Sentences with phrase «as financial authorities»

China's clampdown on cryptocurrencies continues as financial authorities reportedly plan to block domestic access to cryptocurrency trading platforms that enable centralized trading, within China and beyond.

Virtual currencies have taken a hit in South Korea, as financial authorities have banned initial coin offering (ICO) and credit exposures that use digital currencies.

Not exact matches

There's a new form of crowdfunding being led by companies such as GrowthFountain that has been made possible by changes in investment rules that the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (Finra) enacted in May 2016.

The company had to halt operations on Feb. 10 after it was hit with financial penalties for operating as an Internet - based tech platform rather than as a transportation company, which Taiwanese authorities have said was a misrepresentation of its business.

Indeed, the broader inflation trends shown in Friday's data confirm recent signs of a more sure - footed recovery in the world's second - biggest economy, allowing authorities to resist any fresh monetary easing as they move to curb an unsustainable build up of credit in the financial system.

ROME (AP)-- Italian authorities detained 38 people in a crackdown on a migrant trafficking ring that used a Rome cosmetics shop as a base for illegal financial transactions, officials said Monday.

«In my view, the time is now for Congress to create an authority that would have as its goals both achieving financial stability and a balanced budget for the island,» Williams said, according to the Times.

Investors looking to evaluate potential financial advisors can avail themselves of many lists of sample questions, such as those suggested by the Financial Industry Regulatory Authority, for interviewing practfinancial advisors can avail themselves of many lists of sample questions, such as those suggested by the Financial Industry Regulatory Authority, for interviewing practFinancial Industry Regulatory Authority, for interviewing practitioners.

The arrests follow a purge that has seen more than 80 executives at PDVSA and its suppliers jailed for alleged corruption as the state firm's new chief, Major General Manuel Quevedo, has sought to stamp his authority on the sector - the financial lifeblood of Venezuela's unraveling socialist government.

Russian Deputy Finance Minister Alexey Moiseev told Bloomberg in an interview this week that the authorities hope to recognize bitcoin and other cryptocurrencies as a legal financial instrument in 2018 in a bid to tackle money laundering.

Jeff Rose, from GoodFinancialCents.com, uses his blog to build up his authority as a certified financial planner, driving traffic and income to his business.

Brokerage firms are sensitive about discussing sales incentives as the U.S. Securities and Exchange Commission considers imposing a higher standard of customer care on their sales practices and the Financial Industry Regulatory Authority is warning the firms to vet potential hires more carefully.

Those rules are handed down from the Financial Industry Regulatory Authority and the Securities and Exchange Commission, as well as state securities and insurance commissioners.

The cases, known as the London Whale episode for the outsize nature of the positions, resolved inquiries from four agencies: the Securities and Exchange Commission, the Office of the Comptroller of the Currency, the Federal Reserve and the Financial Conduct Authority in London.

Being at war is worse for a currency than not being at war, whether you're fighting the world's financial authorities for legal validity, or engaged in a guerrilla skirmish as either aggressor or victim.

11 Congress granted this authority to the Federal Reserve in the Financial Services Regulatory Relief Act of 2006, with an October 2011 effective date, but accelerated its implementation to October 2008 as part of the legislative response to the financiaFinancial Services Regulatory Relief Act of 2006, with an October 2011 effective date, but accelerated its implementation to October 2008 as part of the legislative response to the financialfinancial crisis.

Hensarling and other Dodd - Frank critics have called that ability — known as «orderly liquidation authority» — a bailout, even though any taxpayer money used is supposed to be recouped from the sale of the company's assets or an assessment on the financial industry.

Mr. Palmer served as the Superintendent of Financial Institutions for Canada from 1994 to 2001, and as Deputy Managing Director of the Monetary Authority of Singapore from 2002 to 2004.

Some firms are real anal about it, wanting signed signed statements from «licensed financial authorities», but others can be as lax as relying on a screenshot show the total of all your accounts at Personal Capital, etc..

