Sentences with phrase «as underwriters for»

The action names as defendants Sino - Forest's auditor, Ernst & Young LLP, as well as financial institutions that acted as underwriters for Sino - Forest in its 2009 prospectus offerings.

Barclays, Bank of America Merrill Lynch, Goldman Sachs and Deutsche Bank Securities served as underwriters for the IPO.

What is more surprising is that Goldman, also a wholesale bank that serves as an underwriter for some of the most promising alternative finance technology IPOs, will be competing with alternative lending technology platforms that facilitate similar types of loans.

Most recently, Goldman served as underwriter for Lending Club in its 2014 initial public offering.

Since obtaining a degree in finance in 1989, Canton has worked as an underwriter for several nationally recognized insurance providers.

He started his legal career as an underwriter for a commercial business unit of Chicago Title Insurance Company.

Not exact matches

BMO Capital is listed as the sole underwriter for the IPO, which plans to list under «LIVX.»

J.P. Morgan, Wells Fargo, Bank of America Merrill Lynch, and Wedbush have been named underwriters for the company, which plans to go public on the Nasdaq as «KALA.»

It's a less costly process for the company going public as it cuts out the underwriters and the hefty fees that come with them.

The underwriters were led by Barclays, Citigroup, Wells Fargo Securities, Evercore ISI and SunTrust Robinson Humphrey as the book - running managers for the offering.

Prohibited Transaction Exemption 84 - 24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Consultants, Insurance Companies and Investment Company Principal Underwriters, 49 FR 13208 (April 3, 1984), as corrected 49 FR 24819 (June 15, 1984), as amended 71 FR 5887 (Feb. 3, 2006), and as amended 81 FR 21147 (April 8, 2016).

Prohibited Transaction Exemption 84 - 24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Consultants, Insurance Companies, and Investment Company Principal Underwriters, is amended as follows:

And while there is no legal requirement that underwriters like Mr. Thiel reveal their involvement to the opposing side or the jury, it is considered fair game for lawyers to ask questions about financial backing — something that Gawker Media did on Wednesday in court as part of its efforts to overturn the Hogan judgment.

Hunter Taubman Fischer & Li LLC acted as counsel to the Company, Ogier acted as Cayman Islands legal counsel to the Company, and Mei & Mark LLP acted as counsel to the underwriters for the IPO.

As soon as the publishing window for underwriters was open, 13 underwriters initiated coverage on March 27, 201As soon as the publishing window for underwriters was open, 13 underwriters initiated coverage on March 27, 201as the publishing window for underwriters was open, 13 underwriters initiated coverage on March 27, 2017.

has agreed to act as a qualified independent underwriter for this offering and to undertake the legal responsibilities and liabilities of an underwriter under the Securities Act, specifically including those inherent in Section 11 of the Securities Act.

will not receive any additional fees for serving as a qualified independent underwriter with this offering.

Your mortgage lender will probably require this, and the underwriter will look for it as well.

For example, one trade credit policy form requires the policyholder to warrant, among other things, that (a) as of the execution of this Insurance Policy, it has no knowledge of any circumstance which could give rise to or increase the likelihood of a Loss; and (b) all of the information that it has provided and will provide to the Underwriter including, but not limited to, the information provided in the Application for Insurance, is and will be true and that no material information has been or will be withheFor example, one trade credit policy form requires the policyholder to warrant, among other things, that (a) as of the execution of this Insurance Policy, it has no knowledge of any circumstance which could give rise to or increase the likelihood of a Loss; and (b) all of the information that it has provided and will provide to the Underwriter including, but not limited to, the information provided in the Application for Insurance, is and will be true and that no material information has been or will be withhefor Insurance, is and will be true and that no material information has been or will be withheld.

When determining if your business is right for an unsecured business loan, our underwriters analyze a variety of metrics such as big data, historical risk models, and trade line distribution to determine its unique growth potential instead of just looking at your credit score.

Vanguard Marketing Corporation serves as distributor and underwriter for some 529 plans.

The lead underwriters for the deal are Canaccord Genuity Corp. and PI Financial Corp., with Industrial Alliance Securities Inc., INFOR Financial Inc., Echelon Wealth Partners Inc. and Mackie Research Capital Corporation also acting as agents.

Goldman Sachs (GS) served as lead underwriter for the IPO, one of the most closely watched this year.

