As bad
as the other commissions are, New York is even worse.
Not exact matches
Actual results or outcomes may differ materially from those implied by the forward - looking statements
as a result of the impact of a number of factors, many of which are discussed in more detail in our Annual Report on Form 10 - K and our
other reports filed with the Securities and Exchange
Commission.
Cboe has been a notable crypto advocate on Wall Street, teasing additional futures markets for
other cryptocurrencies and calling on the Securities and Exchange
Commission to approve bitcoin - linked ETFs,
as Business Insider first reported.
Among
other things it recommended «the separation of the electricity and gas segments of the State Energy
Commission (SECWA)
as the first step in the process of change.
Certain matters discussed in this news release are forward - looking statements that involve a number of risks and uncertainties including, but not limited to, doubts about the Company's ability to continue
as a going concern, the need to obtain additional funding, risks in product development plans and schedules, rapid technological change, changes and delays in product approval and introduction, customer acceptance of new products, the impact of competitive products and pricing, market acceptance, the lengthy sales cycle, proprietary rights of the Company and its competitors, risk of operations in Israel, government regulations, dependence on third parties to manufacture products, general economic conditions and
other risk factors detailed in the Company's filings with the United States Securities and Exchange
Commission.
«The
Commission has manifestly breached its duty to provide a clear and unequivocal statement of reasons in its decision, in relying simultaneously on grossly divergent factual scenarios, in contradicting itself
as to the source of the rule that Ireland is said to have breached, and in suggesting that Ireland granted aid in relation to profits taxable in
other jurisdictions,» the statement said.
Factors which could cause actual results to differ materially from these forward - looking statements include such factors
as the Company's ability to accomplish its business initiatives, obtain regulatory approval and protect its intellectual property; significant fluctuations in marketing expenses and ability to achieve or grow revenue, or recognize net income, from the sale of its products and services,
as well
as the introduction of competing products, or management's ability to attract and maintain qualified personnel necessary for the development and commercialization of its planned products, and
other information that may be detailed from time to time in the Company's filings with the United States Securities and Exchange
Commission.
At the time of Centra's crowdfunding effort, the Securities and Exchange
Commission and
other regulators had not clearly signaled that cryptographic tokens would be regulated
as securities, but it has since begun prosecutions on that basis.
Further, PDC urges you to carefully review and consider the cautionary statements and disclosures, specifically those under the heading «Risk Factors,» made in its Quarterly Report on Form 10 - Q, its Annual Report on Form 10 - K for the year ended December 31, 2016 (the «2016 Form 10 - K»), filed with the U.S. Securities and Exchange
Commission («SEC») on February 28, 2017 and amended on May 1, 2018, and
other filings with the SEC for further information on risks and uncertainties that could affect the Company's business, financial condition, results of operations, and prospects, which are incorporated by this reference
as though fully set forth herein.
Actual results and the timing of events could differ materially from those anticipated in the forward - looking statements due to these risks and uncertainties
as well
as other factors, which include, without limitation: the uncertain timing of, and risks relating to, the executive search process; risks related to the potential failure of eptinezumab to demonstrate safety and efficacy in clinical testing; Alder's ability to conduct clinical trials and studies of eptinezumab sufficient to achieve a positive completion; the availability of data at the expected times; the clinical, therapeutic and commercial value of eptinezumab; risks and uncertainties related to regulatory application, review and approval processes and Alder's compliance with applicable legal and regulatory requirements; risks and uncertainties relating to the manufacture of eptinezumab; Alder's ability to obtain and protect intellectual property rights, and operate without infringing on the intellectual property rights of
others; the uncertain timing and level of expenses associated with Alder's development and commercialization activities; the sufficiency of Alder's capital and
other resources; market competition; changes in economic and business conditions; and
other factors discussed under the caption «Risk Factors» in Alder's Annual Report on Form 10 - K for the fiscal year ended December 31, 2017, which was filed with the Securities and Exchange
Commission (SEC) on February 26, 2018, and is available on the SEC's website at www.sec.gov.
Other political figures such
as Minnesota Senator Amy Klobuchar have also called for investigations and Federal Trade
Commission (FTC) scrutiny into Mylan.
