Sentences with phrase «as a financial adviser with»

Not exact matches

The state government has begun the tender process to find a lead financial adviser as it plans to move ahead with divesting a portion of Keystart's loan book to the private sector.

Citigroup is acting as lead financial adviser to Apollo, with RBC Capital Markets, Barclays, Credit Suisse and Deutsche Bank also advising.

«A lot of it comes down to time and convenience, and what's best for you as a consumer or business,» says Jeffrey Hausinger, a Certified Financial Planner and senior financial adviser with Merrill Lynch in TamFinancial Planner and senior financial adviser with Merrill Lynch in Tamfinancial adviser with Merrill Lynch in Tampa, Fla..

For the deal with Embibe, Citibank acted as the financial adviser to RIL.

(The website of the company she started offers to trade on behalf of clients; neither Ms. Berwick nor the firm is registered as an investment adviser with the Securities and Exchange Commission or the Financial Industry Regulatory Authority.)

Avista's financial adviser was BofA Merrill Lynch, with Kirkland & Ellis serving as its legal adviser.

(i) persons who are licensed in the securities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state division; and

who is a licensed or registered as a broker investment adviser with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or a state level equivalent division;

Also, I can not give you official investment advice because I am not an investment adviser registered with the SEC and I am not a CFP (certified financial planner), so if you watch the videos and you see me trading a certain ETF or stock please do not interpret it as a recommendation.

After graduating Brenau University with a B.A. in Arts Management, Tiffany pursued a career as a financial adviser.

This document is being distributed by the following Allianz Global Investors companies: Allianz Global Investors U.S. LLC, an investment adviser registered with the U.S. Securities and Exchange Commission; Allianz Global Investors GmbH, an investment company in Germany, authorized by the German Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin); Allianz Global Investors Asia Pacific Ltd., licensed by the Hong Kong Securities and Futures Commission; Allianz Global Investors Singapore Ltd., regulated by the Monetary Authority of Singapore [Company Registration No. 199907169Z; Allianz Global Investors Japan Co., Ltd., registered in Japan as a Financial Instruments Business Operator [Registered No.

As always, work with your accountant or financial adviser to ensure you're making the best choice for your future.

In a statement, the healthcare services company focused on providing stem cell services, noted that it has been in discussion with its financial advisers with a view to a fundraising, in the absence of which the group is at risk of not being able to continue trading as a going concern.

But as time went on, I found myself increasingly at odds with my advisers on the means and methods used for ensuring the numerical and financial viability of the congregation.

Investigators have been looking at whether coaches at these schools have been paid by outside entities — such as financial advisers, agents, and apparel companies — in exchange for pressuring players to associate with those entities, people familiar with the investigation said.

Kaiman, who announced last Sunday he would leave his state posts as chairman of the Nassau Interim Finance Authority and special adviser to Gov. Andrew M. Cuomo on storm recovery to run for the congressional seat held by retiring Rep. Steve Israel (D - Huntington), said he was not familiar with the scope of Terry's financial problems.

Luke Thorburn, a financial adviser who was recently highlighted in an article in The New York Times as the only Goldman Sachs employee to contribute to Trump's presidential campaign, has been placed on administrative leave, according to people familiar with the matter.

Mulrow, a Bronx - born son of Irish immigrants, had been an investment banker and financial adviser with some of the world's largest financial firms, and previously held two posts in the governor's administration, first as a member of the board that recommends how judges are compensated.

As an adviser who has worked with hundreds of families, I've seen great things happen when folks plan their financial lives with their end zone in mind.

As such, it should not be used as a substitute for consultation with professional accounting, tax, legal, financial, health, mental health or other competent adviserAs such, it should not be used as a substitute for consultation with professional accounting, tax, legal, financial, health, mental health or other competent adviseras a substitute for consultation with professional accounting, tax, legal, financial, health, mental health or other competent advisers.

As part of its vision to promote excellence in middle and high school leadership, NASSP, with financial support from a number of partners, annually recognizes principals, assistant principals, schools, students, and advisers from across the country for their leadership and for making positive, significant differences in our schools and communities.

These college graduates are tasked with fostering a college - going culture within their school communities and acting as advisers to students navigating the complex process of college admissions, financial aid, and matriculation (College Advising Corps).

Start - up is as simple as making an appointment with your bank or financial adviser to open a savings or brokerage account in trust for your child.

If, instead, your financial adviser chooses a hedging strategy, he could do that with ETFs as well.

The verdict: James should be able to meet his million - dollar goal, as long as life doesn't throw him a curveball, says Jason Heath, a fee - only adviser and partner with Objective Financial in Toronto.

