Sentences with phrase «as a brokerage for»

Like Zerodha, Trading Bells also provides Free Delivery and charges $ 20 or 0.01 % whichever is lower as a brokerage for rest of the segments.

Robinhood markets themselves as the brokerage for those «other than the wealthy.»

Until now, Coinbase has acted as a brokerage for bitcoin users.

I find it strange as the Brokerages for either the Seller or Buyer in these cases were not subsequently sued for «failure to complete due diligence», «failure to provide client understanding on the clause included in the offer» and finally «failure to ensure financing was in place prior to a firm offer being presented».

Not exact matches

For cultivators, brokerage platforms like Apex act as an out - of - house sales team.

In 1994, I was at Charles Schwab, and I was looking at the internet and evangelizing it as the basis for a brokerage business.

For investors worried that the market is pinning too much on tax - reform prospects — especially as the GOP announced it had to delay by at least one day the release of its plan, which had been scheduled for Wednesday — sectors bets being placed by those with $ 1 million or more in brokerage accounts don't show an overreliance on any single factFor investors worried that the market is pinning too much on tax - reform prospects — especially as the GOP announced it had to delay by at least one day the release of its plan, which had been scheduled for Wednesday — sectors bets being placed by those with $ 1 million or more in brokerage accounts don't show an overreliance on any single factfor Wednesday — sectors bets being placed by those with $ 1 million or more in brokerage accounts don't show an overreliance on any single factor.

Moro explained that traditional banks and brokerage firms have been reluctant to act as custodians because of know - your - customer laws, and because any such firms that carry bitcoin must back it with dollar - based reserves at a one - to - one level — a formula that ties up capital, and is an unattractive proposition for the likes of Goldman Sachs or JPMorgan.

As if this weren't confusing enough, there is another class of RIAs, so - called dual - registered RIAs, who are affiliated with a brokerage and sell financial products for a commission.

By mid-February 2016, as a result of CASPERSEN's trading activity, his brokerage account contained approximately $ 112.8 million in cash, an amount which would have been more than sufficient for CASPSERSEN to repay all of his investors.

He took a job as a production worker for the pharmaceutical company in Manitoba while continuing his brokerage business on the side.

Returns are adjusted for stock splits, stock dividends, recapitalizations, and corporate reorganizations as they occurred; however, no effort has been made to reflect the cost of brokerage commissions or of taxes.

In recent years, the online brokerage E * Trade has been trying to boost its reputation for «high touch» financial advice, as Fortune recently reported in a profile.

While you might pay for other necessary services, such as «merge purge» and «list hygiene,» the actual brokerage services cost you nothing.

For many years I operated my business as an agent for another brokerage and made the decision in 2009 to go on my oFor many years I operated my business as an agent for another brokerage and made the decision in 2009 to go on my ofor another brokerage and made the decision in 2009 to go on my own.

For years, brokerages have sold wraps as an investment option.

To date we are working with real estate companies, mortgage brokerages, PMI and MI carriers and homeowners who purchase to help sell their home using it as an incentive or for their own peace of mind.

After graduating college, Buffett worked for his father's brokerage firm as a stockbroker.

As a gesture of goodwill, Uber recently applied for a taxi brokerage licence, which is being reviewed by the city.

Before joining HH in 2012, he was a Regional Director for AQR Capital Management in Scottsdale, marketing the firm's alternative investment mutual funds to large advisory teams at brokerage firms in the Western U.S. Prior to AQR, he served high net worth clients as a principal with a niche financial advisory firm in Phoenix.

«Healthy appetite from India and China would act as an added reassurance for investors,» the brokerage said.

When acting as a principal for a primary market issue, Vanguard Brokerage generally receives a fee concession from the issuer.

Financial advisors who need brokerage services, such as a custodian for their clients» assets, technology to help them manage client portfolios, and practice management solutions to help them market and grow their businesses.

In the Roth, can I buy and sell stocks freely as often as I want and not have to pay attention to holding a stock for a year as I would in a regular brokerage acct.?

Greg has worked for a national accounting firm, a Fortune 500 plan sponsor, a major brokerage firm, and he served as the CEO of a major 401k TPA firm.