Federal Election
Commission records show that these groups,
as well
as five
other grant recipients of Crossroads GPS, spent money on political ads, directly or indirectly, in the 2010 election cycle.
Actual results, including with respect to our targets and prospects, could differ materially due to a number of factors, including the risk that we may not obtain sufficient orders to achieve our targeted revenues; price competition in key markets; the risk that we or our channel partners are not able to develop and expand customer bases and accurately anticipate demand from end customers, which can result in increased inventory and reduced orders
as we experience wide fluctuations in supply and demand; the risk that our commercial Lighting Products results will continue to suffer if new issues arise regarding issues related to product quality for this business; the risk that we may experience production difficulties that preclude us from shipping sufficient quantities to meet customer orders or that result in higher production costs and lower margins; our ability to lower costs; the risk that our results will suffer if we are unable to balance fluctuations in customer demand and capacity, including bringing on additional capacity on a timely basis to meet customer demand; the risk that longer manufacturing lead times may cause customers to fulfill their orders with a competitor's products instead; the risk that the economic and political uncertainty caused by the proposed tariffs by the United States on Chinese goods, and any corresponding Chinese tariffs in response, may negatively impact demand for our products; product mix; risks associated with the ramp - up of production of our new products, and our entry into new business channels different from those in which we have historically operated; the risk that customers do not maintain their favorable perception of our brand and products, resulting in lower demand for our products; the risk that our products fail to perform or fail to meet customer requirements or expectations, resulting in significant additional costs, including costs associated with warranty returns or the potential recall of our products; ongoing uncertainty in global economic conditions, infrastructure development or customer demand that could negatively affect product demand, collectability of receivables and
other related matters
as consumers and businesses may defer purchases or payments, or default on payments; risks resulting from the concentration of our business among few customers, including the risk that customers may reduce or cancel orders or fail to honor purchase commitments; the risk that we are not able to enter into acceptable contractual arrangements with the significant customers of the acquired Infineon RF Power business or otherwise not fully realize anticipated benefits of the transaction; the risk that retail customers may alter promotional pricing, increase promotion of a competitor's products over our products or reduce their inventory levels, all of which could negatively affect product demand; the risk that our investments may experience periods of significant stock price volatility causing us to recognize fair value losses on our investment; the risk posed by managing an increasingly complex supply chain that has the ability to supply a sufficient quantity of raw materials, subsystems and finished products with the required specifications and quality; the risk we may be required to record a significant charge to earnings if our goodwill or amortizable assets become impaired; risks relating to confidential information theft or misuse, including through cyber-attacks or cyber intrusion; our ability to complete development and commercialization of products under development, such
as our pipeline of Wolfspeed products, improved LED chips, LED components, and LED lighting products risks related to our multi-year warranty periods for LED lighting products; risks associated with acquisitions, divestitures, joint ventures or investments generally; the rapid development of new technology and competing products that may impair demand or render our products obsolete; the potential lack of customer acceptance for our products; risks associated with ongoing litigation; and
other factors discussed in our filings with the Securities and Exchange
Commission (SEC), including our report on Form 10 - K for the fiscal year ended June 25, 2017, and subsequent reports filed with the SEC.
Some corporations use customer surveys to impress their stockholders,
others, such
as public utilities, show the information to regulatory
commissions, while still more use it to track trends over years.
The maker of Skin So Soft had a complicated
commission structure that made it harder to earn
as much at a given sales level compared to
other direct - selling company.
On the
other, it really would be much simpler to have a true one - stop - shop in that sense,
as originally proposed by the
Commission.
WASHINGTON, Feb 23 - The National Rifle Association on Friday honored the head of the Federal Communications
Commission with a rifle after braving death threats and
other opposition
as he worked to undo the Obama administration's 2015 net neutrality rules.
In a filing with the U.S. Securities and Exchange
Commission on Wednesday, Disney ran through a list of Iger's accomplishments
as CEO in 2015, including «record - breaking enthusiasm» for Star Wars: The Force Awakens,
as well
as other box office hits such
as Pixar's Inside Out and Marvel's Avengers sequel.
