Sentences with phrase «as regulators seek»

Also on the list is a possible role for the agriculture and forestry sectors, as regulators seek advice for their potential inclusion as carbon offsets.

As regulators seek to impose a $ 1 billion penalty on Wells Fargo over mortgage fees and car insurance, the bank said on Friday (April 13) that its first - quarter earnings are subject to change, The Financial Times reported.

As regulators seek to impose a $ 1 billion penalty on Wells Fargo over mortgage fees and car insurance, the bank said on Friday...

Those rules have become more specific over time as regulators sought to curtail cookie - jar accounting.

The decision was in line with what we've been hearing for the last two months as regulators sought to cool excessive speculation in the market.

Not exact matches

Some plans prepared for the purpose of seeking funds may run afoul of securities laws if they appear to be serving as prospectuses unblessed by the regulators.

Henrico County - based Genworth Financial Inc. said Tuesday it will take steps to address its upcoming debt maturity of about $ 600 million as it again seeks approval from government regulators to be acquired by a China - based company.

Henrico County - based Genworth Financial Inc. said Tuesday it will take steps to address its upcoming debt maturity of about $ 600 million as it again seeks approval from government regulators to be acquired by a China - based company.

The NASAA statement highlights several of the conundrums that regulators like the Securities and Exchange Commission (SEC) must confront when seeking to exercise their legal mandates for cryptocurrency, such as associated tangible assets, controls by regulators or governmental authorities, and reliable methods of exchange for other commodities.

In March, SEC regulators stated that they would seek applicable securities laws on all aspects of the cryptocurrency market, including exchanges and digital asset storage facilities such as wallets.

In March, SEC regulators said they would seek to apply securities laws on all aspects of the digital currency market, including exchanges and asset storage facilities such as wallets.

These bills often involve business categories that have plagued regulators seeking to catch or shut down abusive operators, such as locksmiths and adoption agencies.

BEIJING China will form a powerful new competition and food safety regulator in a bid to ramp up oversight of mergers and acquisitions and price - fixing as the world's second - largest economy seeks to make policymaking more efficient.

The Central Bank of Iran has not prohibited the use of cryptocurrencies by law and only sought to warn people of the potential risks inherent in them, as the regulator has yet to announce its official stance.

Vanguard is on track to more than double the size of its Shanghai office this year and may seek approval to sell products to wealthy investors as a first step before seeking a foreign - owned mutual fund license when regulators allow it in 2021, said Charles Lin, the firm's China head.

Despite these attempted reforms, energy networks were still routinely seeking reviews of the regulators» decisions, essentially using the Australian Competition Tribunal as a second regulator.

This is followed by an «information request», seeking feedback on the merits of each option (ACCC or ASIC as regulator responsible for advancing competition)

New York regulators are seeking to ban education and occupation as factors in determining how much consumers pay for car insurance, tackling a long - controversial pricing practice across much of the U.S.

«News organisations, regulators and relevant legal bodies therefore need to make sure, as changes and new measures are introduced, that these are not rooted in the past but seek to enable responsible investigative journalism to flourish in the future,» he said.

The defense is seeking documents that PRI and AFP produced to state insurance regulators, as well as transcripts of 16 depositions conducted by DFS, and communications between DFS and the U.S. attorney's office in Manhattan.

Reflecting the differing specialities for which pit bulls were bred, as well as the differing bloodlines developed by fighting breeders, diversity in pit bull appearance often confounds would - be regulators who seek to regulate by form, or breed standard.

That proposal would cover ratepayer guarantees such as those FirstEnergy has sought from Ohio regulators.

The scientists hope that their work will also help regulators to identify the seven million acres that the White House is seeking to protect as pollinator habitat over the next five years.

Though, as far as Artificial Lawyer can see, legal AI companies here are not seeking out legal bodies or regulators in the UK to gain approval or official bona fides, even if they're happy to come along to events.

As well, to ensure that there is no suggestion of an implied «subject matter waiver» of privilege during an investigation, Gardner says companies can seek to enter into a «common interest agreement» with a regulator.

Briton did suggest a few modifications to the Taskforce's proposals, most notably that the regulator «must conduct an audit in such a way as to keep the compliance cost to a law practice subject to audit proportionate to the value of the information that is sought.»

This requirement is issued with a clear stated intention of the regulator that «the new clause aims to enable aggrieved investors to seek redress as a contractual right under the client agreement» in such situation where an intermediary has breached suitability obligation.

This is even more important in the context of our strategic framework, which is examining the nature and extent of our role as a regulator, and in which the Society is committed to advocacy on the issue of access to justice for equity - seeking groups.

The Federal Court of Appeal does not clarify the extent to which CIP can extend beyond commercial transactions to other types of common endeavours — such as, for example, to protect the sharing of SCP information between two parties pursuing a law reform initiative, or seeking to persuade a regulator.

Save for a small number of exemptions (notably including, as discussed below, European lawyers), any individual as well as entity that seeks to carry out a reserved legal activity must be authorized by an approved front - line regulator (at which time they are referred to as «authorised persons»).

