Sentences with phrase «as filed securities»

Monitoring domestic and international securities markets, business news services, breaking news of corporate developments, as well as filed securities class actions and related litigation;

Not exact matches

Actual results or outcomes may differ materially from those implied by the forward - looking statements as a result of the impact of a number of factors, many of which are discussed in more detail in our Annual Report on Form 10 - K and our other reports filed with the Securities and Exchange Commission.

The data results of a Social Security number verification can contain the state of and approximate year of the number; status as an invalid, nonissued, or misused number; status on whether the number has been used to file a death claim; address (es) of the user; employer (s) of the user; the year of birth or age of the user.

«Texthelp has in place continuous automated security tests for Browsealoud, and these detected the modified file and as a result the product was taken offline,» claimed chief technology officer Martin McKay.

Earlier this evening, Twitter filed its initial public company registration form, known as the S - 1, with the Securities and Exchange Commission.

According to GrubHub's S - 1 filing — the form a company must submit to the Securities and Exchange Commission prior to going public — profits have declined over the past three years as the company has expanded.

Further, PDC urges you to carefully review and consider the cautionary statements and disclosures, specifically those under the heading «Risk Factors,» made in its Quarterly Report on Form 10 - Q, its Annual Report on Form 10 - K for the year ended December 31, 2016 (the «2016 Form 10 - K»), filed with the U.S. Securities and Exchange Commission («SEC») on February 28, 2017 and amended on May 1, 2018, and other filings with the SEC for further information on risks and uncertainties that could affect the Company's business, financial condition, results of operations, and prospects, which are incorporated by this reference as though fully set forth herein.

While the company failed to return a request for comment, in its S - 1 filing with the U.S. Securities and Exchange Commission, it recently cited Brexit as a major risk factor.

So as Assange continues to publish bits and pieces of his trove of files, expect big tech companies to go through a predictable dance: First the files will appear online, and about 24 hours later, you'll hear that security researchers have found that the files are already old news.

Actual results and the timing of events could differ materially from those anticipated in the forward - looking statements due to these risks and uncertainties as well as other factors, which include, without limitation: the uncertain timing of, and risks relating to, the executive search process; risks related to the potential failure of eptinezumab to demonstrate safety and efficacy in clinical testing; Alder's ability to conduct clinical trials and studies of eptinezumab sufficient to achieve a positive completion; the availability of data at the expected times; the clinical, therapeutic and commercial value of eptinezumab; risks and uncertainties related to regulatory application, review and approval processes and Alder's compliance with applicable legal and regulatory requirements; risks and uncertainties relating to the manufacture of eptinezumab; Alder's ability to obtain and protect intellectual property rights, and operate without infringing on the intellectual property rights of others; the uncertain timing and level of expenses associated with Alder's development and commercialization activities; the sufficiency of Alder's capital and other resources; market competition; changes in economic and business conditions; and other factors discussed under the caption «Risk Factors» in Alder's Annual Report on Form 10 - K for the fiscal year ended December 31, 2017, which was filed with the Securities and Exchange Commission (SEC) on February 26, 2018, and is available on the SEC's website at www.sec.gov.

The unit said in a 13G filing Friday with the Securities and Exchange Commission that it owned nearly 2.87 million shares of Overstock.com as of Nov. 30.

Nicholas Weaver, a security researcher affiliated with UC Berkeley, describes it as a «blackmail file.»

On March 7, after being fired as National Security Adviser, Flynn belatedly filed a FARA disclosure that revealed that, through his firm, Flynn Intel Group, he had worked in 2016 on behalf of Inovo BV, a firm based in Netherlands and owned by a Turkish businessman with links to the Turkish government.

The Facebook board's compensation committee authorized Zuckerberg's security program, the filing said, «to address safety concerns due to specific threats to his safety arising directly as a result of his position as our founder, Chairman, and CEO.»

Before a company so much as transfers a file, managers need a data - security plan to chart how they'll handle sensitive information, security experts say.

An affidavit filed in support of Winner's arrest as well as the case against her laid out some of these alleged blunders, and security experts pointed out others.

