Sentences with phrase «as brokers if»

Licensees need to be mindful of how they refer to themselves and must take care not to characterize themselves as brokers if they don't hold a real estate broker's license.

You could have students as brokers if you prefer.

At the discretion of the Registrar, a proposed Settlement Agreement may be sent to you as broker if the investigation results in charges, which state the specific rule breached by the licensee and the penalty / penalties imposed.

Not exact matches

If the portfolio drops precipitously, the broker may require the investor to put in more cash or sell off part of the portfolio (known as a margin call).

If you're like Ryan Marien, who as CEO of online consumer goods and services marketplace Buytopia has brokered deals with such behemoths as Best Western, you counter aggressively.

Using your website and social media to boost your business is critical for your success, even if the bulk of your work as a freight broker takes place on the open road.

«If you have a house that's easy to maintain, obviously you don't have to put as much time and money and energy into maintaining it,» said Debbie Brenneman, a broker with the Corcoran Group.

As a first line of action, start healing the damage that was caused (if possible)-- post an apology on social media, broker a new deal with your vendors, give your customers a heads - up — do whatever is necessary is to preserve the company's reputation and minimize the effects to its bottom line.

If those figures are lower than what you and your employees are paying, you can potentially use them as leverage to negotiate with your brokers.

Charges due at lease signing — such as a broker's fee, security deposit and advance payment of the first and last month's rent — vary, and they can easily become a four - figure surprise if you don't ask the right questions during your hunt.

But if the story told by the film - makers is even close to accurate, the world the workers live in is anything but sane, and they're struggling, after all, to feed their families without the help of the power - brokers who see them as mere pawns in a very high - stakes game.

The introductory clause is amended to reflect the June 9, 2017 applicability date of that section, as follows: «On or after June 9, 2017, if the insurance agent or broker, pension consultant, insurance company or investment company Principal Underwriter is a fiduciary within the meaning of ERISA section 3 (21)(A)(ii) or Code section 4975 (e)(3)(B) with respect to the assets involved in the transaction, the following conditions must be satisfied, with respect to the transaction to the extent they are applicable to the fiduciary's actions -LSB-.]»

If you hold your Salesforce common stock through a broker, the broker may be prevented from voting shares held in your brokerage account if you have not given the broker voting instructions with respect to your shares (resulting in what is referred to as a «broker non-vote»If you hold your Salesforce common stock through a broker, the broker may be prevented from voting shares held in your brokerage account if you have not given the broker voting instructions with respect to your shares (resulting in what is referred to as a «broker non-vote»if you have not given the broker voting instructions with respect to your shares (resulting in what is referred to as a «broker non-vote»).

If you are a beneficial owner, you did not receive a Notice of Internet Availability directly from us, but your broker, bank or other intermediary forwarded you a notice with instructions on accessing our proxy materials and directing that organization how to vote your shares, as well as other options that may be available to you for receiving our proxy materials.

Having an updated business valuation is a great asset if ever approached by buyers, brokers, or DSOs, as well as for family, tax, succession and estate planning purposes.

If the Fiduciary Standard is applied to brokers as well as financial advisors as has been discussed, there will for sure be lots of change, but to announce the death knell of the advice business is as ludicrous as saying there will no longer be a demand for teachers or doctors.

If your Shares are held in the name of a broker, nominee, or other intermediary, you must also bring a proxy from the record holder of your Shares as of the record date in order to vote your Shares at the meeting.

If your Shares are held in the name of a broker, bank, or other nominee and you want to vote in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your Shares (who must have been the record holder of your Shares as of the close of business on April 10, 2015) indicating that you were a beneficial owner of Shares as of the close of business on April 10, 2015, as well as the number of Shares of which you were the beneficial owner on the record date, and appointing you as the record holder's proxy to vote the Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.

If your Shares are held of record by a bank, broker, or other nominee, we urge you to give instructions to your bank, broker, or other nominee as to how you wish your Shares to be voted so you may participate in the shareholder voting on these important matters.

If you are a beneficial owner of Shares and your Shares are held in street name as described above, you will be admitted to the 2015 Annual Shareholders» Meeting only if you present either a valid legal proxy from your bank, broker, or other nominee as to your Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank, broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 201If you are a beneficial owner of Shares and your Shares are held in street name as described above, you will be admitted to the 2015 Annual Shareholders» Meeting only if you present either a valid legal proxy from your bank, broker, or other nominee as to your Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank, broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 201if you present either a valid legal proxy from your bank, broker, or other nominee as to your Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank, broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 201if you received one), a voting instruction form that you received from your bank, broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 201if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 2015.

