Sentences with phrase «as an accredited investor under»

The Excalibur action stemmed from a private placement of shares and warrants in a Chinese corporation called Southern China Livestock that were marketed and sold by the company's American owners to persons who qualified as accredited investors under the U.S. Securities Act of 1993.

Not exact matches

As we wait for the JOBS Act to clear the way for anyone to invest in businesses via SEC - approved crowdfunding platforms, entrepreneurs can post on some websites that are open only to accredited investors, which under SEC rules includes individuals earning at least $ 200,000 a year or those with a net worth of $ 1 million or more.

As such, most 506 (b) offerings are only sold to accredited investors (even though the Rule allows for the sale of up to 35 non-accredited investors), as the sale to any unaccredited investors requires significantly heightened disclosure to such investors, which can be costly and burdensome to provide, and may increase the exposure of an issuer to liability under federal and state securities actAs such, most 506 (b) offerings are only sold to accredited investors (even though the Rule allows for the sale of up to 35 non-accredited investors), as the sale to any unaccredited investors requires significantly heightened disclosure to such investors, which can be costly and burdensome to provide, and may increase the exposure of an issuer to liability under federal and state securities actas the sale to any unaccredited investors requires significantly heightened disclosure to such investors, which can be costly and burdensome to provide, and may increase the exposure of an issuer to liability under federal and state securities acts.

They are speaking about the way Rule 506 under Reg D was reformed by rulemaking pursuant to the JOBS Act, to permit general solicitation while preserving a Rule 506 exemption that is preemptive of state law, as long as all purchasers are verified to be accredited investors.

It was only in the fall of 2013, that the federal securities laws in the US were amended under Title II of the Jobs Act to allow advertising when selling to accredited investors (often referred to as Title II equity crowdfunding or Rule 506 (c) equity crowdfunding).

In choosing to register under either Reg A + or Title III, real estate crowdfunding platforms must acknowledge two conflicting facts: 1) that accredited investors have more money to spend, both individually and as an investment demographic that includes institutional investors; and 2) that there are potentially many more non-accredited investors than accredited, and many of them like the idea of passive investing.

Investments pursuant to the proposed crowdfunding exemption are limited to $ 5,000 per investor, unless the investor is an accredited investor as defined in Rule 501 under the Securities Act of 1933.

formed by a U.S. Person principally for the purpose of investing in securities not registered under the Act, unless it is organized or incorporated, and owned, by accredited investors (as defined in Rule 501 (a) under the Act) who are not natural persons, estates or trusts.

Crowdfunding platforms that operate under Rule 506 (c) typically ask investors to register as either an accredited investor or a non-accredited investor.

(B) formed by a U.S. Person principally for the purpose of investing in securities not registered under the Act, unless it is organized or incorporated, and owned, by accredited investors (as defined in Rule 501 (a) under the Act) who are not natural persons, estates or trusts.

Under today's federal securities laws, only individuals and entities that qualify as an accredited investor can legally take advantage of startup investing opportunities under minimal limitatUnder today's federal securities laws, only individuals and entities that qualify as an accredited investor can legally take advantage of startup investing opportunities under minimal limitatunder minimal limitations.

Under recent developments such as Title III and Title IV of the JOBS Act, non-accredited investors are allowed to legally invest alongside accredited investors under certain guidelUnder recent developments such as Title III and Title IV of the JOBS Act, non-accredited investors are allowed to legally invest alongside accredited investors under certain guidelunder certain guidelines.

Accredited investors should be able to invest an unlimited amount in a crowdfunding campaign as they are allowed to invest an unlimited amount under the accredited investor Accredited investors should be able to invest an unlimited amount in a crowdfunding campaign as they are allowed to invest an unlimited amount under the accredited investor accredited investor exemption.

some investors don't understand the risks of investing under the accredited investor exemption, or don't qualify as accredited investors; and

For any future distributions of shares or securities, it will need to rely on another prospectus exemption, such as the accredited investor exemption, $ 150,000 exemption or the offering memorandum exemption, and it will need to file reports with the OSC and pay the applicable fees in respect of the shares or securities it issues under these exemptions.

The tZERO SAFT is being issued in a private placement offering solely to accredited investors pursuant to one or more exemptions from the registration requirements of the Securities Act of 1933, as amended (the «Securities Act»), including in compliance with Rule 506 (c) of Regulation D, as promulgated under the Securities Act.