Sentences with phrase «as trading in securities»

Since you have an immediate goal for your deposit, consider avoiding high - risk financial activities such as trading in securities.

ASC Blanket Order 91 - 505 provides an exemption for the legislated definition of a futures contract under the Act that captures an OTC derivative transaction in Alberta as a trade in a security.

Not exact matches

J.P. Morgan (jpm) and many of its competitors have invested millions of dollars in the technology in hopes that it can be adapted to simplify and lower the costs of processes such as securities settlement, loan trading and international money transfers.

GBTC bills itself as the first publicly traded security «solely invested in and deriving value from the price of bitcoin,» according to trust creator Grayscale.

Within a framework of sustainable development — including a cap - and - trade system and thorough environmental assessments — New Democrats would prioritize our own energy security and with it the creation of high - paying, value - added jobs, refining and upgrading our own natural resources right here in Canada — just as other resource - rich developed nations like Norway already have.

Trading in all listed securities had already been occurring on the NYSE's electronic platform, known as NYSE - Arca, and on the old American Stock Exchange, now known as NYSE - American.

Even as China shutters Bitcoin exchanges and the U.S. Securities and Exchange Commission signals heavier scrutiny of initial coin offerings, clients of trading giant Goldman Sachs are still trying to get in on the cryptocurrency trade.

SecondMarket is the largest centralized marketplace and auction platform for illiquid assets, such as asset - backed securities, auction - rate securities, bankruptcy claims, collateralized debt obligations, limited partnership interests, private company stock, residential and commercial mortgage - backed securities, restricted securities and block trades in public companies, and whole loans.

China is reportedly moving to avert a trade war, by speeding up the finalization of new rules that would let foreign financial groups take majority stakes in Chinese securities companies, and by offering to buy more semiconductors from the U.S. as opposed to South Korea and Taiwan.

President Donald Trump's recent actions, from controversial trade tariffs to installing John Bolton as national security advisor, could hurt U.S. foreign policy goals in North Korea and Iran.

The start - up met with Securities and Exchange Commission officials in recent weeks to discuss registering as a licensed brokerage and electronic - trading venue, The Wall Street Journal reported Friday, citing sources familiar with the situation.

That approach is at least as important for small companies as big ones, says Larry Clinton, chief operating officer of the Internet Security Alliance, a nonprofit trade association based in Arlington, Va..

Fast corrections would be especially critical were blockchain to be used in the securities industry, where trades are conducted at high speed, but where errors, such as assigning a trade to the wrong counterparty could have serious financial consequences.

The hangover kicked in as Mr Costello instead turned his guns on trading trusts and stapled securities — depreciation allowances for lessors were also in danger.

The WTO allows a national security exemption from its rules, but it has never been used as a defense in a trade dispute.

While, prior to this offering, our shares have not been listed on any stock exchange or other public trading market, there has been some trading of our securities, for instance, in private trades or trades on alternative online markets, such as SecondMarket and SharesPost, that exist for privately traded securities.

My point was and is that the equity risk premium is bundled up closely with the nature of the security itself (i.e., being a publicly traded, relatively liquid investment asset called an equity, that has a very specific bundle of rights and risks attached to it), which has very different characteristics than the many other financial assets available in the economy (many of which have bundles of risk that are perceived as «riskier», and many of which are perceived as «less risky»).

[4] However, unlike relying on the Section 232 national security threat authorization employed by the Trump administration, Bush relied upon Section 202 of the Trade Act of 1974, as amended in 1994, authorizing the President to investigate and impose temporary tariffs upon imports that might adversely affect domestic industries.

Market overhang relates to the trading in one security, but can also apply to larger areas of the market, such as an entire sector.

In 1996, believing that his brokerage clients deserved a wider range of investment opportunities as well as better trade execution and service, Jim founded Financial Sense ® Securities, Inc. (FSS), member FINRA / SIPC, an independent broker / dealer offering full brokerage services through our clearing firm National Financial Services LLC., a Fidelity Investments Company.