I / WE HEREBY RELEASE, WAIVE, DISCHARGE AND COVENANT NOT TO SUE the CHICAGO SPORT & SOCIAL CLUB, INC. («CSSC») and its affiliates (CSSC and its affiliates are referred to collectively as the «CLUB»), the sufficiency of which consideration is expressly acknowledged, and intending to be legally bound, do hereby, for myself, my heirs, executors, administrators, insurers, assigns, attorneys, representatives, agents, beneficiaries, legatees, representatives, successors, assigns and any other persons who may make claims on my behalf (collectively the «RELEASORS») OR ALL SPORTS SERIES / PARK DISTRICT OF HIGHLAND PARK / WINDY CITY FIELD HOUSE / CHICAGO PARK DISTRICT / FITNESS FORMULA CLUBS (FFC — UNION STATION) / URBANA PARK DISTRICT / MADISON PARKS ORGANIZATION / ABUNDANT LIFE CHRISTIAN SCHOOL / LANSING PARKS / CITY OF BLOOMINGTON / UNIVERSITY OF MICHIGAN / CHICAGO PUBLIC SCHOOLS — LAKE VIEW HIGH SCHOOL / CAMP OJIBWA / AUSTIN PARKS AND RECREATION facilities used by the participant, including its owners, managers, promoters, lessees of premises used to conduct the event or program, premises and event inspectors, underwriters, consultants and others who give recommendations, directions, or instructions to engage in risk evaluation or loss control activities regarding the CHICAGO SPORT & SOCIAL CLUB, INC. («CSSC») and its affiliates (CSSC and its affiliates are referred to collectively as the «CLUB»), the sufficiency of which consideration is expressly acknowledged, and intending to be legally bound, do hereby, for myself, my heirs, executors, administrators, insurers, assigns, attorneys, representatives, agents, beneficiaries, legatees, representatives, successors, assigns and any other persons who may make claims on my behalf (collectively the «RELEASORS») OR ALL SPORTS SERIES / PARK DISTRICT OF HIGHLAND PARK / WINDY CITY FIELD HOUSE / CHICAGO PARK DISTRICT / FITNESS FORMULA CLUBS (FFC — UNION STATION) / URBANA PARK DISTRICT / MADISON PARKS ORGANIZATION / ABUNDANT LIFE CHRISTIAN SCHOOL / LANSING PARKS / CITY OF BLOOMINGTON / UNIVERSITY OF MICHIGAN / CHICAGO PUBLIC SCHOOLS — LAKE VIEW HIGH SCHOOL / CAMP OJIBWA / AUSTIN PARKS AND RECREATION facilities or events held at such facility and each of them, their directors, officers, agents, employees, all for the purposes herein referred to as «Releasee»... FROM ALL LIABILITY TO THE UNDERSIGNED, my / our personal representatives, assigns, executors, heirs and next to kin FOR ANY AND ALL CLAIMS, DEMANDS, LOSSES OR DAMAGES AND ANY CLAIMS OR DEMANDS THEREFORE ON ACCOUNT OF ANY INJURY, INCLUDING BUT NOT LIMITED TO THE DEATH OF THE PARTICIPANT OR DAMAGE TO PROPERTY, ARISING OUT OF OR RELATING TO THE EVENT (S) CAUSED OR ALLEGED TO BE CAUSED IN WHOLE OR IN PART BY THE NEGLIGENCE OF THE RELEASEE OR OTHERWIfor myself, my heirs, executors, administrators, insurers, assigns, attorneys, representatives, agents, beneficiaries, legatees, representatives, successors, assigns and any other persons who may make claims on my behalf (collectively the «RELEASORS») OR ALL SPORTS SERIES / PARK DISTRICT OF HIGHLAND PARK / WINDY CITY FIELD HOUSE / CHICAGO PARK DISTRICT / FITNESS FORMULA CLUBS (FFC — UNION STATION) / URBANA PARK DISTRICT / MADISON PARKS ORGANIZATION / ABUNDANT LIFE CHRISTIAN SCHOOL / LANSING PARKS / CITY OF BLOOMINGTON / UNIVERSITY OF MICHIGAN / CHICAGO PUBLIC SCHOOLS — LAKE VIEW HIGH SCHOOL / CAMP OJIBWA / AUSTIN PARKS AND RECREATION facilities used by the participant, including its owners, managers, promoters, lessees of premises used to conduct the event or program, premises and event inspectors, underwriters, consultants and others who give recommendations, directions, or