Sentences with phrase «as the broker on»

Sage advice from a man who's spent more than 40 years as a broker on the floor of the NYSE and runs a successful money management firm.

Because these websites do not represent or offer car insurance policies for one specific company, they are in fact acting as a broker on your behalf — by helping you to find the lowest prices for certain types of car insurance coverage.

Be honest: Is your management style as a broker on the rigid side, or are you more open to hearing and considering new ideas?

«The broker was an associate who had been given an exemption by RECA to operate as the broker on a temporary basis, as long as they completed their broker course and exams by June 1,» says Kap Hiroti, vice-president of operations, Real Canadian Property Management.

The firm served as the broker on the sales transaction, and secured the financing from a life company, which was one of 10 lenders to participate.

Not exact matches

As the head of an industry association for mortgage lenders, brokers and insurers, Taylor isn't exactly impartial on the issue.

Using your website and social media to boost your business is critical for your success, even if the bulk of your work as a freight broker takes place on the open road.

Walsh offers these as red flags: a broker who pressures you to make important financial decisions on the spot; suggests that «everyone can retire early»; or promises a return of 12 percent or more.

He recently heard from a couple who borrowed $ 100,000 via a paralegal posing as a broker, who then convinced the couple to give the money back to him so he could invest it on their behalf.

On average, a broker who connects a small business with a healthcare provider collects between 4 and 8 percent of the company's health premiums — fees that translate to several hundred dollars or more per employee per year, and keep coming in for as long as the business customer continues to maintain coverage.

The surge in prices was caused by a simultaneous decrease in ticket inventory and increase in demand as brokers raced to pull down speculative online ticket quotes — what they had believed to be good offer prices for tickets prior to Jeter's retirement announcement — before fast - clicking fans could take them up on old quotes, said Matcovich.

Trump has been vocal in his praise of Carrier and has reportedly offered the company $ 7 million in tax breaks as part of the agreement, which Trump brokered after his election win last month after promising on the campaign trail that he would save the jobs in question.

ImpactUs, which is registered not as a funding portal but as a broker dealer, launched in April featuring four issuers that had been vetted on behalf of potential investors.

In general, the rule requires advisors and brokers to put their clients» interests before their own when advising on retirement accounts such as 401 (k) s and IRAs.

Along with JPMorgan, more than a dozen banks, including Morgan Stanley, Goldman Sachs Group Inc and Credit Suisse Group AG, have acted as brokers for buying and selling Bitcoin XBT on Nasdaq's Stockholm - based exchange, according to Swedish online bank Nordnet AB.

As a first line of action, start healing the damage that was caused (if possible)-- post an apology on social media, broker a new deal with your vendors, give your customers a heads - up — do whatever is necessary is to preserve the company's reputation and minimize the effects to its bottom line.

As his well - followed Twitter handle suggests, he's also a former Wall Street broker, and now an influential financial blogger who contributes to a number of business magazines, including Fortune on occasion, and frequently appears on CNBC.

Interactive Brokers Chairman Thomas Peterffy appears to be cooling his skepticism on bitcoin as a financial asset.

The account, known as @SwiftonSecurity, also said the uproar among security professionals on Friday occurred because Microsoft did not include the patches among its most recent test software — meaning the Shadow Brokers hacking tools worked in test situations:

By opening an account with a discount broker such as Charles Schwab & Co., Inc., you'll not only save money on commissions but you'll also get access to online tools that help you assess your risk tolerance, set asset allocation targets, access research reports and track your portfolio's performance.

Windows consumers woke up on Saturday to some good news: Microsoft says it has already patched a series of potentially catastrophic hacks, published on Good Friday by the hacker group known as the Shadow Brokers.

In the United States, which opened up its MLS to marketing - only services in 2008 as part of a settlement of an antitrust suit brought on by the Department of Justice, flat - fee brokers today represent about 10 % of the marketplace, and the FSBOs, according to a 2009 National Association of Realtors survey, 11 % (though, it's important to note, the U.S. market has been severely affected by the sub-prime mortgage crisis and had lower commissions in the first place).

Real estate brokers have long tried to woo the bank into listing the building, but Scotia has held on to it as a kind of rainy - day fund.

The second dealt with the elimination of the «Partner Categories» service, which allows data brokers such as Acxiom to offer their customers targeting on Facebook's platform.

(Facebook still relies on email for external communications, such as the exchange of messages that brokered the interviews for this story.)

Club membership also gives members bragging rights as elite brokers, the ability to advertise their status on their websites, and priority when accounts of departing brokers are redistributed or when customers are referred to the broker - dealer from other parts of Bank of America, according to a description of the recognition clubs in Merrill's 2014 compensation booklet.

BLUE SKY FEES AND EXPENSES: $ 35,000 A disadvantage of going public on the Nasdaq SmallCap Market, as Multicom discovered, is that state regulators do not automatically accept the new security for sale by brokers in their own states as they do with companies listed on the Nasdaq National Market, the New York Stock Exchange, and the American Stock Exchange.