(The website of the company she started offers to trade on behalf of clients; neither Ms. Berwick nor the firm is registered as an investment adviser with the Securities and Exchange Commission or the Financial Industry Regulatory Authority.)

FSA Suggests Altcoin Squeeze As Forbes reports citing a meeting of the group, which consists of industry experts organized by Japan's regulator the Financial Services Authority (FSA), the anonymity options such altcoins present could be grounds to banish them from the country's burgeoning exchange sector.

Provided by the Financial Industry Regulatory Authority (FINRA), BrokerCheck is a free tool to help investors research the professional backgrounds of current and former FINRA - registered brokerage firms and brokers, as well as investment adviser firms and representatives.

The day before the announcement, it was revealed that the Capital Market Authority, the Saudi financial regulator, had warned the public against buying into ICOs, citing the possibility that people could lose their investments as a result of fraud, among other potential problems.

As Vox has reported, Puerto Rico's electric grid was vulnerable and dilapidated before the storm due to the Puerto Rico Electric Power Authority's long history of financial woes and minimal maintenance and investment.

Just before his resignation takes effect, Israel Securities Authority (ISA) chairperson Prof. Shmuel Hauser is taking note of what he regards as an important future threat to the financial world.

As a regulatory authority, FINMA could easily promote or obstruct the growth of businesses working with emerging financial technology, like blockchain - based distributed ledgers.

If the FDIC had authority over insolvent non-bank financials and bank holding companies, it could wipe out equity and an appropriate amount of bondholder capital, and sell the fully - functioning residual to an acquirer, as is typically done with failing banks, without any loss to depositors or customers.

With this legal definition, the regulatory authorities such as the Cyprus Securities and Exchange Commission (CySEC) is now empowered to act under the financial regulatory framework.

The Financial Industry Regulation Authority («FINRA») and U.S. Securities and Exchange Commission («SEC») define day traders as traders that buy and sell a particular security in the same trading day four or more times in any consecutive five business day period.

Hensarling's changes include retroactively repealing the Financial Stability Oversight Council's (FSOC) authority to designate firms as systemically important financial institutions (SIFI) and giving the Consumer Financial Protection Agency a new name — the «Consumer Financial Opportunity Commission (CFOCFinancial Stability Oversight Council's (FSOC) authority to designate firms as systemically important financial institutions (SIFI) and giving the Consumer Financial Protection Agency a new name — the «Consumer Financial Opportunity Commission (CFOCfinancial institutions (SIFI) and giving the Consumer Financial Protection Agency a new name — the «Consumer Financial Opportunity Commission (CFOCFinancial Protection Agency a new name — the «Consumer Financial Opportunity Commission (CFOCFinancial Opportunity Commission (CFOC).»

The renowned Fisher, speaking from his Camas, Washington, headquarters, talked annuities — «magical words,» lying, steep VA commissions — as well as a «fiduciary standard lite»; and he graded the Financial Industry Regulatory Authority.

The Financial Industry Regulatory Authority (FINRA) also recently issued an Investor Alert cautioning investors about the risks of buying and using digital currency such as Bitcoin.

More than 300,000 people have borrowed from these firms, with total loan distribution reaching 3 trillion rupiah ($ 218 million) as of January, versus 247 billion in December 2016, according to data from the Financial Services Authority (OJK).

(i) persons who are licensed in the securities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state division; and

More, we find it interesting that while there have been certain highly publicized condemnations of cryptocurrencies, such as J. P. Morgan Chase CEO Jamie Dimon's comment that Bitcoin is a «fraud,» the financial authorities in the west have done little to nothing to shut down the crypto market.

who is a licensed or registered as a broker investment adviser with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or a state level equivalent division;

Last April, Japanese authorities acknowledged bitcoin as a legal tender and stated that they would entail cryptocurrency exchanges to register with the Government.There are 16 cryptocurrency exchanges in Japan which have registered with Japan's Financial Services Agency (FSA).