instructions to engage in risk evaluation or loss control activities regarding the CHICAGO SPORT & SOCIAL CLUB, INC. («CSSC») and its affiliates (CSSC and its affiliates are referred to collectively as the «CLUB»), the sufficiency of which consideration is expressly acknowledged, and intending to be legally bound, do hereby, for myself, my heirs, executors, administrators, insurers, assigns, attorneys, representatives, agents, beneficiaries, legatees, representatives, successors, assigns and any other persons who may make claims on my behalf (collectively the «RELEASORS») OR ALL SPORTS SERIES / PARK DISTRICT OF HIGHLAND PARK / WINDY CITY FIELD HOUSE / CHICAGO PARK DISTRICT / FITNESS FORMULA CLUBS (FFC — UNION STATION) / URBANA PARK DISTRICT / MADISON PARKS ORGANIZATION / ABUNDANT LIFE CHRISTIAN SCHOOL / LANSING PARKS / CITY OF BLOOMINGTON / UNIVERSITY OF MICHIGAN / CHICAGO PUBLIC SCHOOLS — LAKE VIEW HIGH SCHOOL / CAMP OJIBWA / AUSTIN PARKS AND RECREATION facilities or events held at such facility and each of them, their directors, officers, agents, employees, all for the purposes herein referred to as «Releasee»... FROM ALL LIABILITY TO THE UNDERSIGNED, my / our personal representatives, assigns, executors, heirs and next to kin FOR ANY AND ALL CLAIMS, DEMANDS, LOSSES OR DAMAGES AND ANY CLAIMS OR DEMANDS THEREFORE ON ACCOUNT OF ANY INJURY, INCLUDING BUT NOT LIMITED TO THE DEATH OF THE PARTICIPANT OR DAMAGE TO PROPERTY, ARISING OUT OF OR RELATING TO THE EVENT (S) CAUSED OR ALLEGED TO BE CAUSED IN WHOLE OR IN PART BY THE NEGLIGENCE OF THE RELEASEE OR OTHERWIfor myself, my heirs, executors, administrators, insurers, assigns, attorneys, representatives, agents, beneficiaries, legatees, representatives, successors, assigns and any other persons who may make claims on my behalf (collectively the «RELEASORS») OR ALL SPORTS SERIES / PARK DISTRICT OF HIGHLAND PARK / WINDY CITY FIELD HOUSE / CHICAGO PARK DISTRICT / FITNESS FORMULA CLUBS (FFC — UNION STATION) / URBANA PARK DISTRICT / MADISON PARKS ORGANIZATION / ABUNDANT LIFE CHRISTIAN SCHOOL / LANSING PARKS / CITY OF BLOOMINGTON / UNIVERSITY OF MICHIGAN / CHICAGO PUBLIC SCHOOLS — LAKE VIEW HIGH SCHOOL / CAMP OJIBWA / AUSTIN PARKS AND RECREATION facilities or events held at such facility and each of them, their directors, officers, agents, employees, all for the purposes herein referred to as «Releasee»... FROM ALL LIABILITY TO THE UNDERSIGNED, my / our personal representatives, assigns, executors, heirs and next to kin FOR ANY AND ALL CLAIMS, DEMANDS, LOSSES OR DAMAGES AND ANY CLAIMS OR DEMANDS THEREFORE ON ACCOUNT OF ANY INJURY, INCLUDING BUT NOT LIMITED TO THE DEATH OF THE PARTICIPANT OR DAMAGE TO PROPERTY, ARISING OUT OF OR RELATING TO THE EVENT (S) CAUSED OR ALLEGED TO BE CAUSED IN WHOLE OR IN PART BY THE NEGLIGENCE OF THE RELEASEE OR OTHERWIfor the purposes herein referred to as «Releasee»... FROM ALL LIABILITY TO THE UNDERSIGNED, my / our personal representatives, assigns, executors, heirs and next to kin FOR ANY AND ALL CLAIMS, DEMANDS, LOSSES OR DAMAGES AND ANY CLAIMS OR DEMANDS THEREFORE ON ACCOUNT OF ANY INJURY, INCLUDING BUT NOT LIMITED TO THE DEATH OF THE PARTICIPANT OR DAMAGE TO PROPERTY, ARISING OUT OF OR RELATING TO THE EVENT (S) CAUSED OR ALLEGED TO BE CAUSED IN WHOLE OR IN PART BY THE NEGLIGENCE OF THE RELEASEE OR OTHERWIFOR ANY AND ALL CLAIMS, DEMANDS, LOSSES OR DAMAGES AND ANY CLAIMS OR DEMANDS THEREFORE ON ACCOUNT OF ANY INJURY, INCLUDING BUT NOT LIMITED TO THE DEATH OF THE PARTICIPANT OR DAMAGE TO PROPERTY, ARISING OUT OF OR RELATING TO THE EVENT (S) CAUSED OR ALLEGED TO BE CAUSED IN WHOLE OR IN PART BY THE NEGLIGENCE OF THE RELEASEE OR OTHERWISE.

