Sentences with phrase «as insider trading»

this qualifies as insider trading.

After tokens are listed, unfair trade practices of such tokens such as insider trading should be restricted.

Principle 4: After tokens are listed, unfair trade practices such as insider trading should be restricted.

Armstrong's internal probe has yet to prove whether Coinbase employees engaged in activities that could legally classify as insider trading.

«I'm not even sure what would count as insider trading in a company like that,» Mallers said of exchange startups.

From recent regulatory enforcement priorities such as insider trading, high - frequency trading, financial crisis investigations, the Foreign Corrupt Practices Act (FCPA), Bank Secrecy Act / AML violations, accounting fraud, and hedge fund collapses to some of the most significant matters over the last decade, such as auction rate securities, market timing, RMBS, LIBOR, FX, late trading, IPO allocation, and Wall Street research, our securities enforcement and white collar defense lawyers have been at the center of every major initiative affecting the financial services sector.

Two partners at the hedge fund Deerfield Management and two others were found guilty on Thursday of charges stemming from what prosecutors have described as an insider trading scheme based on leaks from within a federal healthcare agency.

Jesus, a broker chats to his institutional chums about a potential placing, and the share price dumps... I thought this type of egregious «behaviour» was defined as insider trading?

For example as an insider my trading is restricted in my company.

Secrecy hinders criminal investigation and fosters criminality and corruption such as insider trading, market rigging, tax evasion, fraud, embezzlement, bribery, the illicit funding of political parties — and much more.

NEW YORK (Reuters)- Two partners at the hedge fund Deerfield Management and two others were found guilty on Thursday of charges stemming from what prosecutors have described as an insider trading scheme based on leaks from within a federal healthcare agency.

Two partners at the hedge fund Deerfield Management and two others were found guilty on Thursday of charges stemming from what prosecutors have described as an insider trading scheme based on leaks from within a federal healthcare agency.

In the book, Schweizer details what can only be described as insider trading by many members of Congress during the financial crisis.

Not exact matches

Cho, who joined DRW in 2016, has pushed the unit to new heights, frequently conducting trades in the $ 1 million to $ 5 million range and expanding into new markets such as Singapore, first reported by Business Insider.

He also spent more than three years as a federal prosecutor at the United States attorney's office in Manhattan, where he focused on insider trading and other financial fraud cases.

You join a start - up, get your options, ride them through the IPO, and sell your shares as soon as you can at Schwab because there are no insider - trading prohibitions.

Business Insider recently looked at each state's biggest international trading partners as measured by value of goods exported and imported in 2016.

She revealed as much in a deposition she gave on February 16, 2007 as part of the SEC Inspector General's investigation into the regulator's failures in the Pequot insider - trading probe.

In this class action insider trading case, Pomerantz, as Co-Lead Counsel, achieved a $ 135 million settlement for investors in the pharmaceutical company Elan Corp..

Since Trump had fulminated against bankers and promised restrictive trade policies on the campaign trail, the appointment of Cohn, a consummate insider, was viewed as a major concession to the economic and business elite.

Investors are exiting as the U.S. government intensifies its probe of insider trading at the Stamford, Connecticut - based firm, once one of the most successful in the hedge - fund industry, with returns averaging 25 percent since 1992.

In any event, assuming full disclosure, they become shareholders knowing that they will have lower voting rights than the insiders and having accepted as adequate whatever trade - off is offered by the firm in recompense.

South Korean cryptocurrency holders have described a potential exchange ban as «not a big problem» as Seoul launches an investigation into insider trading.

On the other hand, back in April, after reading that same language, Allergan's lawyers said that Pershing and Valeant «took express pains to sidestep Rule 14e - 3 which outlaws insider - trading in connection with a tender offer, by styling themselves as co-bidders and not (yet) proceeding towards a tender offer.»

In January, the Financial Services Commission of the nation had hinted that they were indicating exchanges suspected of insider trading, as well as embezzlement of customer funds.

These raids prove that South Korea will continue to be strict on cryptocurrency platforms and exchanges which do not comply with laws, or are doing something illegal such as money laundering or insider trading.

Understand that this seasonal pattern of the insider trading is important, as it will help us uncover the relationship between insider trading and stock market actions.

