Sentences with phrase «as underwriter with»

Not exact matches

Though Spotify has not hired traditional underwriters - a move that will save it millions of dollars in fees - it has hired Citadel Securities as a market maker to set the opening price on the NYSE, with help from Morgan Stanley.

The company plans to list on the Nasdaq under «RDFN,» with Goldman Sachs, Allen & Company, Band of America, RBC, Oppenheimer, and Stifel as lead underwriters.

The company plans to raise $ 74.2 million at the midpoint of their range, with Barclays as lead underwriter in the deal.

It plans to trade on the NYSE under ticker symbol ZPIN, with Credit Suisse and UBS serving as lead underwriters.

It's a less costly process for the company going public as it cuts out the underwriters and the hefty fees that come with them.

It plans to trade on the Nasdaq under ticker symbol HDP, with Goldman Sachs (GS) listed as left - lead underwriter.

What is more surprising is that Goldman, also a wholesale bank that serves as an underwriter for some of the most promising alternative finance technology IPOs, will be competing with alternative lending technology platforms that facilitate similar types of loans.

It plans to trade under ticker symbol TVPT, with Morgan Stanley listed as left lead underwriter.

It plans to trade on the Nasdaq under ticker symbol FRSH, with Jefferies, Baird and Wells Fargo serving as lead underwriters.

It plans to trade on the Nasdaq under ticker symbol PRTN, with J.P. Morgan and BofA Merrill Lynch serving as lead underwriters.

The company plans to trade on the Nasdaq under ticker symbol MRKT, with BofA Merrill Lynch is listed as left lead underwriter.

It plans to trade on the Nasdaq under ticker symbol CDNA, with Piper Jaffray and Leerink Partners serving as lead underwriters.

And some say that if an underwriter — especially one with Goldman's unmatched distribution clout — really wants to push a stock, it can twist the arms of key investors to buy a piece of the offering, reminding them of the many millions they've made as members of its cozy IPO circle.

The company plans to trade on the Nasdaq under ticker symbol COUP, with Morgan Stanley (ms) serving as lead underwriter.

The introductory clause is amended to reflect the June 9, 2017 applicability date of that section, as follows: «On or after June 9, 2017, if the insurance agent or broker, pension consultant, insurance company or investment company Principal Underwriter is a fiduciary within the meaning of ERISA section 3 (21)(A)(ii) or Code section 4975 (e)(3)(B) with respect to the assets involved in the transaction, the following conditions must be satisfied, with respect to the transaction to the extent they are applicable to the fiduciary's actions -LSB-.]»

Goldman Sachs is currently providing advisory services and acting as an underwriter in connection with an anticipated initial public offering of the portfolio company acquired in 2005.

In November 2015, we terminated the unsecured revolving credit facility provided under such credit agreement, and we entered into a new secured revolving credit agreement with these lenders as well as affiliates of Jefferies LLC, Stifel, Nicolaus & Company and SMBC Nikko Securities America, Inc., under which these underwriters and / or affiliates have been, and may be in the future, paid customary fees.

If any shares are purchased with this option, the underwriters will purchase shares in approximately the same proportion as shown in the table above.

In connection with this offering, certain of the underwriters or securities dealers may distribute prospectuses by electronic means, such as e-mail.

We have entered into a similar agreement with Barclays Capital Inc. and Deutsche Bank Securities Inc., as representatives of the underwriters.

will not receive any additional fees for serving as a qualified independent underwriter with this offering.

Our principal stockholders, funds affiliated with or related to Cyrus Capital Partners, L.P. (which we refer to in this prospectus collectively as «Cyrus Capital») and affiliates of Virgin Group Holdings Limited (which we refer to in this prospectus collectively as the «Virgin Group»), as selling stockholders, have granted the underwriters an option to purchase up to additional shares of common stock at the initial public offering price less the underwriting discount solely to cover overallotments.

Once the human underwriter gives you the green light, you have credit approval, which means that you, the borrower, meet the lender's guidelines and can close as long as the property also complies with the lender's requirements.

The lead underwriters for the deal are Canaccord Genuity Corp. and PI Financial Corp., with Industrial Alliance Securities Inc., INFOR Financial Inc., Echelon Wealth Partners Inc. and Mackie Research Capital Corporation also acting as agents.