The rule is intended to discourage brokers and
other financial professionals from putting retirement - plan assets into products that pay high
commissions or profit - sharing compensation to the brokers — a practice that's currently legal
as long
as the investments can be portrayed
as «suitable» for the customer.
10 — Apple gets conditions at least
as beneficial — or even more beneficial —
as other competitors for the price without contract, quality of service,
commissions to salespeople, loaner cost, and limitations on customer service.
The foregoing review of important factors should not be construed
as exhaustive and should be read in conjunction with the
other cautionary statements that are included herein and elsewhere, including the Risk Factors included in Tesla's and SolarCity's most recent reports on Form 10 - K and Form 10 - Q and
other documents of Tesla and SolarCity on file with the Securities and Exchange
Commission.
A number of commenters also asserted that the rulemaking exceeded the Department's authority or would be better left to
other regulators, such
as the Securities and Exchange
Commission or state insurance commissioners.
The BICE allows advisors to retain
commissions as well
as 12b - 1 fees, revenue - sharing agreements and noncash incentives, among
other compensation, but it must include disclosures of all indirect compensation.
Bias sometimes occurs when a broker gives financial advice that benefits the broker — such
as in the form of a
commission for selling specific mutual funds and
other products.
Even Ireland is appealing the European
Commission's ruling out of fear that accepting the $ 14.5 billion windfall might scare away
other global corporations — undermining Ireland's reputation
as a tax haven, which has become a cornerstone of the country's economy.
The documents were presumably provided by Wylie (pictured below), who has also handed email and
other documentary evidence to the DCMS committee investigating online disinformation in political campaigning,
as well
as to the UK's data watchdog and Electoral
Commission — both of which are also probing digital political campaigning issues (including around the UK's 2016 Brexit referendum vote, which Wylie alleges CA also worked on).
The
other distinguished panelists that I spoke alongside of were James Turner, vice chair of the Ontario Securities
Commission, who gave an overview of the Ontario Securities
Commission regulatory framework; John Wires of Wires Law who gave the legal overview; Jos Schmitt of Aequitas who spoke of structuring a portal and building an exchange for private securities and how that may be affected by crowdfunding; and yours truly, sharing my views
as an investor.
Joseph P. Borg, president of NASAA and director of the Alabama Securities
Commission, further stated, «Investors should go beyond the headlines and hype to understand the risks associated with investments in cryptocurrencies,
as well
as cryptocurrency futures contracts and
other financial products where these virtual currencies are linked in some way to the underlying investment.»
We join
other business organizations, such
as the BC Chamber of Commerce, in applauding today's announcement that B.C. will establish a new
Commission on Tax Competitiveness, with a goal of modernizing our current sales tax.
The NASAA statement highlights several of the conundrums that regulators like the Securities and Exchange
Commission (SEC) must confront when seeking to exercise their legal mandates for cryptocurrency, such
as associated tangible assets, controls by regulators or governmental authorities, and reliable methods of exchange for
other commodities.
As ETHNews previously reported, Chainalysis has signed contracts with a plethora of government entities, including the Federal Bureau of Investigation, the Internal Revenue Service, the Securities and Exchange
Commission, and the Drug Enforcement Agency among
others.
Cautionary Statement Regarding Forward Looking Statements Information included or incorporated by reference in this communication, and information which may be contained in
other filings with the Securities and Exchange
Commission (the «SEC») and press releases or
other public statements, contains or may contain «forward - looking» statements,
as that term is defined in the Private Securities Litigation Reform Act of 1995 or by the SEC in its rules, regulations and releases.
Most notably, it allows insurance agents or brokers to receive
commissions, or
other indirect compensation (e.g., 12b - 1 fees) that can vary based on the advice given,
as long
as the «Best Interest Contract» Exemption (BICE) applies.
Former Ontario Securities
Commission chairman David Brown and
others said this year that avoiding another financial crisis required a powerful entity that was accountable for the health of the entire financial system, not simply one aspect of it, such
as lenders or bond and stock traders.
The risk factors discussed in the «Risk Factors» section of PJT Partners» Information Statement,
as filed with the Securities and Exchange
Commission on September 2, 2015,
as well
as the
other filings of PJT Partners with the Securities and Exchange
Commission, could cause the results of PJT Partners to differ materially from those expressed in forward - looking statements.