When asked where they believe the biggest risks for insider trading lie, 44 % of respondents said that they believe it is firms with an attitude of being untouchable among the top level of management, compared to 24 % of people who felt this way in January 2016; 35 % think the biggest risk is rogue employees, down from 59 % of respondents; and 21 % think it is the ease of circumventing company monitoring through work around technologies, such as gaming stations and disposable mobile phones, up from 17 % in 2016.

New York Hedge Fund Roundtable members had the opportunity to weigh in on the topic of insider trading reporting at the Roundtable's most recent event on August 2nd, as well as through an online electronic poll.

The positive news on bitcoin comes at the same time as industry insiders are speculating on whether China could be looking at allowing cryptocurrency trading again.

Nonetheless, there is a consensus among members that as long as money continues to pour into alternative investments and the number of funds keeps rising there will always be someone desperate enough to try insider trading as a way of differentiating themselves.

The elder investment bankers are appalled that younger members of the fraternity who are already making $ 1 million a year, such as the convicted insider trader Dennis Levine of Drexel Burnham Lambert, are trying to make even more through illegal insider trading.

That the fossil record is in important respects hostile to a Darwinist interpretation has long been known to insiders as the «trade secret of paleontology,» and the secret is now coming out in the open.

He currently serves as a Director at Aquilan Technologies, where he develops and implements financial crimes risk - management solutions for the financial services industry to undermine fraud, insider trading and terrorist funding.

The negative ad again casts Paladino as an Albany insider who traded campaign contributions for lucrative real estate contracts with the state.

«As always, Senator Gillibrand likes to have it both ways touting cosmetic reforms while personally profiting from an insider trading strategy focused on shorting mortgage companies, builders and real estate investments during the very depths of America's housing crisis.

And Silver's formal approval was sealed in a classic bit of last - minute, insider horse - trading: He agreed to green - light Atlantic Yards as long as Pataki dropped the effort to get Moynihan Station approved.

Update: Long Campaign Spokesman David Catalfamo responds, «As always, Sen. Gillibrand likes to have it both ways, touting some cosmetic reforms while personally profiting from an insider trading strategy focused on shorting mortgage companies, builders and real estate investments during the very depths of America's housing crisis.

Schneiderman, who once represented financial firms in private practice, has used the Martin Act to pursue his «Insider Trading 2.0» initiative, obtaining multimillion - dollar settlements from financial institutions such as Deutsche Bank, BlackRock, and Barclays, as well as settlements with banks such as Morgan Stanley and Goldman Sachs over deceptive practices leading up to the financial crisis.

Many insiders believe that if a coup against Corbyn's leadership was ever to take place, Watson — who acts as a bridge to the trade unions, and maintains close links across the parliamentary party — would be involved.

Bharara, 49, served almost eight years as U.S. attorney in New York, where he spearheaded an historic crackdown on insider trading and targeted corruption in state government, before he was summarily fired by President Donald Trump on March 11, 2017.

Bharara made headlines as U.S. attorney for a legal offensive on insider trading that led to cases against dozens of traders, corporate executives and hedge - fund insiders, including the still - jailed Galleon Group co-founder Raj Rajaratnam.

A postponement of the case is warranted until insider trading prosecutions of the company, as well as Steinberg and Martoma, are concluded, Assistant U.S. Attorney Micah Smith told U.S. District Judge Richard Sullivan Wednesday in Manhattan federal court.

In fact, some people avoid ill - gotten gains — such as profits from unfair labor practices or insider trading — for fear of «moral contagion,» according to a paper published this week in the online issue of the journal Social Psychological and Personality Science.

As the most powerful prosecutor in the country, he's won 81 insider trading cases — and lost zero.

Amanda Peet, who is often better than the material she has to work with, stars as Alex, a workaholic lawyer who moves to Venice Beach, Calif., with her daughter after her ex-husband is sent to prison for insider trading.

As Channing McClaren learns that a murdered computer hacker was paid for information about the late Naomi Walling, Patty (Glenn Close) and Ellen (Rose Byrne) take a tense trip to Maine to interview an expert witness whom they hope can shed some light on insider trading practices at Princefield Investments.

Academy Award - nominated star Melissa McCarthy («Bridesmaids,» «The Heat,» «Tammy») headlines «The Boss» as a titan of industry who is sent to prison after she's caught for insider trading.

«The Boss» (2016) McCarthy stars as a disgraced industry titan who goes to prison for insider trading.

We meet Emily and Martin Taylor (Rooney Mara and Channing Tatum) as he is released from prison (insider trading) and she is falling back into her depressive ways.