Sentences with phrase «as brokerage houses»

Unfortunately, there were some law firms who operated as brokerage houses.

This is not the case with deposits placed in nonbank institutions such as brokerage houses.

Not exact matches

For cultivators, brokerage platforms like Apex act as an out - of - house sales team.

Further, if spouses own a house or a brokerage account as «tenants by the entirety» as opposed to owning them jointly, they may have some creditor protection depending on the state in which they reside.

Online brokerages, such as Ameritrade and E-Trade, were born in the»90s as innovative upstarts, offering low - cost alternatives to traditional brokerage houses.

As he started talking to local brokerage houses about the plans they offered, it was clear that SEPs satisfied all of his basic requirements.

Employers like Buckingham contract with a financial services organization (generally, a brokerage house, mutual fund company, or insurance firm) to administer what is known as a prototype SEP plan.

Most recently, along with PropTiger, property brokerage firm JLL and HDFC Red, realty portal of the housing finance and banking company, were seen as other potential suitors.

Mike James, president of Coldwell Banker Residential Brokerage, cites a more balanced housing market as the main reason for the price decline.

As long a fear does not arise on the stock, it will flatten out to December when most short positions are covered, certainly before March 30 tax year end for brokerage houses.

I went as Director of Commodities to a brokerage house, because I knew how to trade commodities.

Assuming you used a discount brokerage house like Charles Schwab and paid about $ 9 per trade, you'd be looking at a $ 63 fee right off the bat, and no costs thereafter as you collected your big oil dividends without any interference from a third - party middleman.

As an independent agency, we comprehensively research each and every brokerage house on several parameters.

In this Dec. 4, 2014 photo, investor share a light moment as they check on stock prices at a brokerage house in Fuyang in central China's Anhui province.

Also in this time period traditional brokerage houses have changed, companies such as Fidelity and Schwab have lowered their trading fees to $ 4.95 and offer a plethora of free trade ETFs and provide investor education tools as well as access to trading options and futures.

A brokerage house could sell you shares that come with an upfront sales fee, otherwise known as a «load.»

Private wiring services, brokerage services are in - house, between head office and other units, as well as third party brokerages.

The parents of American actor Jack Oakie had hopes that their son would enter the business world, but a spell as telephone clerk in a brokerage house convinced Oakie to look elsewhere for a career.

Adapted from the best - selling memoir by Jordan Belfort, the Bronx - born trader whose «pump - and - dump» schemes and penny - stock frauds made him millions - leaving duped investors with busted bank accounts - The Wolf of Wall Street tracks the rise and fall of its merrily debauched antihero, from his brief stint at an old - money brokerage house to his drug - fueled glory days as the CEO of an epic con.

Give - Up: A procedure whereby a trade / transaction is executed by one party (i.e., a broker, brokerage or clearing house) on behalf of another party and the executed trade / transaction is recorded as having been executed by that other party.

To open an account with Interactive Brokers, you need to maintain a minimum balance of $ 1 Lakh ($ 1,00,000) in your trading account as long as you are a client of this brokerage house.

I'm working as an Internee at some brokerage house.

In addition, Alpholio ™ offers dedicated web services to financial institutions, such as full - service or discount brokerage houses, exchange - traded product companies, index fund firms, etc. that would like to provide fund and portfolio analysis services to their clients through their own websites.

Broker - dealers at banks or brokerage houses, known as the underwriter, act as intermediaries between the issuer and the bond buyer.

As I said earlier, load funds are sold through full - service brokerage houses and insurance agencies.

Relationships are mutually beneficial and analysts work for the brokerage houses that need the companies as clients.

Started as a securities brokerage house in 1948, LKP Securities is a listed public company that posted a net worth of $ 158 Crore for the FY 2016 - 17.

Invest as much into your company 401k (if you have one) or an IRA to reduce your tax burden and build wealth, invest in personal brokerages to increase your personal returns (Robinhood is great for individual stocks, Vanguard for more passive ETF investing), invest in lending club for personal loan investment, or invest in HomeUnion for those looking for income streams from housing.