Actual results, including with respect to our targets and prospects, could differ materially due to a number of factors, including the risk that we may not obtain sufficient orders to achieve our targeted revenues; price competition in key markets; the risk that we or our channel partners are not able to develop and expand customer bases and accurately anticipate demand from end customers, which can result in increased inventory and reduced orders as we experience wide fluctuations in supply and demand; the risk that our commercial Lighting Products results will continue to suffer if new issues arise regarding issues related to product quality for this business; the risk that we may experience production difficulties that preclude us from shipping sufficient quantities to meet customer orders or that result in higher production costs and lower margins; our ability to lower costs; the risk that our results will suffer if we are unable to balance fluctuations in customer demand and capacity, including bringing on additional capacity on a timely basis to meet customer demand; the risk that longer manufacturing lead times may cause customers to fulfill their orders with a competitor's products instead; the risk that the economic and political uncertainty caused by the proposed tariffs by the United States on Chinese goods, and any corresponding Chinese tariffs in response, may negatively impact demand for our products; product mix; risks associated with the ramp - up of production of our new products, and our entry into new business channels different from those in which we have historically operated; the risk that customers do not maintain their favorable perception of our brand and products, resulting in lower demand for our products; the risk that our products fail to perform or fail to meet customer requirements or expectations, resulting in significant additional costs, including costs associated with warranty returns or the potential recall of our products; ongoing uncertainty in global economic conditions, infrastructure development or customer demand that could negatively affect product demand, collectability of receivables and other related matters as consumers and businesses may defer purchases or payments, or default on payments; risks resulting from the concentration of our business among few customers, including the risk that customers may reduce or cancel orders or fail to honor purchase commitments; the risk that we are not able to enter into acceptable contractual arrangements with the significant customers of the acquired Infineon RF Power business or otherwise not fully realize anticipated benefits of the transaction; the risk that retail customers may alter promotional pricing, increase promotion of a competitor's products over our products or reduce their inventory levels, all of which could negatively affect product demand; the risk that our investments may experience periods of significant stock price volatility causing us to recognize fair value losses on our investment; the risk posed by managing an increasingly complex supply chain that has the ability to supply a sufficient quantity of raw materials, subsystems and finished products with the required specifications and quality; the risk we may be required to record a significant charge to earnings if our goodwill or amortizable assets become impaired; risks relating to confidential information theft or misuse, including through cyber-attacks or cyber intrusion; our ability to complete development and commercialization of products under development, such as our pipeline of Wolfspeed products, improved LED chips, LED components, and LED lighting products risks related to our multi-year warranty periods for LED lighting products; risks associated with acquisitions, divestitures, joint ventures or investments generally; the rapid development of new technology and competing products that may impair demand or render our products obsolete; the potential lack of customer acceptance for our products; risks associated with ongoing litigation; and other factors discussed in our filings with the Securities and Exchange Commission (SEC), including our report on Form 10 - K for the fiscal year ended June 25, 2017, and subsequent reports filed with the SEC.

The Department of Homeland Security is proposing to expand the files it collects on immigrants, as well as some citizens, by including more online data — most notably search results and social media information — about each individual.

«Conventional grocery stores currently face many of the same challenges online as they do offline,» wrote Blue Apron in the company's filing with the Securities and Exchange Commission.

The system scans every file for sensitive elements such as credit card and Social Security numbers.

In its F - 1, a form that foreign companies file when they plan to go public in the U.S. and which is comparable to the S - 1 U.S. companies file, Alibaba lists reliability and security of its technology platform as a concern.

In a filing with the U.S. Securities and Exchange Commission on Wednesday, Disney ran through a list of Iger's accomplishments as CEO in 2015, including «record - breaking enthusiasm» for Star Wars: The Force Awakens, as well as other box office hits such as Pixar's Inside Out and Marvel's Avengers sequel.

That's why the investment world stood agog when, on May 30, Wired Ventures filed its preliminary prospectus with the Securities and Exchange Commission, and suggested the company was worth as much as $ 447 million.

IEX, which has up until now operated as an alternative trading system (ATS), filed with the US Securities and Exchange Commission to become a stock exchange last year.

The foregoing review of important factors should not be construed as exhaustive and should be read in conjunction with the other cautionary statements that are included herein and elsewhere, including the Risk Factors included in Tesla's and SolarCity's most recent reports on Form 10 - K and Form 10 - Q and other documents of Tesla and SolarCity on file with the Securities and Exchange Commission.

The trove of internal e-mails and employee interviews, filed as part of a lawsuit by one of the investors in the securities, offers a fresh glimpse into Wall Street's mortgage machine, which churned out billions of dollars of securities that later imploded.

The Securities and Exchange Commission has filed a lawsuit trying to compel the rap star popularly known as Jay - Z to testify about an apparel deal that soured.

-- Credit freezes on the big three agencies — IRS PIN security for filing taxes — Minimal to no social media footprint — Pay cash as much as possible

Pursuant to Rule 477 promulgated under the Securities Act of 1933, as amended (the «Securities Act»), Fulcrum BioEnergy, Inc. (the «Company») hereby requests that the Securities and Exchange Commission (the «Commission») consent to the immediate withdrawal of the Company's Registration Statement on Form S - 1 (File No. 333-176958) together with all exhibits and amendments thereto, which was initially filed on September 22, 2011 (collectively, the «Registration Statement»).

The Baltimore - based company said in a U.S. Securities and Exchange Commission filing Monday that it expects its stock will be delisted from the OTC Bulletin Board as soon as June...

Companies that comply with the requirements of Rule 506 (b) or (c) do not have to register their offering of securities with the SEC, but they must file what is known as a «Form D» electronically with the SEC after they first sell their securities.

As a result, whenever we propose to file a registration statement under the Securities Act, other than with respect to (1) a registration related to any employee benefit plan or a corporate reorganization or other transaction covered by Rule 145 promulgated under the

Companies that comply with the requirements of Regulation D do not have to register their offering of securities with the SEC, but they must file what's known as a «Form D» electronically with the SEC after they first sell their securities.