Mr. Pulley, who works as a healthcare underwriter for OneBeacon Professional Insurance, holds the Registered Professional Liability Underwriter (RPLU) designation from the Professional Liability Underwriting Society (PLUS) as well as a master's degree in Risk Management & Insurance from Florida State underwriter for OneBeacon Professional Insurance, holds the Registered Professional Liability Underwriter (RPLU) designation from the Professional Liability Underwriting Society (PLUS) as well as a master's degree in Risk Management & Insurance from Florida State Underwriter (RPLU) designation from the Professional Liability Underwriting Society (PLUS) as well as a master's degree in Risk Management & Insurance from Florida State University.

«When a door closes, another one opens» proved true for Melissa when a long - term job as a health insurance underwriter ended unexpectedly.

After working with Garrett & Tully, PC for a year, you were offered an opportunity to work in - house for a client in Orange County doing as Claims Counsel for a title insurance underwriter.

Nationally, Stifel ranks as the top bond underwriter for K - 12 public school districts.

As a result, it's difficult, if not impossible, to price personal lines insurance policies for more than a year at a time, as a direct result of that limitation on how much of the future underwriters can seAs a result, it's difficult, if not impossible, to price personal lines insurance policies for more than a year at a time, as a direct result of that limitation on how much of the future underwriters can seas a direct result of that limitation on how much of the future underwriters can see.

So it does not have to say foreclosure but if a lender sees «settled on account» or «short sale» or even «paid for less» then a future mortgage lender and underwriter view this as a home loan agreement you got into and then could not make the payments and had to give the rights back to the 1

Effective Coverage maintains an understanding of the overall insurance market as well as relationships with underwriters that all us to get you the best pricing for the best coverage.

It's used for academic purposes on a federal level as well as by underwriters, banking institutions, and academics.

-- Credit Plus, a provider of intelligent insight for mortgage professionals, announced today that trended credit data is now available from Experian and has been incorporated into Fannie Mae's Desktop Underwriter (DU) Version 10.0 as of December 18, 2017.

Salisbury, Md., DECEMBER 19, 2017 — Credit Plus, a provider of intelligent insight for mortgage professionals, announced today that trended credit data is now available from Experian and has been incorporated into Fannie Mae's Desktop Underwriter (DU) Version 10.0 as of December 18, 2017.

[102] Testimony given to the Financial Crisis Inquiry Commission by Richard M. Bowen III on events during his tenure as the Business Chief Underwriter for Correspondent Lending in the Consumer Lending Group for Citigroup (where he was responsible for over 220 professional underwriters) suggests that by the final years of the US housing bubble (2006 — 2007), the collapse of mortgage underwriting standards was endemic.

Processor's Review - All pertinent information will be packaged by your mortgage professional and sent to the lending underwriter, including any explanations that may be needed, such as reasons for derogatory credit.

Ultimately a direct endorsed underwriter must sign off on mortgage refinance loans for bad credit, but the Federal Housing Administration continues to make exceptions for borrowers with credit scores as low as 500.

Mortgage Fraud is defined as the intentional misstatement, misrepresentation, or omission by an applicant or other interested parties, relied on by a lender or underwriter to provide funding for, to purchase, or to insure a mortgage loan.

The underwriter acts as an agent for the issuer in distributing the issue.

The underwriter will consider any or all of the «Five Cs of Credit,» a set of criteria that most lenders use as a basis for decisions.

You can give us a call for policy questions, as well as get the phone number for your policy's underwriter.

For a single 30 - year old woman with excellent credit history, we'd recommend considering quotes from Peninsula Insurance, GEICO, and PURE (Privilege Underwriters Reciprocal Exchange)- average rates can be as low as $ 736 for $ 100 / $ 300 / $ 100 liability coverage on a 2007 Prius in GermantoFor a single 30 - year old woman with excellent credit history, we'd recommend considering quotes from Peninsula Insurance, GEICO, and PURE (Privilege Underwriters Reciprocal Exchange)- average rates can be as low as $ 736 for $ 100 / $ 300 / $ 100 liability coverage on a 2007 Prius in Germantofor $ 100 / $ 300 / $ 100 liability coverage on a 2007 Prius in Germantown.

As a condition of underwriting, the underwriter may ask for additional documentation.

They can also serve as a middleman between you and the underwriters for the bank.

Loan officers may refer to the home loan application as a «1003», but that is simply the code they use for official loan applications that are required by lending underwriters to be completed and signed by the borrowers.

For municipal bond issues involving competitive bidding, the insurance is offered as an option to the underwriters bidding on the transaction.

As a result, the tables that underwriters use for the general population would no longer be valid, and companies would have to raise their premiums to reflect the added risk.

The VA loan guidelines are more forgiving as the underwriters may be more understanding than conventional lending so even if your credit score is below 600, there is a good chance you will qualify for a VA home loan.

The underwriter that serves as the lead underwriter for an account.

(a) Northern Lights Distributors, LLC, the principal underwriter to the Trust also acts as principal underwriter for the following investment companies: