Sentences with phrase «as licensed brokers»

These sham brokers disguise themselves as licensed brokers and allure traders by promising them with unrealistic payouts.

Sources: Coinbase met with SEC to discuss registering as a licensed broker and trading venue, which would let it list tokens for issuers registered with SEC

Cryptocurrency trading firm Coinbase has entered into talks with the U.S. Securities and Exchange Commission about registering as a licensed broker - dealer firm and...

While the firm's website is currently not accessible, information from Scambroker, a website that scrutinizes securities brokers and dealers, shows that the firm has been handling cryptocurrency trading services and is not registered with the FCA as a licensed broker.

As a licensed broker I enjoy viewings, meeting new clients (especially first time home buyers), any class teaching me something new...

As a licensed broker, we have made at least several hundred thousand dollars more than we would have ever made without a license in our regular course of business as investors.

You are required to identify yourself as a licensed broker or salesperson, and, for a salesperson or associate broker, the name or trade name of the qualifying broker or company under whom you are licensed.

Generally, the name or trade name of your qualifying broker or company is sufficient to identify you as a licensed broker or salesperson.

I'm guessing as a licensed broker, you've been exempt on most deals so never really had to be too concerned about usury rates.

As a licensed broker / saleperson for 40 years I have done about 50 % of my business writing offers on my listings from Buyers.

Not exact matches

The Russian native was a licensed industrial mechanic and, before immigrating, worked as a mortgage and insurance broker in Germany.

As a result, some brokers were representing insurance policies in certain states without the proper licenses, it disclosed.

As of Tuesday, Zenefits employed 250 licensed brokers who hold an estimated 10,000 state licenses.

Last month, it won a rare victory when an Ontario court cleared the firm of improper licensing charges and said there was no evidence it operated as a taxi broker.

As a licensed floor broker he was a filling broker in the silver pit back in the days when silver ran to $ 55 an ounce.

(i) persons who are licensed in the securities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state division; and

In some countries such as the USA, it is compulsory for traders to register with licensed and regulated brokers.

who is a licensed or registered as a broker investment adviser with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or a state level equivalent division;

As a matter of fact, the decision to apply for a Capital Markets Services license in Singapore is solidly in line with the broker's long - term strategy to expand by adding new licenses.

In addition, Saxo Bank A / S as a European Licensed Bank comes under greater regulatory scrutiny and has higher solvency requirements than brokers which do not operate with a full banking license.

As such, it is important to analyze that the brokers are regulated and licensed.

As such, the brokers will not need any licenses to operate in the crypto markets, which will be a great boost for them to expand their business all over the world.

Lykke has already obtained Vanuatu's Dealer in Securities license and claims to be exploring or in the process of becoming authorized as an EU broker, EU Electronic Money Institution, and UK Multilateral Trading Facility.

For anyone who is thinking about BDSwiss as a potential platform, you have to know that the broker is a Cyprus investment company licensed by the Cyprus Securities and Exchange Commission as mentioned above, with the number 199/13.

As we have elaborated in our other review on this broker, OptionBit is owned Global View International Services Ltd incorporated in Saint Vincent, which was a licensed Cyprus Investment Firm («CIF») under the regulatory authority of the Cyprus Securities and Exchange Commission («CySEC»).

The New Zealand dairy giant hired broker Goldman Sachs to buy as much as 10 per cent of Bega in an after - market raid, revealed by AFR.com, in a bid to protect its licensing agreement with Bega.

Under the deal, which Mrs. Obama helped broker, PMA's growers, suppliers and retailers are allowed to use for two years iconic characters such as Elmo and Big Bird in messaging and on produce sold in stores — without paying any licensing fees.

Fees for security guards and real estate brokers would be spun up, requiring them to buy licenses that would last twice as long, from two years to four years, but must be paid for in advance.

Nick Confessore reports that John Sampson, the State Senate leader, performed legal work for Edul Ahmad, a Queens real estate broker who was being investigated by state authorities on allegations of fraud and predatory lending, and was disciplined for acting as a notary for the broker after his notary license had expired, according to state documents.

The software is licensed to FX brokers who in turn provide the software to their clients, the software used to see live streaming prices and charts as well as to execute trades and manage accounts.

In addition to selling mutual funds and GICs, brokers are also licensed to advise you on individual stocks, bonds and other securities, such as ETFs, which mutual fund reps are not permitted to do.

(B) «Credit repair services organization» does not include: (i) Any person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States; (ii) Any bank or savings and loan institution whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Savings Association Insurance Fund of the Federal Deposit Insurance Corporation; (iii) Any nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986; (iv) Any person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (v) Any person licensed to practice law in this state if the person renders services within the course and scope of his or her practice as an attorney; (vi) Any broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission if the broker - dealer is acting within the course and scope of those regulatory agencies; or (vii) Any consumer reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 - 1681t).

If they pass the Mortgage Broker Education Program, FSCO must establish that they reside in Ontario and work at a licensed brokerage to issue an individual the license allowing them to practice as a mortgage broker in Ottawa, ON.

If you're in the market to purchase a home â $ «and now is a perfect time with industry low mortgage rates and an $ 8,000 federal tax credit for first - time homebuyers â $ «you should contact a licensed mortgage broker as soon as possible to get... View Article

If you're in the market to purchase a home â $ «and now is a perfect time with industry low mortgage rates and an $ 8,000 federal tax credit for first - time homebuyers â $ «you should contact a licensed mortgage broker as soon as possible to get pre-approved.

Simply type in your current or prospective broker's name to see employment history, certifications, and licenses — as well as regulatory actions, violations or complaints you might want to know about.

FYI, I spent 20 years with Guardian and no current affiliation other than being licensed as a broker...... the same as Nelson Nash

She is licensed as a Series 3 commodities broker and Series 30 Branch Manager.

(1) The following shall be exempt from the Credit Services Organization Act: (a) A person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act, 12 U.S.C. 1701 et seq.; (b) A bank or savings and loan association whose deposit or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or a subsidiary of such a bank or savings and loan association; (c) A credit union doing business in this state; (d) A nonprofit organization exempt from taxation under section 501 (c)(3) of the Internal Revenue Code; (e) A person licensed as a real estate broker or salesperson under the Nebraska Real Estate License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 - 1217.

Should you fancy placing all manner of different Binary Options trades on any of the above named banks, then do feel free to take a look over each of our top rated and fully reviewed Binary Options Brokers for each of them listed on our website are fully licensed and regulated and there will be some added value is signing up to any of them at the current moment in time as each are offering some larger than average sign up broker bonuses, the details of which can be found on each of their websites so do take a look.

All brokers start out as mortgage agents and maintain the license for two years before applying to be a mortgage broker.

I interviewed a licensed life insurance broker Lorne Marr from LSM Insurance, who is often quoted as an industry expert in numerous mainstream media publications (e.g. here is Lorne Marr's interview in Toronto Star), to get his view on mortgage insurance and if it is a good idea.

We are licensed to serve as mortgage brokers in Sudbury and in addition to the basics; Mortgage Broker Store has some niche offerings:

All Mortgage brokers must have a license from the Financial Services Commission of Ontario (FSCO) in order to run a business as a broker.

This makes it possible to pass the FSCO approved Mortgage Broker Education Program and receive the license to serve as a mortgage broker in Barrie and other cities in Ontario, Canada.

To get this a mortgage broker license one must serve as a mortgage agent in Ontario for at least two years.

All brokers start as mortgage agents and they must maintain the license for two years before they can apply to be a mortgage broker.

Mortgage brokers usually start out as mortgage agents and maintain their licenses for two years.

The ASIC is a robust regulator that requires brokers such as Vantage FX to have strict internal control measures in place for accounting, audits and risk management before they are issued the license to operate as a broker.

Anyone who is interested in becoming a mortgage broker must start out as an agent and maintain their license for a couple of years.