Sentences with phrase «as lead underwriter»

The underwriter that serves as the lead underwriter for an account.

Our clearing firm Pershing LLC has purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection.

Our clearing firm, Apex Clearing, has also purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection.

Goldman Sachs (GS) served as lead underwriter for the IPO, one of the most closely watched this year.

The company plans to trade on the Nasdaq under ticker symbol COUP, with Morgan Stanley (ms) serving as lead underwriter.

But Wired instead tapped Wall Street's most hallowed name, Goldman, Sachs & Co., as its lead underwriter, consigning Robertson Stephens to the supporting role of comanager — a decision many at Wired Ventures would later come to regret.

The company plans to raise $ 74.2 million at the midpoint of their range, with Barclays as lead underwriter in the deal.

The company plans to list on the Nasdaq under «RDFN,» with Goldman Sachs, Allen & Company, Band of America, RBC, Oppenheimer, and Stifel as lead underwriters.

It plans to trade on the NYSE under ticker symbol ZPIN, with Credit Suisse and UBS serving as lead underwriters.

It plans to trade on the Nasdaq under ticker symbol FRSH, with Jefferies, Baird and Wells Fargo serving as lead underwriters.

It plans to trade on the Nasdaq under ticker symbol PRTN, with J.P. Morgan and BofA Merrill Lynch serving as lead underwriters.

It plans to trade on the Nasdaq under ticker symbol CDNA, with Piper Jaffray and Leerink Partners serving as lead underwriters.

Goldman Sachs and Morgan Stanley labored as lead underwriters on the deal.

Not exact matches

It plans to trade on the Nasdaq under ticker symbol HDP, with Goldman Sachs (GS) listed as left - lead underwriter.

The underwriters were led by Barclays, Citigroup, Wells Fargo Securities, Evercore ISI and SunTrust Robinson Humphrey as the book - running managers for the offering.

It plans to trade under ticker symbol TVPT, with Morgan Stanley listed as left lead underwriter.

It was a silly spat, but many saw it as emblematic of a larger cultural rift between Wired — whose iconoclastic magazine routinely gave the finger to everything «old» and Manhattan related — and its lead underwriter, the very embodiment of the New York establishment.

The company plans to trade on the Nasdaq under ticker symbol MRKT, with BofA Merrill Lynch is listed as left lead underwriter.

The lead underwriters for the deal are Canaccord Genuity Corp. and PI Financial Corp., with Industrial Alliance Securities Inc., INFOR Financial Inc., Echelon Wealth Partners Inc. and Mackie Research Capital Corporation also acting as agents.

A determination of whether a particular market participant is an underwriter must take into account all the facts and circumstances pertaining to the activities of the broker - dealer or its client in the particular case, and the examples mentioned above should not be considered a complete description of all the activities that could lead to designation as an underwriter.

Finally, underwriters will need to know if other underlying conditions are present, such as a diagnosis of depression which could raise a red flag and lead a denial of your application or approval with only limited benefits during the first few years your policy is in place.

The consequence of a decision on the part of the underwriter to not agree with a homebuyer's intent to occupy a property as a primary residence can lead to larger down payment requirements and inferior...

It is with the help of our sponsors and underwriters that the South Suburban Humane Society can shelter pets in need of protection, adopt out our pets to wonderful forever homes, offer humane outreach and low - income support to a wide and diverse audience, and deliver on its mission as a leading animal welfare organization.

Public Finance We consistently rank as one of the leading US bond and underwriters» counsel firms for tax - exempt finance, according to Thomson Reuters.

Herbert Smith Freehills is advising Citigroup Global Markets Australia Pty Limited and UBS AG, Australia Branch in relation to their role as joint lead managers and underwriters of Veda Group Limited's (Veda) initial public offering

Herbert Smith Freehills is advising Morgan Stanley in relation to their role as sole underwriter and lead manager of National Storage REIT's initial public offering and listing on the Australian Securities Exchange

Weil's Institutional Finance lawyers regularly advise leading global financial institutions as arrangers and underwriters on their most significant investment grade and leveraged financings.

The Magic Circle firm advised Citi, Rand Merchant Bank, Standard Bank and Standard Chartered as lead arrangers and acted as underwriters of a USD 800 million syndicated loan for the Kenyan government.

David Roberts and Ian Cooper lead the team in Leeds; in addition to handling a significant share of NHSLA matters, the team also acts for the Medical and Dental Defence Union of Scotland as well as a number of private health providers and Lloyds underwriters.

We are consistently ranked as one of the leading US bond and underwriters» counsel firms for tax - exempt finance by Thomson Reuters.

Mr. Cunningham has served as lead counsel for both issuers and managing underwriters in numerous IPOs.

Bola has extensive experience representing leading financial services firms and other institutions, acting as counsel to issuers, underwriters, and other capital markets participants in a wide range of transactions.

Our lawyers have represented virtually all of the leading underwriters as well as leading corporate issuers on many of the most significant equity offerings in history.

If your application has been approved other than it has been applied for and your rate has been increased, we are happy to explain the circumstances which led to that decision as well as advocate on your behalf with the underwriter.

As mentioned, the underwriters will look for stability of weight which means that losing weight in the lead up to your exam won't have much of an impact.