Nasdaq Stockholm has emerged as a leader in securities trading for Nordic countries and lists over 300 companies.

That power will face scrutiny by the World Trade Organization but, perhaps more significant, could prompt other countries to follow suit in using national security as a reason to wall off their markets.

The Fund is subject to substantially the same risks as those associated with the direct ownership of the securities or other assets represented by the exchange - traded products («ETPs») in which the Fund invests.

They were first approved by the U.S. Securities and Exchange Commission in 2008 and they are now openly traded online in what have become known as binary option trading platforms or brokers.

As financial institutions» interest in trading cryptocurrencies explodes, Andreessen Horowitz is leading a group of influential venture capitalists to protect cryptocurrencies from being classified as securitieAs financial institutions» interest in trading cryptocurrencies explodes, Andreessen Horowitz is leading a group of influential venture capitalists to protect cryptocurrencies from being classified as securitieas securities.

2) Because of this performance streak in small and mid-cap stocks (which make up the majority of stocks, but not the majority of market cap), breadth measures based solely on advance - decline statistics have not yet picked up the deterioration in sponsorship that's evident if we examine other market internals such as industry group action, interest - sensitive securities, and trading volume; and,

The law the Trump administration is using to make this all happen — a provision known as Section 232 in the Trade Expansion Act of 1962 — basically says that the US can block the import of materials critical for national security in order to ensure that the country has reliable supplies in the event of a war.

The Financial Industry Regulation Authority («FINRA») and U.S. Securities and Exchange Commission («SEC») define day traders as traders that buy and sell a particular security in the same trading day four or more times in any consecutive five business day period.

Given the absence of a public trading market of our common stock, and in accordance with the American Institute of Certified Public Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economiSecurities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economisecurities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic outlook.

Note that donated publicly traded partnerships — in particular master limited partnerships («MLPs»)-- are an important exception to the typical fair market value deduction for long - term gain securities, as the charitable deduction must be reduced by the amount of ordinary income that would have been realized if the property had been sold at fair market value on the date contributed.

When market conditions favor wider diversification in the view of Hussman Strategic Advisors, Inc., the Fund's investment manager, the Fund may invest up to 30 % of its net assets in securities outside of the U.S. fixed - income market, such as utility and other energy - related stocks, precious metals and mining stocks, shares of real estate investment trusts («REITs»), shares of exchange - traded funds («ETFs») and other similar instruments, and foreign government debt securities, including debt issued by governments of emerging market countries.

In a September 2010 report, the Commodity Futures Trading Commission and the Securities and Exchange Commission fingered a single «fundamental seller» — easily identified as Waddell & Reed — as the culprit behind the crash.

While Trump cited «national security» as the impetus for the tariffs, he's been vowing since the campaign to use trade policy to restore jobs to the American manufacturing sector, which has suffered in recent decades.

We assess that as South Korea responds to these attempted thefts by increasing security (and possibly banning cryptocurrency trading) they will become harder targets, forcing North Korean actors to look to exchanges and users in other countries as well.

However, if the ordinary shares or ADSs are treated as traded on an «established securities market» and you are either a cash basis taxpayer or an accrual basis taxpayer that has made a special election (which must be applied consistently from year to year and can not be changed without the consent of the IRS), you will determine the U.S. dollar value of the amount realized in a non U.S. dollar currency by translating the amount received at the spot rate of exchange on the settlement date of the sale.

The additional factors considered when determining any changes in fair value between the most recent valuation report and the grant dates included, when available, the prices paid in recent transactions involving our equity securities, as well as our operating and financial performance, current industry conditions and the market performance of comparable publicly traded companies.

The actual amount transferred may differ from the agreed - upon dollar amount of the transaction as a result of: the allowable delivery variance of + / - 0.01 %, in accordance with the Securities Industry and Financial Markets Association's Good Delivery Guidelines for To - Be-Announced (TBA) trading of agency MBS; periodic net settlement of purchases and sales; principal paydowns; and accrued interest.

