record for a real estate sales office.

What they do expect is full commission, support staff, and office amenities — as well as a broker who's there to provide feedback and recognition.

«As a broker who has been involved in the industry since 1993, I have worked through the ever - changing and evolving economic tides.»

The Car Finders (TCF) International had already been providing its services to clients looking to invest in classic and collectable cars for two years in 2007, and was already garnering a formidable reputation as brokers who could track down and conclude the purchase of any potential investment - grade slice of true motoring exotica that their customers could think of requesting.

The suit also takes aim at a separate amended NAR MLS rule that defines an MLS participant as a broker who makes offers of compensation to and accepts such offers from other brokers.

A Single Agent is defined as a broker who represents either the buyer or seller of real estate, but not both in the same transaction.

Not exact matches

Some observers predict that such borrowers will be forced to tap networks of small investors who lend through mortgage brokers, as well as mortgage investment corporations — in other words, the most remote corners of Canada's shadow banking sector, which accounts for 40 % of Canada's banking space.

The middleman can be a merchant who purchases the goods and then resells them, or they can be an agent who acts as a broker but doesn't take title to the stuff.

If you're like Ryan Marien, who as CEO of online consumer goods and services marketplace Buytopia has brokered deals with such behemoths as Best Western, you counter aggressively.

Schmitt produced a white paper that raised concerns about high - frequency trading, the lack of competition in the market and the «disappearance» of market makers, the banks and broker - dealers who traditionally stand by as passive buyers and sellers of stock to ensure other investors have a counterparty.

Many cases involve large tax arrears, such as a real estate broker who owes $ 383,000 to the Canada Revenue Agency in unpaid income tax.

Walsh offers these as red flags: a broker who pressures you to make important financial decisions on the spot; suggests that «everyone can retire early»; or promises a return of 12 percent or more.

He recently heard from a couple who borrowed $ 100,000 via a paralegal posing as a broker, who then convinced the couple to give the money back to him so he could invest it on their behalf.

On average, a broker who connects a small business with a healthcare provider collects between 4 and 8 percent of the company's health premiums — fees that translate to several hundred dollars or more per employee per year, and keep coming in for as long as the business customer continues to maintain coverage.

In New York, San Francisco and other thriving cities, brokers are reporting sharply rising demand for luxury rentals, as affluent people who could afford to own decide there's no cachet anymore in being a homeowner, and lots of risk.

«As a broker - advisor, who am I going to suggest they call?

And as much as TREB says its dispute is about privacy, what's really at stake is who controls the online flow of information, and ultimately millions of dollars in commissions and transaction fees, between buyers, sellers and brokers.

The other key middlemen for Bell are his brokers, the people who handle the paperwork and act as shipping supervisors.

As of Tuesday, Zenefits employed 250 licensed brokers who hold an estimated 10,000 state licenses.

As his well - followed Twitter handle suggests, he's also a former Wall Street broker, and now an influential financial blogger who contributes to a number of business magazines, including Fortune on occasion, and frequently appears on CNBC.

Shia LaBeouf is rumored to takeover for Charlie Sheen as the hungry young broker who idolizes Gekko's success.

Basically, under the Securities Exchange Act of 1934, any person who negotiates the sale of stock and receives a percentage of the transaction as payment must be a registered broker - dealer.

Businesses providing coverage must comply with the 90 - day waiting period limit that goes into effect next year, and to taxes associated with the ACA, among other regulations, according to Marathas, who suggests businesses get professionals to help them with the law, such as a «solid broker» and a lawyer who understand and take seriously the ACA.

While the town has maintained much of its rustic charm (electricity in the city's «hotel zone» remains limited), it has also begun to attract a new wave of nomad — models, photographers and Wall Street brokers who gather for bikini boot camps, expensive dinners and far niente — to the delight of foreign investors, who have brandished the area's boho vibe as a persuasive marketing spiel.

Dean Saunders, a commercial broker who listed the County Line Ranch for years, says a previous owner tried to sell it in 2008 as a potential mining site for $ 10,000 an acre, but found no takers.

Brokers who qualify for Pinnacle as well as for Merrill's seven lower - tier recognition clubs also can participate with their significant others in «Top Advisor Summits» that are usually held over several days in resort areas.

«For example, mortgage lenders and mortgage brokers acted as intermediaries who, once the mortgage was sold for the purposes of securitization, had little or no responsibility for ensuring payments.»