A brokerage house could sell you shares that come with an upfront sales fee, otherwise known as a «load.»

Monitoring ANDA patent litigation for leading brokerage houses and performed substantive patent analysis to advise sell - side analysts as to the litigants» success prospects in support of the preparation of BUY / SELL / HOLD reports.

The thinking in the law firms was the same as the thinking in the banks and brokerage houses: let's make more and more, and more peons, workers, will help us do it.

Our clients have included bank presidents, corporate officers, attorneys, physicians and brokerage houses, as well as small - business owners, college students and entrepreneurs.

As one of the few brokerages with an in - house claims department, should you experience a claim, we will act as advocates on your behalf to ensure your claim is handled fairly and efficientlAs one of the few brokerages with an in - house claims department, should you experience a claim, we will act as advocates on your behalf to ensure your claim is handled fairly and efficientlas advocates on your behalf to ensure your claim is handled fairly and efficiently.

So, stupid me -LRB-???), I sold the house and prepared the trade record showing the company name that was on the sign, as the listing brokerage, and id'd the agent using information from the seller.

PBC agents are twice as likely to bring an in - house buyer compared to other brokerages in the city.

Fair housing cases are down in several categories of protected classes, and many brokerages today look at fair housing as an opportunity rather than a barrier.

Published by VNU Business Publications, USA, Inc., the magazine targets areas such as including development, investment, and brokerage opportunities in office, industrial, retail, multi-family, hotel, and seniors housing properties.

Business procedures, such as presenting offers and disclosure statements, delivering paperwork, and holding open houses; and forms of agency permitted at the brokerage — for example, dual vs. designated

The House hearing came six months after the Federal Reserve Board and the U.S. Treasury published a proposed rule that would define real estate brokerage and management as financial activities and thus permissible lines of business for big national banks.

The marketing agreements we prepare for clients have included such services to lenders or title agents as helping market and promote loan or title products through the brokerage's publications, placing the lender or title agent's banner on the brokerage's Web site, displaying the lender or title agent's sign in the real estate office and at open houses, handing out brochures, providing a list of individuals who have visited open houses or signed listing agreements or sales contracts, permitting limited use of the brokerage's logo to identify the company as the preferred vendor, permitting the lender or title agent to make presentations to the real estate sales staff, and providing office space and facilities.

As in previous economic slowdowns, he expects the market share of the leading brokerages will increase in cities like Calgary and Fort McMurray that have seen a weakening housing market.

But instead, as the housing crisis deepened in 2008, she switched brokerages and became a full - time agent.

Brokerage owner KaraLee Foat created a full - service marketing plan that includes events and competitions, such as pumpkin carving and gingerbread house decorating contests.

The new office at 761 Brant St. «lends itself nicely to a culture of co-operation, in - house and contracted training as well as easily accessible managerial support and guidance,» says the brokerage in a news release.

Brokerages have failed to capitalize on the power of Monday morning tour, as not only a way to build loyalty and value in their brokerage agent base but they also continue to lose FREE community exposure when open houses are held by anyone, on any property, in their office.

That's like saying that if I had sold my house through a Realtysellers brokerage that I would have netted more money than I did as the result of selling same via a CREA approved brokerage.

Be careful with using your Ira funds as «collateral» at the brokerage houses.

Almost 200 House members and several key senators have cosponsored NAR - backed bills to keep the Federal Reserve and U.S. Treasury from finalizing a rule that would define real estate brokerage and management as financial activities.

Mr. Teichner states that «The real estate company's interest in Designated Agency may be perceived as a conflict of interest because of the basic profit motive: the buyer will not be lost to another competitor...» If this is the case, is the brokerage's position viewed differently today with «in - house» dual agency?

The basic principle of designated agency as proposed by the ATF is that, in the above scenario, both the seller and the buyer in this «in - house» transaction would be able to continue to receive the full benefit of agency representation, complete with the undivided loyalty, advice and advocacy of their respective licensee agents, while it is the brokerage that remains impartial.