This turbulent year brought many game changers and memorable events such as binary options broker partnerships with other companies and sports stars, great promotions, top brokers acquisitions, amazing trading results fro some of our top recommended brokers, improvement in security and much more.

In what can only be viewed as a tussle for dominance in the space, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have each taken a number of stepIn what can only be viewed as a tussle for dominance in the space, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have each taken a number of stepin the space, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have each taken a number of steps.

Best we could advise our readers is to ensure they sign up with only approved brokers as well as in order to obtain an effective binary options trading knowledge and sound data security without spam, they need to, for example, choose brokers that use Binary Options Robot, which is a trusted program.

But in the realm of finance, as much as we traders appreciate the opportunity to unpack and trade complexity in securities, structures and markets, we wonder if the overall impact of financial innovation, including derivatives, structured products, high - frequency trading and communication advances, is a net negative, albeit with a possibly long delay before the drawbacks become visible» Paul Singer

In a new blog post, the exchange said that it was launching the review, which could see it delist some of the trading pairs it offers, in a bid to avoid being «mischaracterized as a securities exchange.&raquIn a new blog post, the exchange said that it was launching the review, which could see it delist some of the trading pairs it offers, in a bid to avoid being «mischaracterized as a securities exchange.&raquin a bid to avoid being «mischaracterized as a securities exchange.»

In the second step, the model estimates the appropriate discount rate for the security, which in the case of RMBS is expressed as a trading margin — the difference between the yield on the RMBS and the Australian dollar swap rate for the tenor corresponding to the WAL of the RMBIn the second step, the model estimates the appropriate discount rate for the security, which in the case of RMBS is expressed as a trading margin — the difference between the yield on the RMBS and the Australian dollar swap rate for the tenor corresponding to the WAL of the RMBin the case of RMBS is expressed as a trading margin — the difference between the yield on the RMBS and the Australian dollar swap rate for the tenor corresponding to the WAL of the RMBS.

Compliance really isn't that big a deal — it should be possible to securitize and sell shares in a ham sandwich as long as you registered the securities and traded them on a national securities exchange.

In a strongly worded release, the Commodity Futures Trading Commission (CFTC) on Thursday urged investors not to participate in pump - and - dumps, which are classified as a form of security frauIn a strongly worded release, the Commodity Futures Trading Commission (CFTC) on Thursday urged investors not to participate in pump - and - dumps, which are classified as a form of security frauin pump - and - dumps, which are classified as a form of security fraud.

The Aerospace Industries Association, a trade organization for the aerospace and defense industry, recognizes this challenge: the AIA's Commission on the Future of the U.S. Aerospace Industry recommends «that the nation immediately reverse the decline in, and promote the growth of, a scientifically and technologically trained U.S. aerospace workforce,» adding that «the breakdown of America's intellectual and industrial capacity is a threat to national security and our capability to continue as a world leader.»

Clients should be aware of the possibility that aggregate client gains, if hedged by the broker against a risky counterparty, could result in a lack of security of client funds if the broker were to fail as a result of a counterparty failing to honour the financial commitments of the hedge trade.

By relabelling them as STOs it also means that issuers are being upfront and know that what they are trading is in fact a security.

It suggests that as China demonstrates a stronger leading role in global security issues and its capacity to deal with security issues grows, expanded trade with China may be seen as posing less of a threat to Canadians.

This year, shareholders will have an opportunity to weigh in on the eventual changes amidst a backdrop of continued multi-billion dollar settlements for allegations of misconduct regarding a litany of issues (including the «London Whale» trading fiasco, evidence of collusion to rig CDS and foreign exchange markets, and continued mortgage - backed security litigation), along with the Fed and FDIC's decision to label the Company's «living will» proposal as «not credible.»