In our Securities Practice, we act as counsel to more than 80 public companies (including 20 Chinese issuers), as well as, numerous FINRA (formerly NASD) licensed underwriters and placement agents in connection with their financing activities, including private placements and public offerings of equity and debt securities.

On May 10, Darienzo had said the borrowing was going forward with TD Securities as the underwriter.

After working with Garrett & Tully, PC for a year, you were offered an opportunity to work in - house for a client in Orange County doing as Claims Counsel for a title insurance underwriter.

Effective Coverage maintains an understanding of the overall insurance market as well as relationships with underwriters that all us to get you the best pricing for the best coverage.

If anyone in your immediate family (mother, father, siblings) has been diagnosed with any serious conditions such as coronary heart disease, cancer, or diabetes the insurance underwriters would take a closer look at it.

Our clearing firm, Apex Clearing, has also purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection.

Ultimately a direct endorsed underwriter must sign off on mortgage refinance loans for bad credit, but the Federal Housing Administration continues to make exceptions for borrowers with credit scores as low as 500.

An underwriter will also look at a borrower's credit history with a keen eye — any adverse history, such as past student loan defaults, may be grounds to instantly deny the application.

One underwriter that we work with offers wind coverage as part of the standard Texas policy form they use, and as a result all of their policies cover it.

One underwriter that we work with has made wind coverage available statewide as part of a new policy form.

Once the human underwriter gives you the green light, you have credit approval, which means that you, the borrower, meet the lender's guidelines and can close as long as the property also complies with the lender's requirements.

Joe Stenken, a tax expert with the National Underwriter Company and one of the authors of the firm's annual «Tax Facts» handbook, says this approach allows you to deduct the entire amount as a loss because there is no 2 % limit.

As new loan case files are created on and after Sept. 24, the resulting loans will be evaluated via Desktop Underwriter 10.0 with trended data from TransUnion and Equifax.

By focusing on the insurance needs of renters, Effective Coverage is able to expedite the process and work with underwriters who offer the best pricing as well as the best coverage.

The underwriters want to know, with as much certainty as possible, that you are financially responsible and fully capable of making every payment on time and in full.

For a single 30 - year old woman with excellent credit history, we'd recommend considering quotes from Peninsula Insurance, GEICO, and PURE (Privilege Underwriters Reciprocal Exchange)- average rates can be as low as $ 736 for $ 100 / $ 300 / $ 100 liability coverage on a 2007 Prius in Germantown.

As we can see, yours looks like a playful guy, but underwriters don't get a chance to play with your puppy so they have to work based on hard numbers they can wrap their minds around.

Finally, underwriters will need to know if other underlying conditions are present, such as a diagnosis of depression which could raise a red flag and lead a denial of your application or approval with only limited benefits during the first few years your policy is in place.

Our clearing firm Pershing LLC has purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection.

I also spoke to an underwriter at BB&T bank; my wife and I are currently home hunting, and the underwriter informed me they will accept IBR as long as an official letter with proper documentation shows the amount of the IBR.

With his experience as an underwriter, Craig can look at many different situations and provide expertise as to the best choice among the many that LNB offers from mortgages, fixed rate home equities and lines of credit.

With your credit approval, there may be conditions that need to be cleared, such as additional information that the underwriter requires.

The consequence of a decision on the part of the underwriter to not agree with a homebuyer's intent to occupy a property as a primary residence can lead to larger down payment requirements and inferior...

It is with the help of our sponsors and underwriters that the South Suburban Humane Society can shelter pets in need of protection, adopt out our pets to wonderful forever homes, offer humane outreach and low - income support to a wide and diverse audience, and deliver on its mission as a leading animal welfare organization.

I had good experience with PetPlan for the last seven years but they changed underwriters this year and as a result they increased the annual premiums for my two dogs (who are now 10 years old) by 100 % from $ 973 per dog to $ 1977 per dog, while simultaneously reducing the coverage (higher deductible and less % reimbursement).

This delivery requirement is in addition to the obligation of dealers to deliver a prospectus when acting as underwriters and with respect to their unsold allotments or subscriptions.