Sentences with phrase «as a stock broker with»

Starting as stock broker with EF Hutton, I learned that savvy investors did something besides buy and sell stocks and bonds.

For nearly 15 years, Garth Rustand worked as a stock broker with a big firm in Vancouver, pulling down $ 125,000 annually and being wined and dined by mutual fund companies pushing their latest offerings.

Not exact matches

Gardner was homeless, living with his young son in the bathroom of a train station while pursuing a career as a stock broker.

BLUE SKY FEES AND EXPENSES: $ 35,000 A disadvantage of going public on the Nasdaq SmallCap Market, as Multicom discovered, is that state regulators do not automatically accept the new security for sale by brokers in their own states as they do with companies listed on the Nasdaq National Market, the New York Stock Exchange, and the American Stock Exchange.

If you hold your Salesforce common stock through a broker, the broker may be prevented from voting shares held in your brokerage account if you have not given the broker voting instructions with respect to your shares (resulting in what is referred to as a «broker non-vote»).

Spotify, which wants to trade as SPOT on the New York Stock Exchange, is taking an unusual path to the U.S. public markets, with a direct listing that will let investors and employees sell shares without the company raising new capital or hiring a Wall Street bank or broker to underwrite the offering.

A former Wall Street executive with an eclectic résumé — drama critic, cattle trader, broker, publisher and stock exchange leader — Mr. Levitt brought an insider's knowledge and a crusader's attitude to his job as the top securities regulator.

Generally, one purchases a leveraged stock with one's broker's money, with the stock and cash as collateral.

This was fueled by lending by brokers that at times reached two - thirds of the stock price, with the purchased stock serving as collateral.

As far as Southbound trading is concerned, since Mainland securities brokers are neither licensees nor registered institutions with the SFC in Hong Kong and they are not regulated by the SFC, the Investor Compensation Fund will not cover Southbound trading via Shanghai - Hong Kong Stock ConnecAs far as Southbound trading is concerned, since Mainland securities brokers are neither licensees nor registered institutions with the SFC in Hong Kong and they are not regulated by the SFC, the Investor Compensation Fund will not cover Southbound trading via Shanghai - Hong Kong Stock Connecas Southbound trading is concerned, since Mainland securities brokers are neither licensees nor registered institutions with the SFC in Hong Kong and they are not regulated by the SFC, the Investor Compensation Fund will not cover Southbound trading via Shanghai - Hong Kong Stock Connect.

Buying and selling stocks, or trading as it is called, has become a lot easier in recent years with the Internet, which provides a direct connection between you and your broker.

Why couldn't the Fed and Treasury do for Lehman what they did with other Wall Street investment firms and stock brokers: let it reclassify itself as a bank so it could pawn off its junk mortgages at the Fed's discount window for 100 cents on the dollar, sticking taxpayers with the loss?

So that proves that «Brad» (who by the way, only exists as a stolen / stock photo and a voiceover actor), is playing fast and loose with the truth; the $ 500 is not something that is provided by him but by his partner broker.

Kevin Bacon followed his breakout role in Footloose with this story of a washed up stock broker who finds his calling as bicycle messenger.

Directed by Oliver Stone, Wall Street follows green stock broker Bud Fox (Charlie Sheen) as he successfully befriends a vicious corporate raider (Michael Douglas» Gordon Gekko) and subsequently experiences a substantial bump in both his career and his personal life (ie he takes up with Daryl Hannah's Darien Taylor).

Leonardo DiCaprio (in his fifth collaboration with Martin Scorcese) portrays Belfort as the talented stock broker who soaks up lessons from both his mentor and the real world stock market crash of 1987.

When an order is placed with a broker, the brokerage firm acts as an agent for the investor and uses the stock market system to purchase the stock for the investor.

When you open a demat account with a stock broker to trade across financial segments such as Equity, Currency, Commodity, Derivatives etc. you also open a trading account along.

At the same time, with low brokerage charges at $ 20 or 0.02, Samco leaves a low chance of risk for beginners as compared to other stock brokers.

It allows instant fund transfers from ICICI, Kotak, HDFC and Axis banks with transaction charges of $ 15, thus, making the funds» transfer process a knot easier as compared to other non-banking stock brokers that might take a day or so to transfer funds.

Composite Edge is a prominent discount stock broker with its establishment going as back as 1994 as part of Composite Investments Pvt. Ltd. (CIPL).

You can transact internationally without any limitations with the highly ranked brokers as they include a wide array of indices and stocks from Asia and Europe.

But yeah, go with TradeKing as your investment broker and just build a portfolio of dividend growth stocks.

Their stocks and shares IRA for example has an ongoing charge of 0.95 % (a charge that doesn't exist with many online broker such as SVS Securities above) and additional «service fees» of up to 0.35 %.

But when we compare it with discount stock brokers such as 5Paisa or Zerodha, certainly the brokerage of Indiabulls is on the higher side.

The firms» leaders incentivized their brokers with high commissions and bonuses for placing the stock in as many customer accounts as possible.

Especially since you generally have to pay a several percent comission both to buy and to sell, where as with a stock like GLD you would pay a small fixed fee at a discount broker.

As a market maker, we provide liquidity at these marketplaces and, as a broker, we provide professional traders and investors with electronic access to stocks, options, futures, forex, bonds and mutual funds from a single IB Universal Account As a market maker, we provide liquidity at these marketplaces and, as a broker, we provide professional traders and investors with electronic access to stocks, options, futures, forex, bonds and mutual funds from a single IB Universal Account as a broker, we provide professional traders and investors with electronic access to stocks, options, futures, forex, bonds and mutual funds from a single IB Universal Account ™.