Therefore, if your Shares are not registered in your name and you do not provide instructions to the record holder of your Shares regarding these proposals, a broker non-vote as to your Shares will result with respect to these proposals.

As discussed above, if you are a street name stockholder, you may not vote your shares in person at the Annual Meeting unless you obtain a legal proxy from your broker, bank or other nominee.

It is much easier if you don't have a broker, as you can simply choose one from the pre-approved list of your binary options robot of choice.

The same is true of financial advisers and financial consultants, if those are the titles that your broker uses, as well as financial planners and insurance agents who sell products on commission.

For example, individuals will need an IATA number before they can book flights as a travel agent, and they will also need a brokerage registration if they want to become a logistics broker.

If a stock drops too much, a margin holder could lose all of their investment and possibly owe money to their broker as well.

As long as you are able to measure volume, you will be okay even if you've never used a Forex broker beforAs long as you are able to measure volume, you will be okay even if you've never used a Forex broker beforas you are able to measure volume, you will be okay even if you've never used a Forex broker before.

Securing a job as a business loan broker is easier if you have experience working in sales, lending, banking, or customer service.

If automatic margin close - out and / or execution of mandatory stop - loss orders occur too often, it is an indication that the leverage made available to, or used by, clients may not be appropriate or that a broker may be behaving in a way so as not to protect clients from crystallising losses when they do occur (e.g. insufficient education or assistance with appropriate risk management).

On a binary options broker site you will see this type of chart if you click an asset and choose an expiry time that is fairly close, such as 5, 10 or 15 minutes away for example.

However, if you do have a live brokerage account at a compatible broker (such as Interactive Brokers, OptionsHouse, Gain Capital, or others), you can use our BrokerTransmit technology to «run your strategy» (submit buy and sell signals) by simply trading in your broker account, as you normally do.

Importantly, the analysis takes the same look as I did on how FinCEN stifles currency competition, «the guidance takes the position that if the broker or dealer transfers funds between the customer and a third party that is not part of the transaction, it is operating as a money transmitter.

Clients should be aware of the possibility that aggregate client gains, if hedged by the broker against a risky counterparty, could result in a lack of security of client funds if the broker were to fail as a result of a counterparty failing to honour the financial commitments of the hedge trade.

Platform fees and minimums are set in place to control costs, and while these serve simply as examples, investors should be aware of them if they are considering an online broker based solely on its platform.

If this is the case, having your money in more than one broker is perfectly acceptable as long as the brokers are regulated in your area.

more or less as a broker and if we consider it to be one than NADEX is at the moment the only regulated broker operating in the US.

The company functions more or less as a broker and if we consider it to be one than NADEX is at the moment the only regulated broker operating in the US.

SO looks as a good buy for high yield, would have been a buying option for me if not my broker limitation.

If an established broker is associated with the software, then we can definitely trust that robot as the established broker would have earned its reputation with lots of hard - work and dedication, and it would not like to lose its reputation by associating itself with a scam - robot.

Ouisa Capital believes the investing public will be better served if FINRA and the SEC provide guidance to firms using DLT to help them better understand when transactions effected through a platform require the participants to register as a broker, an exchange, or an alternative tradition system.

If this happens, you either need to look hard to find another broker, or just write it off as a lost opportunity.

If your broker display sentiment as a percentage, with 75 percent of traders taking out call options and 25 percent taking out puts, this seems like a very easy decision.

If the customer still wants to buy it, then the broker steers them into electronic gold, such as bullion bank - controlled ETFs and major mining company equities.

Today, binary options traders can not just jump into the industry using one company for some countries such as the USA have limitations that contain strict regulations that must be followed if a broker has to accept traders from that country.

If you decide to use 24Option as your main broker, then looking into using a trading robot with them may prove to be beneficial to you.

If the best candidate is someone politically connected to the power brokers in Albany and Washington (as he calls them «people who make and break Democratic elections in the Hudson Valley»), has no ties to the district at all, has never won elected office then he is the guy.

Even as talk of a brokered Republican convention refuses to fade even after Romney's Arizona and Michigan victories, you can see evidence of the profound advantage the Republicans would give the Obama campaign if they put off choosing a nominee until the party meets in Tampa in August.

Also published on HuffingtonPost Even as talk of a brokered Republican convention refuses to fade even after Romney's Arizona and Michigan victories, you can see evidence of the profound advantage the Republicans would give the Obama campaign if they put off choosing a nominee until the...

When the bursting housing bubble made it seem as if mortgage fraud perped by parties larger than brokers, bank clerks, and appraisers might finally matter.

Paterson, who works from New York, also serves as chairman of IFS's advisory board, the boutique independent broker - dealer firm said.