Sentences with phrase «as a dealer in»

Coda is currently offering test drives in the Coda Sedan electrci vehicle at two LA locations as well as some dealers in Silicon Valley, Orange Country and San Diego.

Dividends from shares of stock and interest on bonds, unless you receive them as a dealer in stocks and securities.

Tweedy Browne, a successor to Tweedy & Co., was first established by Forrest Birchard Tweedy in 1920 as a dealer in closely held and inactively traded securities.

Luigi acts as the dealer in all of the card games, and he does not wear his usual attire, instead wearing a white shirt with a black vest and a green bow tie.

Mao notes, «As a dealer in contemporary Chinese art for the last 15 years, I am truly delighted to be adding one more area of specialization to ADAA.

Through fellow collector Eugene V. Thaw, already then renowned as a dealer in old master drawings, they met Andre Emmerich, proprietor of one of Manhattan's leading contemporary art galleries.

Since the artworld has become relatively borderless, and recently fashion has also swung towards Cianciolo's rough - edged mix - and - match style, she's been included in Greater New York (2015), participated in this year's Whitney Biennial and, after showing with Bridget Donahue (Fluxus - like boxes containing her archival materials), has another gallery show, in London, with Modern Art — whose director, Stuart Shave, began his career as a dealer in the 1990s by showing work that drew on skater, graffiti and fashion subcultures: a perfect circle.

Later, alongside his work as a painter he will make a living as a dealer in Asian antiques.

> Hayek told Fisher to set up what he called a «scholarly institute» that would operate as a dealer in second - hand ideas.

On the basis that by seeking to sell domain names confusingly similar to registered trade marks, the defendants — who would use such names in services they provided as dealers in domain names — had threatened to infringe those trade marks within the meaning of s 10 (3).

Not exact matches

As the U.S. suffered through a recession, economic downturn and slow recovery in the late - 2000s, it became tough for some car dealers to survive.

In addition to lower dealer inventories we've experienced tighter bid - ask spreads (which, interestingly, is a sign of the absence of dealers operating on a principal basis) as well as sharp declines in turnoveIn addition to lower dealer inventories we've experienced tighter bid - ask spreads (which, interestingly, is a sign of the absence of dealers operating on a principal basis) as well as sharp declines in turnovein turnover.

In the wake of the financial crisis new banking regulations (such as the Volcker Rule) and increased costs of capital contributed to a substantial decline in dealer inventorieIn the wake of the financial crisis new banking regulations (such as the Volcker Rule) and increased costs of capital contributed to a substantial decline in dealer inventoriein dealer inventories.

Automotive Holdings Group chairman Bronte Howson sold off $ 2.5 million in shares he received as an incentive after the car dealer network achieved a 94th percentile ranking in shareholder returns over

Flanagan bought his first Home Hardware operation in 1991 in nearby Oakville, taking over an existing hardware store and signing up as one of Home Hardware's dealer - owners.

Schmitt produced a white paper that raised concerns about high - frequency trading, the lack of competition in the market and the «disappearance» of market makers, the banks and broker - dealers who traditionally stand by as passive buyers and sellers of stock to ensure other investors have a counterparty.

«One of the reasons we've had so much success as a retailer is because we have local dealers who know our customers better than anyone,» Medline said in his 2014 interview.

«We will continue to work closely with regulators and others to ensure that, as manager of the Dynamic Funds, we meet all requirements with third - party dealers and dealer representatives,» Gowland said in a statement.

See, the gap - toothed goal scorer got off to a rocky start in the ad game — perhaps following Mario Lemieux's lead with a bizarre local car dealer commercial — but quickly turned things around last year with a series of quirky spots for Reebok CCM that featured his decapitated head's crazy - person / evil genius laugh, and a turn for ESPN's SportsCenter that pegged him as a Russian spy.

As a Mercedes - Benz dealer, Benson helped drive the talks that led Mercedes - Benz USA in 2011 to buy naming rights to the Saints» home, the Superdome in New Orleans.

«Being designated a primary dealer by the Federal Reserve Bank of New York is consistent with our global strategy of expanding our broker - dealer activities, as we seek to serve our clients with broader execution services and greater market insight and ideas,» Corzine said in a press release statement at the time.

As a result, primary dealers are the most influential non-governmental players in global financial markets, which is why they supposedly must meet certain liquidity and quality requirements and provide central banks with analysis and market intelligence on the state of the worldwide markets.

«Find out whether [the advisor is] in sales, via a broker dealer / insurance company, or will they act like a fiduciary, such as many affiliated with RIAs will be,» he said.

Bonfigli, who served as CEO until Gibbs took over in late 2012, knew that many dealers would need their hands held if they were going to dip their toes into the then - untested waters of Internet marketing.

Firms — such as Betterment Institutional, Trizic, Upside Financial and others — that offer private - label capabilities to RIAs and broker - dealers in a business - to - business (B2B) model.