Though the commission isn't the lowest among popular online discount brokers, Scottrade's other features, such as branch office, stock research tools, and instant account funding (with restrictions) make it an attractive option for stock and options trading.

Ellen Chang explains how investors can make money with little risk by lending shares to brokers such as Interactive Brokers that offer Stock Yield Enhancement Prbrokers such as Interactive Brokers that offer Stock Yield Enhancement PrBrokers that offer Stock Yield Enhancement Programs.

As previously mentioned, during a fast market, investors eager to trade Internet stocks or other volatile stocks will overwhelm their brokers with orders.

As a stock investor, you could go the mutual fund route with great names like Vanguard, Fidelity, Charles Schwab, and T. Rowe Price, but to add some flexibility to your portfolio at really affordable transaction rates, you may also be interested in signing up with an online discount broker.

With even low discount - broker commissions making a big dent into regular investments from typical paychecks, individual stocks were largely out of reach, leaving actively managed mutual funds as the primary alternative.

Geojit is one of those rare full - service stock brokers that offer demat as well as a trading account with Zero AMC (annual maintenance charges).

Also known as a «stop order» or «stop - market order,» it's an order placed with your broker to sell a security once the stock has hit a certain price.

So I would like to know what I can do with the remaining required cash balance on interactive brokers as in a better - than - savings - account yet less - risky - than stocks investment while I slowly convert them into ETF positions (~ 700-1300 AUD / transaction).

When you shortsell you are borrowing the stock from your broker and are faced with ever increasing cash calls as the stock price rises.

You may already have some assistance with your investments, such as those found with a stock broker or an investment firm, but wealth management goes far beyond picking stocks.

There are a couple of concerns about opening an account with this discount stock broker, as listed below:

It's also important to review the brokers» full pricing schedule, particularly if you plan on trading anything other than stocks (options, funds, bonds, etc.), as these often come with their own costs.

After the Company ceases trading on the Nasdaq Global Market as a result of such suspension, shares of the Company's common stock held in street name with brokers may be traded in the over-the-counter market on an electronic bulletin board established for unlisted securities such as the OTC Bulletin Board or the Pink Sheets.

As for Scottrade commissions and fees, they are not the cheapest among discount stock brokers as I mentioned early, but the fees are clearly listed, so you will not be surprised when doing business with theAs for Scottrade commissions and fees, they are not the cheapest among discount stock brokers as I mentioned early, but the fees are clearly listed, so you will not be surprised when doing business with theas I mentioned early, but the fees are clearly listed, so you will not be surprised when doing business with them.

Before today, the stock had lost as much as 20 % since news of the company's practices with data brokers like Cambridge Analytica first broke.

Supported three Retail Brokers with daily duties such as client account inquiries, transactions (stock trades, wiring funds, etc.), trade error resolution, and new account filing.

Other sellers simply don't understand that if they have assets, such as stocks or a high - salaried job, a lender is not going to let them just walk away from a short sale without signing a note to repay what they owe, says Steve White, broker with Keller Williams VIP Properties, Santa Clarita, Calif..

CRC # 97 - 2765 Matter of DOS v. Livingston, Consent Order - engaging in unlicensed activity as an apartment information vendor; ordered to cease and desist; broker to immediately comply with RPL § 441 - b (2) prohibiting salesperson from serving as an officer of corporate broker and with 19 NYCRR § 175.22 prohibiting a salesperson from owning voting shares of stock

7 DOS 00 DOS v. Flagship Marketing Group - availing of license; failure to cooperate with DOS investigation; jurisdiction; proper business practices; ex parte hearing may proceed upon proof of proper service; DOS retains jurisdiction over party not licensed at the time of the hearing where, at that time the complaint was served, the party was (i) licensed, (ii) an applicant for a license or renewal, or (iii) was eligible to automatically renew; salesperson is prohibited both from owning, directly or indirectly, singly or jointly, any shares of voting stock in and from being an officer of any licensed real estate brokerage corporation with which the salesperson is associated; representative real estate broker availed the corporate broker license to an associated salesperson where the office was operated by the salesperson without the direct supervision of the representative broker and the salesperson conducted business as a broker for his own benefit; representative real estate broker engaged in fraud by availing the corporate real estate broker license to a salesperson; representative broker's availing of corporate broker's license for which the corporate broker is vicariously liable; failure to provide business records constitutes failure to cooperate with DOS investigation; DOS fails to establish fraud, ignorance or negligence is not sufficient to prove mistake; pressure, regardless of how severe, is not undue influence; restitution denied where funds sought were received by an entity not named or charged in the complaint; corporate broker fined $ 3,000.00, representative broker's license revoked and fined $ 3,000.00 and salesperson fined $ 5,000.00

331 DOS 03 DOS v. Skarvelis — DOS fails its burden of proof; proper business practices; no licensed salesperson may own any voting shares of stock in any licensed real estate brokerage corporation with which the salesperson is associated; DOS fails to prove that salesperson was ever associated as a licensed real estate salesperson with broker at a time when she held voting rights and an ownership interest in the brokerage; complaint dismissed

«Some brokers and agents are ordering printed bags and stocking them with goodies such as toilet paper, napkins, and more for home owners» first night in their new house,» she says.