Fidelity Brokerage Services LLC, or its affiliates, receives compensation in connection with (i) access to, purchase or redemption of, and / or maintenance of positions in mutual funds and other investment products («funds»), (ii) infrastructure needed to support such funds as well as additional compensation for shareholder services, start - up fees, infrastructure support and maintenance, and other programs and / or (iii) a fund's attendance at events for FBS's clients and / or representatives, and opportunities for the fund to promote its products and services.

Mr. Kimmel joined Cantor from JP Morgan, where he served as North American Head of Sales and Marketing for Fixed Income, Foreign Exchange and Derivatives Prime Brokerage from 2008 to 2009.

Douglas Elliman leads all residential brokerages on Long Island With $ 4.24 billion in sales in 2017, Douglas Elliman remains the largest residential brokerage on Long Island, even as cutthroat competition for top agents brings new challengers to the market.

It's as easy as entering a few simple pieces of information and we'll sort through the top brokerages to let you know which one is best for you.

Financial and retirement products and services for individuals, including IRAs, annuities, college savings, managed accounts, and brokerage and cash management as well as workplace savings business for tax - exempt organizations.

For example, a beginning trader shouldn't look to a deep discount online brokerage firm simply because they likely won't get the guidance that they will need as a novice.

As a matter of fact, it can be credited for being the easiest brokerage or trading platform for anyone to master.

To clarify, an FCM is a brokerage firm (typically a large one but it doesn't have to be) that is capable of accepting money in the name of clients to hold as margin for trading activities.

Barron's ranked OptionsHouse as the best online brokerage for options traders in 2017.

In the United States, most small - time investors have gone to the San Francisco company Coinbase, which provides a Bitcoin brokerage service, similar to Charles Schwab, as well as an exchange for larger investors.

Additionally, if you interact with Fidelity directly as an individual investor (including joint account holders) or if Fidelity provides services to your employer or plan sponsor, we may exchange certain information about you with Fidelity financial services affiliates, such as our brokerage and insurance companies, for their use in marketing products and services as allowed by law.

If you own HP Co. common shares as of the close of business on the record date for the distribution, Hewlett Packard Enterprise common stock that you are entitled to receive in the distribution will be issued electronically, as of the distribution date, to you in direct registration form or to your bank or brokerage firm on your behalf.

CFA and Americans for Financial Reform released a report on Wednesday, written by Hauptman and Barbara Roper, CFA's director of investor protection, which scrutinizes how brokerage firms and insurance companies market their services on their website and «contrasts the practices they use to attract customers with those they use when resisting regulation as fiduciary advisors.»

Perhaps the most interesting word if not the most controversial is the Competition Tribunals use of the word «QUALITY» to advocate for VOW's, in their online material, as part of their following narrative: «Most importantly, this includes a considerable adverse impact on innovation, quality and the range of residential real estate brokerage services that likely would be offered in the GTA, in the absence of the VOW Restrictions.»

Still, much as the widely feared deregulation of commissions in 1975 ended up giving a boost to the brokerage business, the new rules could ultimately be good for Wall Street.

For the third consecutive year, Qtrade Investor is the leader in customer service amongst Canadian self - directed brokerage firms, as measured by the 2017 Surviscor Service Level Assessment review.

Mike James, president of Coldwell Banker Residential Brokerage, cites a more balanced housing market as the main reason for the price decline.

You can use it as a one - stop - shop for all your finances... brokerage accounts, bank accounts, credit cards, all that good stuff.

As long a fear does not arise on the stock, it will flatten out to December when most short positions are covered, certainly before March 30 tax year end for brokerage houses.

For example, individuals will need an IATA number before they can book flights as a travel agent, and they will also need a brokerage registration if they want to become a logistics broker.

His perception of the intricacies of the due diligence process required for commercial transactions adds integrity and value as commercial manager of the corporate brokerage.»

Whereas you can open a stock brokerage account for as little as a few hundred dollars, you can't really do that if you want to invest in rental property.

Brokerage firms don't have as many branches as most major banks, so in the days before online banking, it was difficult for them to offer services that required initial branch visits, such as direct deposit or bill payment.

At the time, Banco Estado said it would «not operate with companies that are dedicated to the issuance or creation, brokerage, intermediation or serve as a platform for the so - called cryptocurrencies.»

Business loan brokers can work for a brokerage firm, or they can strike out on their own and act as independent agents — getting hired by businesses that require specialized types of financing.