ImpactUs, which is registered not as a funding portal but as a broker dealer, launched in April featuring four issuers that had been vetted on behalf of potential investors.

Indeed, about 90 % of the company's $ 5.3 million revenues (2012 figures) came from 120 different countries, but its primary customers are a handful of huge multinational printing equipment producers, like Cannon and Samsung, as well as some large distributors and dealers of printers in both the U.S. and Europe.

In 2004, he launched a magazine for the service departments of auto dealers and recruited Sherry — who was feeling restless after a long career in the mortgage industry — as his partneIn 2004, he launched a magazine for the service departments of auto dealers and recruited Sherry — who was feeling restless after a long career in the mortgage industry — as his partnein the mortgage industry — as his partner.

Those were the facts, as outlined by the SEC and the National Association of Securities Dealers in a high - profile news conference earlier this year.

Pietro Frigerio, the dealer principal and general manager at Lamborghini Newport Beach in Costa Mesa, California, saw sales of the car spike as the price of bitcoin skyrocketed.

Just as DiCostanzo and Sherry have built their bikes to accommodate older bodies, they have also built Pedego to accommodate skill deficits — chiefly in technology and social media — among some of their dealers.

With over 25 years of experience as an antiques dealer and forgeries expert, Curtis Dowling is highly respected as a leading International authority in his field.

Unless rules governing narrow situations like this one are clearly spelled out, it would be hard to determine whether a company was simply conveying information or giving investment advice, in which case it would have to register as a broker - dealer.

As AR glasses gain mass adoption, automakers will be able to capitalize on their investments in digital reality and models by letting prospective buyers customize and virtually test drive cars before stepping onto the dealer's showroom floor.

Even with the act's regulations in place, there will probably be lingering questions about whether crowdfunding sites are serving merely as information portals or as securities broker - dealers that must register with federal regulators.

After a rough September, auto parts and dealers acted as a driving force in job creation, adding 5,150 jobs, or about 20 percent of total franchise growth for the month.

Dealers in the Northeast have also reported an increase in traffic in the aftermath of super storm Sandy's destruction as consumers begin their search for replacement boats.

In the case of self - proclaimed wealth experts, anyone who brings attention to an investment and is compensated for resulting referrals can be defined as a dealer who must now be registered.

* Prices have in recent sessions climbed off 2008 lows touched last week as technically over-sold conditions inspired investors to cover short positions, dealers said.

Under the plan, as described by the D.C. - based broker - dealer Height Securities LLC, Puerto Rico will hold off some payment to these creditors, meaning the unpaid amount comes to about $ 270 million in GDB debt.

Green makes it clear that they're not in the same dubious business as the so - called «buy - here, pay - here» used - car dealers that were the subject of one of comedian John Oliver's recent televised rants — and definitely not in the same line of work as payday loan operators.

He estimates that private equity firms have made more than $ 2 billion dollars in transaction fees over the last 10 years without being properly registered as broker dealers.

Club membership also gives members bragging rights as elite brokers, the ability to advertise their status on their websites, and priority when accounts of departing brokers are redistributed or when customers are referred to the broker - dealer from other parts of Bank of America, according to a description of the recognition clubs in Merrill's 2014 compensation booklet.

«Given the significant consequences of acting as an unregistered broker - dealer and the increased attention being given to this issue by the SEC staff, private - fund advisers should consider reviewing their practices to determine whether any activities that may be approaching or crossing the line would require broker - dealer registration,» David Blass, the chief counsel of the SEC's division of trading and markets, suggested in a speech last April.

«For Treasuries, the share of transactions by primary dealers has dwindled by more than half to 4 percent since the end of 2008,» with electronic traders like Citadel expanding their role as dealers, and the complaints about the Treasury market sound a lot like the complaints in the equity markets about human market makers being replaced by algorithmic traders.

As prices are falling, they could start replenishing inventory in coming weeks,» said a Mumbai - based dealer with a private bullion - importing bank.

As a District Manager for a National wireless dealer, he launched a customer follow - up program which resulted in an increase in sales by as much as 20 % M - O - M for over 8 months, resulting in over a 112 % increase in overall productivitAs a District Manager for a National wireless dealer, he launched a customer follow - up program which resulted in an increase in sales by as much as 20 % M - O - M for over 8 months, resulting in over a 112 % increase in overall productivitas much as 20 % M - O - M for over 8 months, resulting in over a 112 % increase in overall productivitas 20 % M - O - M for over 8 months, resulting in over a 112 % increase in overall productivity.

Thus, the Desk was able to target a rate in one part of the unsecured market by conducting small secured operations as needed with primary dealers.

Perhaps these are the tactics of Donald Trump as a wheeler - dealer in the world of business, but they certainly do not befit a statesman or president of the leading global power.

(11) Is not actively engaged in business as a registered representative of a broker - dealer.