Last I checked Fidelity showed 2.75 % for a 2 - year brokered CD from Morgan Stanley, and as you helpfully clarified when I posted about that, while these (as opposed to conventional CDs) are useful in that one can sell them on the open market before they mature, in the midst of a rising - rate environment this will likely incur a capital loss.

The introductory clause is amended to reflect the June 9, 2017 applicability date of that section, as follows: «On or after June 9, 2017, if the insurance agent or broker, pension consultant, insurance company or investment company Principal Underwriter is a fiduciary within the meaning of ERISA section 3 (21)(A)(ii) or Code section 4975 (e)(3)(B) with respect to the assets involved in the transaction, the following conditions must be satisfied, with respect to the transaction to the extent they are applicable to the fiduciary's actions -LSB-.]»

[31] Therefore, from June 9, 2017, until January 1, 2018, insurance agents, insurance brokers, pension consultants and insurance companies will be able to continue to rely on PTE 84 - 24, as previously written, [32] for the recommendation and sale of fixed indexed, variable, and other annuity contracts to plans and IRAs, [33] subject to Start Printed Page 16917the addition of the Impartial Conduct Standards.

So unlike brokers, we have no conflict of interest pushing us to recommend high volumes of trades whether we believe in the potential of those trades or not We have no perpetual bias for a bull market as most of Wall Street has to be (to justify the heavily - weighted stance of «buy» vs. «sell,» a stance that always persists even in harshest bear markets) Instead of all of these kinds of anti-investor establishment motivators, we will sell our products on subscription, with a customer - friendly, overwhelming motivation to deliver an experience that will win very profitable renewals for many years to come.

As part of its agreement with Trulia, CLAW, which also provides services for the 850 - plus members of the Palm Springs Regional MLS, will send brokers» listings directly to Trulia on an opt - out basis through the portal's «Data Connect» program.

Based on our study, SogoTrade, Merrill Edge and Fidelity ranked as the three best brokers for penny stock trading, based on the cheapest cost to trade.

«The [sellers] are oversubscribed and will allocate this on a first - come, first - served, basis as most wires have already been coming in,» the broker wrote in the email.

If you are a beneficial owner, you did not receive a Notice of Internet Availability directly from us, but your broker, bank or other intermediary forwarded you a notice with instructions on accessing our proxy materials and directing that organization how to vote your shares, as well as other options that may be available to you for receiving our proxy materials.

Spotify, which wants to trade as SPOT on the New York Stock Exchange, is taking an unusual path to the U.S. public markets, with a direct listing that will let investors and employees sell shares without the company raising new capital or hiring a Wall Street bank or broker to underwrite the offering.

As consultant brokers, our biggest strength lies in being independent and having no consultants directly on our pay list.

In addition to the election of directors (Item 1), the NYSE does not consider any of the stockholder proposals (Items 5 through 8) as routine matters, so your broker may not vote on these matters in its discretion.

Previously, it could have offered as much as $ 1.6 million on that particular deal, according to Don Naideck, president of business broker Prime Investments in North Bethesda, Md..

But as traditional brokers get up to speed on the basics, Zenefits has begun adding more advanced features to its H.R. suite, which it either gives away or also sells on commission.

Management Incentive Plan, as amended; and (iv) each of the shareholder proposals described in this proxy statement are not matters on which a broker may vote without your instructions.

As a result, brokers who do not receive instructions from you as to how to vote on that matter generally may vote on that matter in their discretioAs a result, brokers who do not receive instructions from you as to how to vote on that matter generally may vote on that matter in their discretioas to how to vote on that matter generally may vote on that matter in their discretion.

If your Shares are held in the name of a broker, bank, or other nominee and you want to vote in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your Shares (who must have been the record holder of your Shares as of the close of business on April 10, 2015) indicating that you were a beneficial owner of Shares as of the close of business on April 10, 2015, as well as the number of Shares of which you were the beneficial owner on the record date, and appointing you as the record holder's proxy to vote the Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.

If your Shares are held of record by a bank, broker, or other nominee, we urge you to give instructions to your bank, broker, or other nominee as to how you wish your Shares to be voted so you may participate in the shareholder voting on these important matters.

Zillow has doubled down on enhancing its relationships with the real estate industry this year as it works to increase the accuracy of its listings database by negotiating direct listing feeds from MLSs and brokers.

If you are a beneficial owner of Shares and your Shares are held in street name as described above, you will be admitted to the 2015 Annual Shareholders» Meeting only if you present either a valid legal proxy from your bank, broker, or other nominee as to your Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank, broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 2015.

On Friday, the hacker group known as The Shadow Brokers released a trove of Windows exploits.

As the beneficial owner, you have the right to direct your broker, bank or other holder of record on how to vote your shares.

As a result, brokers who do not receive instructions from you as to how to vote on that matter generally may vote your Shares on that matter in their discretioAs a result, brokers who do not receive instructions from you as to how to vote on that matter generally may vote your Shares on that matter in their discretioas to how to vote on that matter generally may vote your Shares on that matter in their discretion.

Most notably, it allows insurance agents or brokers to receive commissions, or other indirect compensation (e.g., 12b - 1 fees) that can vary based on the advice given, as long as the «Best Interest Contract» Exemption (BICE) applies.