If you end up with multiple accounts and more than one financial adviser as a result of happenstance, rather than on purpose, I'd be inclined to consider what you really want.

Brett Wilder «is a Certified Financial Planner ® with over forty years of professional experience as a personal and business financialFinancial Planner ® with over forty years of professional experience as a personal and business financialfinancial adviser.

As the firm explains, the first share class, commonly referred to as «T shares,» aims to help financial advisers maintain their traditional business model — selling mutual funds on commission — while complying with the letter and spirit of the new conflict of interest ruleAs the firm explains, the first share class, commonly referred to as «T shares,» aims to help financial advisers maintain their traditional business model — selling mutual funds on commission — while complying with the letter and spirit of the new conflict of interest ruleas «T shares,» aims to help financial advisers maintain their traditional business model — selling mutual funds on commission — while complying with the letter and spirit of the new conflict of interest rules.

«As uncertainty looms in the markets again, plan sponsors and financial advisers are duty - bound to equip their clients with more versatile retirement options,» says Haviland.

It is registered as an authorised insurer in Hong Kong to provide long - term savings and investment solutions for customers and distributes products through strategic partnerships with independent financial advisers.

For a more conservative portfolio of 65 % equity, (35 % bonds is about the «riskiest» allocation most financial advisers would suggest to clients, some go as far as 50 % in more conservative cases) the lowest and highest portfolio balance at the end was $ -301,852 to $ 4,921,485, with an average at the end of $ 1,543,147.

isitors should always do their own homework and consult, as needed, with a personal financial adviser who understands their specific individual circumstances before taking action on any particular investing idea.

Visitors should always do their own research and consult, as needed, with a financial adviser that's familiar with the individual circumstances before making any investment decisions.

Teachers as a group have better savings habits and are more likely to work with financial advisers than the general population, according to a recent study.

As the baby boom generation continues to transition into retirement, financial advisers are facing the increasingly common challenge of clients who become overly conservative with their investments once they stop working.

Check back with your adviser regularly to ensure that your overall mix and risk level stay on track as your financial situation and time horizon changes.

So I don't think we need to think about financial advisers as bad people; we need to think about them as people with a really bad incentive structure.

Discuss the pros and cons with a financial adviser because you would be using your property as collateral.

The IRI research shows four in 10 Millennials cite trust as their top consideration in choosing a financial adviser, compared with 21 % naming the ability of the adviser to provide services they can not perform themselves as their top consideration.

«We look forward to providing our clients with key product enhancements that are important to them, such as direct access for a participant's financial adviser, paperless account opening, online fixed income trading, and the ability to trade through multiple channels.

Cybersecurity breaches may cause disruptions and impact each Fund's business operations, potentially resulting in financial losses; interference with each Fund's ability to calculate its NAV; impediments to trading; the inability of each Fund, the adviser, and other service providers to transact business; violations of applicable privacy and other laws; regulatory fines, penalties, reputational damage, reimbursement or other compensation costs, or additional compliance costs; as well as the inadvertent release of confidential information.

But financial advisers say parents should consider becoming more conservative with investments as their children near graduation from high school and start looking at post-secondary options.

As an adviser, her main responsibility is overseeing client relationships with RA Financial Services, a division of Rodgers & Associates.

Please consult with your independent financial, tax, or legal adviser for specific help with your particular situation, as Mostly Mutts Animal Rescue does not provide financial, tax, or legal advice.

By way of Denise Howell comes word of the launch today by her law firm Reed Smith, in conjunction with DolphinSearch, of ComplianSeek, described as «a first - of - its - kind integration of law and technology designed specifically to help meet the regulatory compliance needs of investment advisers within the financial services community.»

The sale was run as an auction process and Stephenson Harwood worked closely with Meggitt and its financial advisers Stephens Europe to achieve a successful outcome.

The deal is expected to close before the end of this year in December; DLA Piper, who worked together with global counsel Herzog Fox & Neeman to advise Citi (sole financial adviser) on its provision of financial advice to Aristocrat Leisure, had described it as «likely to be one of the largest deals of its kind within the Israeli market.»

King & Wood Mallesons (KWM) paid # 1.2 m in fees to financial adviser AlixPartners ahead of the administration of its European arm, it has emerged, with this figure expected to rise as the process continues.

The Corporate and M&A team works closely with the Firm's non-transactional practices (e.g. antitrust and competition, compliance, intellectual property, real estate and tax) to serve as a one - stop shop for all types of M&A, joint ventures, reorganizations and other transactions for the world's biggest corporations and their financial advisers, as well as local companies.

Davis Polk is advising J.P. Morgan Securities LLC as financial adviser to Cavium, Inc. in connection with its $ 6 billion acquisition by Marvell Technology Group Ltd..