Sentences with phrase «as general solicitation»

Not exact matches

The news comes as the Securities and Exchange Commission's ban on general solicitation officially lifts.

Private placements for startups have long gone without registration, so long as relatively small groups of sophisticated (or «accredited») investors were involved and no general solicitation advertised.

Today's lifting of the ban on general solicitation, item 201 (a), was one part of a handful of measures included in the Jumpstart Our Business Startups Act, known as the JOBS Act, which was signed into law in April last year.

«As we read all the news with what the SEC is doing with general solicitation — and there has obviously been a good bit of debate as to how effective that is going to be, how valuable that is actually going to be for the ecosystem — what was clear to us was that it is definitely not going to be valuable if verifying the accreditation of investors is not easy and efficient and reliable,» says Nicholas Thorne, Basno's CEO and co-foundeAs we read all the news with what the SEC is doing with general solicitation — and there has obviously been a good bit of debate as to how effective that is going to be, how valuable that is actually going to be for the ecosystem — what was clear to us was that it is definitely not going to be valuable if verifying the accreditation of investors is not easy and efficient and reliable,» says Nicholas Thorne, Basno's CEO and co-foundeas to how effective that is going to be, how valuable that is actually going to be for the ecosystem — what was clear to us was that it is definitely not going to be valuable if verifying the accreditation of investors is not easy and efficient and reliable,» says Nicholas Thorne, Basno's CEO and co-founder.

The comments, opinions and analyses are the personal views expressed by the investment manager and are intended to be for informational purposes and general interest only and should not be construed as individual investment advice or a recommendation or solicitation to buy, sell or hold any security or to adopt any investment strategy.

The comments, opinions and analyses are the personal views expressed by the investment managers and are intended to be for informational purposes and general interest only and should not be construed as individual investment advice or a recommendation or solicitation to buy, sell or hold any security or to adopt any investment strategy.

Rule 506 (b) allows for issuer's to raise an unlimited amount of money, from an unlimited number of accredited investors, so long as no «general solicitation» is conducted in connection with the offering, and that each investor has a substantive, pre-existing relationship with the issuer or person offering the securities of its behalf.

However, as part of the federal JOBS Act of 2012, Congress instructed the Securities and Exchange Commission to implement rules allowing general solicitation in a private offering if securities are sold only to accredited investors.

They are speaking about the way Rule 506 under Reg D was reformed by rulemaking pursuant to the JOBS Act, to permit general solicitation while preserving a Rule 506 exemption that is preemptive of state law, as long as all purchasers are verified to be accredited investors.

The shares were issued in a transaction that was exempt from the registration requirements of the Securities Act of 1933, as amended (the «Securities Act»), pursuant to Section 4 (a)(2) of the Securities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making the offering.

My opinion in this blog are for general information use only and are not intended as an offer or solicitation with respect to the purchase or sale of any futures or option contracts.

There are several other pertinent restrictions related to this exemption, such as a prohibition on general solicitation and a cap on the number of unaccredited investors allowed in an offering.

As you've undoubtedly heard, the SEC voted 4 - 1 on Wednesday to lift the ban on general solicitation of private security offerings to accredited investors.

However, it may be possible to conceive of contemporaneous offerings if the issuer offered different securities, such as a non-convertible preferred stock in one offering and common stock in the other offering, and if the investors in the two offerings were different — for example, preferred stock being offered to an existing venture or private equity investor (or other investors with which the issuer has a pre-existing substantive relationship), while common stock is being offered to a broader range of investors in a separate offering using general solicitation.

Norm Boersma's comments, opinions and analyses are personal views and are intended to be for informational purposes and general interest only and should not be construed as individual investment advice or a recommendation or solicitation to buy, sell or hold any security or to adopt any investment strategy.

This press release is intended as general information regarding TSFC's issuance of Refunding Bonds and should not be considered an offer to sell or a solicitation of an offer to buy securities.

This growth partly came as a response to the Jumpstart Our Business Startups Act of 2012, which loosened the rules around general solicitation and online investing.

Heather Arnold's comments, opinions and analyses are personal views and are intended to be for informational purposes and general interest only and should not be construed as individual investment advice or a recommendation or solicitation to buy, sell or hold any security or to adopt any investment strategy.

The materials on this website are for general information only and are not intended as an offer to sell or the solicitation of an offer to buy a franchise.

Are you specifically referring to religious solicitations (or perhaps, those of a particular type), as opposed to solicitations in general?

In contrast, a lawyer's communication typically does not constitute a solicitation if it is directed to the general public, such as through a billboard, an Internet banner advertisement, a website or a television commercial, or if it is in response to a request for information or is automatically generated in response to Internet searches.

Disclaimer: The article is meant to be general and informative in nature and should not be construed as solicitation material.

While some observers may be surprised by the public announcement, the token sale is described as being launched under Rule 506 (c) of Regulation D of the Securities Act of 1933, as amended, which, subject to compliance with certain restrictions, permits the token seller to engage in general advertising and general solicitation.

Provide «general» information about listed properties such as location, availability, and address (without any solicitation on behalf of the assistant).