Japan's financial regulator recently published a document indicating that it has «warned» Binance for operating in Japan despite «not register [ing]» as a virtual currency exchange business with relevant authorities.

Over the last six months, financial authorities in the US, Singapore, China, Switzerland and Germany have tightened their policies towards ICOs or issued warnings as tokens are more and more frequently categorized as securities.

As further exposition of how blind compliance to authority and the «It Won't Happen to Me» belief pattern work together to prevent us from taking the protective measures we need to take right now, consider a November 2014 article in which a financial analyst stated, «it's time to ditch your golden faith, embrace the truth — and make gold a barbaric relic of your portfolio's past.»

The Financial Services Authority, Indonesia's financial services regulator known as the OJK, is preparing a regulation that would allow local financial technology companies to lend money directly to customers to provide more financing choices for the public, its senior officials said on TuesdayFinancial Services Authority, Indonesia's financial services regulator known as the OJK, is preparing a regulation that would allow local financial technology companies to lend money directly to customers to provide more financing choices for the public, its senior officials said on Tuesdayfinancial services regulator known as the OJK, is preparing a regulation that would allow local financial technology companies to lend money directly to customers to provide more financing choices for the public, its senior officials said on Tuesdayfinancial technology companies to lend money directly to customers to provide more financing choices for the public, its senior officials said on Tuesday (14/02).

Specifically, it was to promote international financial stability by coordinating national financial authorities and international standard - setting bodies as they have worked toward developing strong regulatory, supervisory and other financial sector policies.

BoE Governor Mark Carney has called for the authorities to regulate cryptocurrencies and hold them to the same standards as the rest of the financial system.

is licensed as a Capital Market Services provider and an Exempt Financial Advisor, and is supervised by the Monetary Authority of Singapore.

While it may seem as though Chinese authorities have started to get a grip on shadow banking, Moody's also warns that the ability of the formal financial system to replace shadow credit lines «may not be a perfect substitute».

is licensed by the Dubai Financial Services Authority as a Category 4 financial services firm (Registration number:Financial Services Authority as a Category 4 financial services firm (Registration number:financial services firm (Registration number: CL0820).

«[The] Monetary Authority of Macau reiterates that any institution providing regulated financial services such as currency exchange, cross-border fund transfer, and financial exchange platforms without permission violates relevant provisions of the Financial System Acfinancial services such as currency exchange, cross-border fund transfer, and financial exchange platforms without permission violates relevant provisions of the Financial System Acfinancial exchange platforms without permission violates relevant provisions of the Financial System AcFinancial System Act.»

«As part of the new Regulations, an official joint announcement will be released during the upcoming PBOC press conference making it clear that neither the People's Bank of China nor the Hong Kong Monetary Authority recognises Bitcoin or any other virtual currency as legal tender, thus, making its use as an official currency to settle debts and financial obligations illegaAs part of the new Regulations, an official joint announcement will be released during the upcoming PBOC press conference making it clear that neither the People's Bank of China nor the Hong Kong Monetary Authority recognises Bitcoin or any other virtual currency as legal tender, thus, making its use as an official currency to settle debts and financial obligations illegaas legal tender, thus, making its use as an official currency to settle debts and financial obligations illegaas an official currency to settle debts and financial obligations illegal.

Some would argue that by acting cautiously on balance sheet normalization (without actively countering impacts of ECB policy measures), Fed policymakers have partially ceded control of financial conditions to foreign monetary authorities, but the same can be said about other central banks as well, for long - term rates are correlated among advanced economies:

Kevin's government service includes roles as an enforcement trial lawyer, as counsel to a commissioner at the U.S. Commodities Futures Trading Commission (CFTC), as a regulator at the U.K. Financial Conduct Authority, and as counsel in the U.S. Senate.