As Justice Dunphy points out, «[t] he goal of statutory interpretation is not to start with the desired outcome that the regulator seeks in light of new developments to see what means can be found to stretch the words used to accomplish the goal,» [69] which as he says is what he would have had to do in order to rule for the City in this casAs Justice Dunphy points out, «[t] he goal of statutory interpretation is not to start with the desired outcome that the regulator seeks in light of new developments to see what means can be found to stretch the words used to accomplish the goal,» [69] which as he says is what he would have had to do in order to rule for the City in this casas he says is what he would have had to do in order to rule for the City in this case.

In the press release that accompanied the Staff Notice, Louis Morisset, the chair of the Canadian Securities Administrators (CSA) and the head of the Quebec securities regulator, is quoted as saying: «The technology behind cryptocurrency offerings has the potential to generate new capital - raising opportunities for businesses and we welcome this type of innovation...» The press release recommends the Staff Notice to anyone ``... planning to raise capital through an ICO or ITO, or that is seeking to establish a cryptocurrency investment fund.»

The Tribunal noted «Mr. Gichuru theoretically had the option of refusing the conditions,» [574], but also noted lack of clarity as to the regulator ever making clear to the applicant he could refuse the conditions and seeking a hearing at his option.

In the United Kingdom and the United States, where similar (but not identical) doctrines of legal professional privilege exist, and in civil law jurisdictions that do not recognise the concept of privilege but rely heavily on the doctrine of professional secrecy, significant pressure points arise as a company seeks to keep material privileged and confidential while also satisfying the appetite of public bodies (regulators, prosecutors and legislators) and customer or investor groups for unguarded candour.

However, as with any human rights complaint, a person who seeks to bring a complaint against a regulator must meet the criteria set out in the applicable Code in order to have a reasonable prospect of success.

Since that time the interest of regulators in intermediaries has increased, both as to the types of activities sought to be regulated in this way and in the range of operations sought out as pressure points.

Denver office of our client seeks junior white collar and investigations attorney with preferably 2 + years of experience either at a national law firm working on complex litigation matters (preferably handling white collar work) and / or internal investigations; working for a government regulator or prosecutor's office, and / or service as federal law clerk.

Leading private insurer Reliance Life plans to launch a new pension plan as early as next month and has sought the sector regulator IRDA's approval for the same, a top official said.

Wearable devices could soon become part of the insurance policy framework, as the sectoral regulator Irdai has formed a working group seeking inputs to bring such gadgets under guidelines keeping in view interest of policyholders.

You may log on to the IRDAI (insurance regulator in India) website to see the complaints and penalties imposed on the life insurers, which will also give you a fair deal of idea about the company and what sought of penalties are imposed on the specific company and the frequency as well.

Circle CEO Jeremy Allaire said that Camp will be a key member of the leadership team, overseeing the company's financial architecture and acting as an ambassador to investors, regulators and the wide range of industry participants Circle will seek to enroll in its platform.

The group, which formally launched on 11th June, seeks to facilitate connections between the country's fintech startups and act as a collective voice when communicating with regulators, investors and parties both domestic and abroad.

In its proposal, which the CFTC will seek public comment on for 90 days, the regulator said that if a trader can't take possession of a virtual currency bought on margin within about a month, the transaction will be treated as a futures contract.

Cryptocurrencies are notoriously volatile and regulators as well as tech companies have increasingly sought to clamp down on nefarious activity.

The move comes as a major blow to the CFTC, which, per Bloomberg, had been seeking a 13 % increase in its current USD 248 million budget as it looks to position itself as the country's top crypto regulator.

As governments, financial institutions, securities commissions and other policy makers begin to see the benefits of cryptocurrencies, Everus seeks to bridge the consumer - regulator gap with solutions that manage and aid compliance.

Yahoo Japan Hints it May Yet Buy a Cryptocurrency Exchange Yahoo Japan's CEO Kentaro Kawabe says tightening scrutiny from the country's financial regulator has forced his company to seek acquisition as a way to enter the cryptocurrency exchange market.

Observed strict confidentiality and safeguarded all patient - related information.Developed and managed budget and revenue expectations while actively seeking ways to eliminate or reduce expenses.Organized and led weekly personnel meetings with team members.Established and maintained positive relationships with government regulators, residents, families, other area health care providers, physicians and community at large.Minimized staff turnover through appropriate selection, orientation, training, staff education and development.Diligently monitored the QA (Quality Assurance) program to improve performance and maintain high standards of care.Regularly evaluated employee performance, provided feedback and assisted, coached and disciplined staff as needed.Jumped in to fill gaps for on call rotation when necessary.Provided thorough supervision for day - to - day operations of facility in accordance with set policies and guidelines.Actively maintained up - to - date knowledge of applicable state and Federal laws and regulations.Ensured the accuracy of public information and materials.Cooperated with other health related agencies and organizations in community activities.Served as liaison between management, clinical staff and the community.Administered, directed and coordinated the activities of the agency.Created annual goals, objectives and budget and made recommendations to reduce costs.Evaluated patient care procedural changes for effectiveness.

As a result of these factors, some of the country's biggest insurers are pulling out of the market entirely or seeking approval from state insurance regulators to scale back their coverage or get hefty premium increases.

(Bloomberg)-- As President Donald Trump seeks to knock down government constraints on business loans, U.S. bank regulators have tentatively agreed to ease an appraisal requirement that could help commercial real estate borrowers, said people familiar with talks among the agencies.