Jason served two terms on the Ontario Securities
Commission's Small and Medium Enterprises Committee and has been very active in building an alternative finance practice by focusing on fin - tech, crowdfinance and
other disruptive models such
as online investment platforms, peer - to - peer lending and robo - advising.
Warren defines «kickbacks»
as including not the
commissions from the sales of those products, but «lavish cruises, luxury car leases, and
other perks to annuity sales agents to promote their products.»
Slashing
commissions does not deteriorate the stock price performance of U.S. brokers,
as other revenue streams like client deposit interest are more crucial.
Earlier this year, Marriott and
other large operators began a new effort to attract direct bookings to reduce
commissions paid to online travel agents, offering discounts to loyal guests and providing perks such
as free Wi - Fi.
The Securities and Exchange
Commission required FedEx to include the taxes paid on behalf of officers in the Summary Compensation Table of its 2013 proxy statement
as «
other compensation.»
For this kind of company - wide integration, a devotion to diversity must begin at the top, suggests Gil Casellas, an attorney with Mintz Levin in Washington, D.C., who served
as chairman of the Equal Employment Opportunity
Commission for three years in the Clinton administration and has been a corporate diversity enforcer in many
other roles.
Although some participants in respondents» multilevel merchandising program may realize a profit, all participants do not have the income potentiality represented by respondents, such
as described in Paragraph Seven through recruiting
other participants and the resultant finder's fees,
commissions, overrides, rebates and
other compensation arising out of the sale of respondents» products.
Others have joined the «Title Train» and are urging the Securities and Exchange
Commission to consider regulating «titles»
as it considers a fiduciary standard.
In July of this year, the United States Securities and Exchange
Commission (SEC) took a critical first step to rein in the growingly speculative bubble surrounding these start - ups when it issued a report concluding that such coin offerings should be predominantly classified
as securities offerings, and hence mandated to fall under registration, disclosure and
other requirements that apply to securities, regardless of whether those securities are purchased with virtual currencies or distributed with blockchain technology.
Other services, such
as commission - free ETFs, are still growing in the industry.
That
Commission served
as a model, in fact, for many
other countries — including our own.
We caution you that these statements are not guarantees of future performance and are subject to numerous risks and uncertainties, including volatility in the economy and the credit markets, supply and demand changes for vacation ownership and residential products, competitive conditions; the availability of capital to finance growth, and
other matters referred to under the heading «Risk Factors» contained in the Information Statement filed
as an exhibit to our Annual Report on Form 10 - K for the year ended December 30, 2011 filed with the U.S. Securities and Exchange
Commission (the «SEC») and in subsequent SEC filings, any of which could cause actual results to differ materially from those expressed in or implied in this presentation.
On the
other hand, according to the Measures for the Administration of Securities Investor Protection Fund 《 證券投資者保護基金管理辦法 》, the functions of China Securities Investor Protection Fund (CSIPF, 中國投資者保護基金) include «indemnifying creditors
as required by China's relevant policies in case a securities company is subjected to compulsory regulatory measures including dissolution, closure, bankruptcy and administrative takeover by China Securities Regulatory
Commission (CSRC) and custodian operation» or «
other functions approved by the State Council».
For example, if Bitcoin is not a currency, then Bitcoin forwards and Bitcoin swaps that involve the exchange of Bitcoin for another currency will not fall under the statutory definitions of the more lightly regulated foreign exchange forwards or foreign exchange swaps.10 Likewise, retail trading of Bitcoin derivatives will be limited to designated contract markets, rather than subject to the retail foreign exchange dealer regulations.11 Treating Bitcoin
as a commodity that is not a currency dovetails with the stances taken by
other U.S. regulators such
as the Financial Crimes Enforcement Network (FinCEN)(virtual currency does not have all of the attributes of real currency) 12, the Securities and Exchange
Commission (Bitcoin investments are investment contracts because Bitcoin is a form of money) 13 and the Internal Revenue Service (treating Bitcoin
as property for tax purposes).14
In the second, «cash compensation» was defined
as «any discount, concession, fee, service fee,
commission, sales charge, loan, override or cash benefit or
other remuneration received in connection with the recommendation or sale of an annuity.»