Sentences with phrase «as public issuers»

For the purposes of The Long View, CCBE defined family firms as public issuers with at least 30 % of votes controlled by a family entity.

Not exact matches

SCH entered into a registration rights agreement with our founders and their family trusts pursuant to which they obtained demand and other rights to have their shares of our common stock registered for public offer and sale, and we succeeded to this agreement as issuer upon the conversion.

Developed with the primary aim of assisting Nordic public sector borrowers, the signatories hope that it will prove useful also for issuers from the private sector and from other countries as well as for the investor community.

Section 4 (a)(2) of the Act (formerly known as Section 4 (2) prior to the enactment of the J.O.B.S. Act) provides an exemption from registration for «transactions by an issuer not involving any public offering.»

In our Securities Practice, we act as counsel to more than 80 public companies (including 20 Chinese issuers), as well as, numerous FINRA (formerly NASD) licensed underwriters and placement agents in connection with their financing activities, including private placements and public offerings of equity and debt securities.

As the inter-relationship of the global financial markets becomes more complex, the Firm has participated in several initiatives involving both foreign public issuers also seeking listing on U.S. exchanges and markets, as well as U.S. issuers exploring foreign listings, including on the AIM Market of the London Stock Exchange, the Toronto Stock Exchange and Euronext AmsterdaAs the inter-relationship of the global financial markets becomes more complex, the Firm has participated in several initiatives involving both foreign public issuers also seeking listing on U.S. exchanges and markets, as well as U.S. issuers exploring foreign listings, including on the AIM Market of the London Stock Exchange, the Toronto Stock Exchange and Euronext Amsterdaas well as U.S. issuers exploring foreign listings, including on the AIM Market of the London Stock Exchange, the Toronto Stock Exchange and Euronext Amsterdaas U.S. issuers exploring foreign listings, including on the AIM Market of the London Stock Exchange, the Toronto Stock Exchange and Euronext Amsterdam.

However, most of America's largest card issuers continue to offer this type of service to just their customers, as opposed to the general public.

Fixed income investments (also known as bonds) seem straightforward on the surface: The investor earns a fixed rate of return from the bond issuer (a public or corporate entity) for a specified term.

The Sphere ETF invests directly or indirectly in up to 150 Canadian equity securities of public issuers exhibiting relatively high and sustainable yields, as at the time of reconstitution or balancing.

Municipal issuers have a key role to play in terms of: • Low - carbon technologies • Pollution control • Climate adaptation, such as disaster prevention and recovery We will seek to avoid purchasing the relatively few government - issued bonds that are explicitly issued to finance the development of projects, such as nuclear power plants or casinos, which are fundamentally misaligned with our investment objectives Sovereign Debt National governments around the world issue bonds (debt) to finance a wide variety of public goods including education, infrastructure, national defense, the judiciary and social welfare.

Exploring ways to monetize the Issuer as a «public shell,» including the utilization of the Issuer's Substantial Net Operating Losses; and

To attract these customers, card issuers have added perks to cards, such as offering concert tickets available to cardholders before the general public, access to airport lounges, hotel upgrades, free credit scores and concierge services.

She has represented both underwriters and issuers in a variety of financing transactions, such as initial public offerings, secondary equity offerings, high - yield, investment - grade and convertible bond offerings, and debt restructurings.

ICOs raise funds from the public using virtual currency (cryptocurrency) in exchange for their holders receiving proprietary coins or tokens related to a specific venture or project underlying the ICO, such as rights to profits, shares of assets, or rights to use certain services provided by the issuer or voting rights.

She serves as primary bond counsel for a number of public power, water and waste municipal issuers in connection with numerous utility financings.

As a member of the Securities Practice Group, Ray has represented issuers and underwriters in connection with initial public offerings, secondary offerings and Rule 144A debt offerings.

Rossetti has served as counsel for a number of venture capital clients and in public offerings on behalf of issuers and underwriters, including J.P. Morgan H&Q, Oppenheimer & Co..

In addition, we represent both domestic and foreign borrowers and issuers of debt securities, as well as underwriters and purchasers of debt securities, in all types of public and private financing transactions.

Finkelstein focuses his practice on representing corporate trust institutions as indenture trustees and agents in connection with domestic and cross-border debt capital markets transactions, such as offerings of corporate and municipal, high - yield and investment grade, secured, unsecured and subordinated, convertible, public and private debt issued under trust indentures of domestic and international issuers.

Richard has frequently represented public companies and underwriting syndicates in securities fraud class action litigations, as well as both issuers and investment banking firms in a wide variety of other securities matters, including merger and acquisition litigations.

Our public finance practice includes acting as bond counsel and as counsel to underwriters, issuers, borrowers, credit enhancement providers and trustees on a wide range of public finance structures.

In the many public offerings in which we have served as counsel, we have represented issuers, New York Stock Exchange member firm underwriters, selling shareholders, and selling group members.

Leah Sanzari, a partner in Orrick's New York office, acts as counsel to issuers, underwriters, servicers, placement agents and investors in connection with both public offerings and private placements.

Our team includes veteran litigation, enforcement, and regulatory lawyers who help our clients comply with all requirements as issuers of their own debt and equity securities, and as participants in a full range of corporate finance and public markets and trading activities.

As a partner in Davis Polk's Corporate Department, Mr. Meade primarily represents issuer and underwriter clients in public and private securities offerings, and also advises on general corporate matters, including strategic transactions, corporate governance and SEC reporting and compliance matters, for U.S. and non-U.S. corporations.

Our global securities team helps banks and bank holding companies comply with all requirements as issuers of their own debt and equity securities, and as participants in the full range of corporate finance and public markets and trading activities.

As part of our direct listing, these fees will be expensed in the period incurred and not deducted from net proceeds to the issuer as they would be in an initial public offerinAs part of our direct listing, these fees will be expensed in the period incurred and not deducted from net proceeds to the issuer as they would be in an initial public offerinas they would be in an initial public offering.

As a result, our consolidated financial statements may not be comparable to the financial statements of issuers who are required to comply with the effective dates for new or revised accounting standards that are applicable to public companies, which may make our common stock less attractive to investors.

One of the world's largest credit card issuers may be looking to blockchain as a way to facilitate the transfer of cryptographic assets, public records show.