The hedge fund held 26,074,830 shares purchased at an aggregate price of about $ 794.5 million as of May 27, 2017, a filing with the U.S. Securities and Exchange Commission showed.

Shkreli funded the Merrill Lynch settlement — and avoided the filing of the confessions of judgment — by causing a $ 900,000 investment in Retrophin equity securities made by MSMB Healthcare to be recharacterized as a «loan,» causing the «loan» to be repaid with interest, and using the «loan» proceeds together with other money taken from Retrophin to pay Merrill Lynch.

The risk factors discussed in the «Risk Factors» section of PJT Partners» Information Statement, as filed with the Securities and Exchange Commission on September 2, 2015, as well as the other filings of PJT Partners with the Securities and Exchange Commission, could cause the results of PJT Partners to differ materially from those expressed in forward - looking statements.

in the case of our directors, officers, and security holders, (i) the receipt by the locked - up party from us of shares of Class A common stock or Class B common stock upon (A) the exercise or settlement of stock options or RSUs granted under a stock incentive plan or other equity award plan described in this prospectus or (B) the exercise of warrants outstanding and which are described in this prospectus, or (ii) the transfer of shares of Class A common stock, Class B common stock, or any securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event of our securities or upon the exercise of options or warrants to purchase our securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing such options or warrants (and any transfer to us necessary to generate such amount of cash needed for the payment of taxes, including estimated taxes, due as a result of such vesting or exercise whether by means of a «net settlement» or otherwise) so long as such «cashless exercise» or «net exercise» is effected solely by the surrender of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that in the case of (i), the shares received upon such exercise or settlement are subject to the restrictions set forth above, and provided further that in the case of (ii), any filings under Section 16 (a) of the Exchange Act, or any other public filing or disclosure of such transfer by or on behalf of the locked - up party, shall clearly indicate in the footnotes thereto that such transfer of shares or securities was solely to us pursuant to the circumstances described in this bullet point;

the disposition of shares of common stock to us, or the withholding of shares of common stock by us, in a transaction exempt from Section 16 (b) of the Exchange Act solely in connection with the payment of taxes due with respect to the vesting or settlement of RSUs granted under our equity incentive plans or pursuant to a contractual employment arrangement described elsewhere in this prospectus, insofar as such RSU is outstanding as of the date of this prospectus; provided, that, if required, any public report or filing under Section 16 of the Exchange Act will clearly indicate in the footnotes thereto that such disposition to us or withholding by us of shares or securities was solely to us pursuant to the circumstances described in this clause;

We intend to file a registration statement on Form S - 8 under the Securities Act as promptly as possible after the completion of this offering to register shares that may be issued pursuant to our equty incentive plans.

In December, he issued a statement explaining why he believes certain ICOs should fall under the jurisdiction of federal securities law and, as such, be filed beforehand.

President Donald Trump's former New York doctor says Trump's lawyer and private head of security «raided» his office and took the medical files relating to Trump, an act described by White House press secretary Sarah Huckabee Sanders as «standard operating procedure.»

Banks and other financial services sector organizations need to pay more attention to their security infrastructure and defenses and apply application security safeguards to monitor all of their data - as well as individual files, says Terry Ray, CTO of Imperva.

According to a CNBC report, the Morgan Stanley unit said in a Securities and Exchange Commission (SEC) filing late last week that it now owns close to 2.87 million shares of Overstock as of the end of November.

Boston Family Office LLC's holdings in Campbell Soup were worth $ 1,186,000 as of its most recent filing with the Securities and Exchange Commission (SEC).

Sina Weibo, as expected, has filed with the US Securities and Exchange Commission for IPO to raise up to $ 500 million.

We caution you that these statements are not guarantees of future performance and are subject to numerous risks and uncertainties, including volatility in the economy and the credit markets, supply and demand changes for vacation ownership and residential products, competitive conditions; the availability of capital to finance growth, and other matters referred to under the heading «Risk Factors» contained in the Information Statement filed as an exhibit to our Annual Report on Form 10 - K for the year ended December 30, 2011 filed with the U.S. Securities and Exchange Commission (the «SEC») and in subsequent SEC filings, any of which could cause actual results to differ materially from those expressed in or implied in this presentation.

The agreement, filed with the Securities and Exchange Commission Friday, comes days after Ackman resigned from Penney's board as part of a deal to resolve an unusually public battle between the activist investor and the struggling department store.

Money Control IPOs The company had filed draft papers with Securities and Exchange Board of India (Sebi) in February and obtained its «observations» on August 27, as per the latest update with the regulator.

Money Control IPOs The company had filed IPO papers with Securities and Exchange Board of India (Sebi) in January and received «observations» from the regulator on April 3, as per the latest update with the markets watchdog.

Our parent company, The Jones Financial Companies, L.L.L.P. (JFC) files annual, quarterly, and current reports along with other information required by the Securities and Exchange Act of 1934, as amended with the Securities Exchange Commission (SEC).