But if the story told by the film - makers is even close to accurate, the world the workers live in is anything but sane, and they're struggling, after all, to feed their families without the help of the power - brokers who see them as mere pawns in a very high - stakes game.

As a result, brokers who do not receive instructions from you as to how to vote on that matter generally may vote on that matter in their discretioAs a result, brokers who do not receive instructions from you as to how to vote on that matter generally may vote on that matter in their discretioas to how to vote on that matter generally may vote on that matter in their discretion.

If your Shares are held in the name of a broker, bank, or other nominee and you want to vote in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your Shares (who must have been the record holder of your Shares as of the close of business on April 10, 2015) indicating that you were a beneficial owner of Shares as of the close of business on April 10, 2015, as well as the number of Shares of which you were the beneficial owner on the record date, and appointing you as the record holder's proxy to vote the Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.

«This is a better long - term strategy, as it ensures that the listings of brokers who do not approve are not accessed by the portals,» he said.

As a result, brokers who do not receive instructions from you as to how to vote on that matter generally may vote your Shares on that matter in their discretioAs a result, brokers who do not receive instructions from you as to how to vote on that matter generally may vote your Shares on that matter in their discretioas to how to vote on that matter generally may vote your Shares on that matter in their discretion.

Rounding out the management team is CEO Harold Hofer, a lawyer who has participated in real estate transactions, as a principal and as a broker, valued in excess of $ 2 billion in his 30 - year real estate.

The site will contain all kinds of things i.e. what is generally important in stock market trading including book reviews, analysis of people who have been successful over the years as investors, comparisons of some brokers and their usefulness plus much more.

As a registered broker / dealer, Financial Sense ® Securities, Inc. provides brokerage account services to clientele who share our value - based, contrarian perspective on the markets.

Throughout this proxy statement, we refer to stockholders who hold their shares through a broker, bank or other nominee as «street name stockholders.»

It does not discuss all aspects of U.S. federal income taxation that may be relevant to particular holders in light of their particular circumstances or to holders subject to special rules under the Code (including, but not limited to, insurance companies, tax - exempt organizations, financial institutions, broker - dealers, partners in partnerships (or entities or arrangements treated as partnerships for U.S. federal income tax purposes) that hold HP Co. common stock, pass - through entities (or investors therein), traders in securities who elect to apply a mark - to - market method of accounting, stockholders who hold HP Co. common stock as part of a «hedge,» «straddle,» «conversion,» «synthetic security,» «integrated investment» or «constructive sale transaction,» individuals who receive HP Co. or Hewlett Packard Enterprise common stock upon the exercise of employee stock options or otherwise as compensation, holders who are liable for the alternative minimum tax or any holders who actually or constructively own 5 % or more of HP Co. common stock).

A broker or adviser who serves as a fiduciary over your retirement assets doesn't necessarily have to act in your best interest when managing your other assets; make sure you ask.

(i) persons who are licensed in the securities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state division; and

People who act as commercial finance brokers benefit greatly because they make money by bringing all the parties to the table in order to reach a solution.

The same is true of financial advisers and financial consultants, if those are the titles that your broker uses, as well as financial planners and insurance agents who sell products on commission.

who is a licensed or registered as a broker investment adviser with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or a state level equivalent division;

This leaves brokers in an awkward spot - they need to be able to prove who they send money to before they send it, but some clients just view requests for ID, etc. as excuses to avoid paying them, then run around screaming that broker X or broker Y refused to pay out.

This broker believes in quality work for the betterment of the traders as it has been established by a group of experienced and experimented financial specialists who decided that binary options are the best path to bring ordinary traders or people to the financial marketplace.

Years ago, however, the SEC carved out an exception from this rule for the benefit of brokers as well as planners and insurance agents who sell variable annuities.

Business loan brokers who prefer to work on their own might want to consider opening their own businesses and start making inroads with commercial lenders, as well as bringing over previous clients to help build their own portfolio without the lion's share going to the brokerage firm.

And I praised Maine Senator Susan Collins for wanting to extend that duty to brokers who sell to institutions such as pension funds and mutual funds.

As an ethical, active real estate broker in Toronto who is very familiar with the concerns buyers have with multiple representation (mainly in multiple offer scenarios), I do not support the position the Ontario Real Estate Association (OREA) or the government (banning «double - ending» altogether) has taken.