Sentences with phrase «as unregistered»

The SEC has made good on its warning to ICOs regarding tokenization schemes as unregistered securities.

The sale, open to both retail and accredited investors, offered a purported «utility token,» — but the SEC viewed the MUN token as an unregistered security.

According to a news release published on the regulator's website, BitConnect was claiming to offer tokens with 100 % annual returns, which the TSSB determined qualify as unregistered securities.

Also of note is that Boost VC had backed Sand Hill Exchange, a platform shut down by the US Securities and Exchange Commission (SEC) in 2015 for acting as an unregistered securities exchange.

The tenor of the SEC's stance on the broader ICO market appears to have changed, from hinting that the regulator views ICOs as unregistered securities in violation of U.S. Securities laws to outright warning ICOs of an oncoming crackdown in written and oral testimony.

Graham is now a door tenant having retired and as an unregistered barrister does not carry out any reserved legal activity.

Banco Nacional de Cuba v. Cosmos Trading Corp [2000] BCLC 813 (CA) Petition to wind up overseas former Central Bank as an unregistered company.

Those who become aged or injured, as well as unregistered puppies, are often abandoned to fend for themselves.

Most cats (85 %) were characterized as domestic varieties; only 3 % were claimed to be registered pedigree (a figure unchanged since 1993), while others were described as unregistered pedigreed or unknown breed.

It will be sent as an unregistered device.

The school opened in September 2015 as an unregistered setting, and in February 2016 was granted registration for 20 boys.

«All these institutions have been warned that it is a criminal offence to operate as an unregistered school.

As an individual, you can access our sites» content as an unregistered guest, as a registered user, as an individual subscriber, or as a user at a site - licensed institution such as a library, university, or company.

A Cuomo campaign spokesperson didn't directly address the allegations, but alleged that Cox worked as an unregistered lobbyist for an oil company several years ago.

Manafort and Gates allegedly «acted as unregistered agents» for the Ukrainians, generating «tens of millions of dollars in income,» which they then «laundered» through «scores of United States and foreign corporations, partnerships, and bank accounts,» per their indictment.

News Former Obama management monetary regulator Gary Gensler believes cryptocurrencies comparable to ether and ripple seem as unregistered securities, and in present violation of the legislation.

«Given the significant consequences of acting as an unregistered broker - dealer and the increased attention being given to this issue by the SEC staff, private - fund advisers should consider reviewing their practices to determine whether any activities that may be approaching or crossing the line would require broker - dealer registration,» David Blass, the chief counsel of the SEC's division of trading and markets, suggested in a speech last April.

The indictment says Manafort and Gates received the money by acting as unregistered agents of the pro-Russia government of Ukraine and its political parties and leaders.

Not exact matches

To avoid a regulatory tussle with the Securities and Exchange Commission, which has essentially defined ICOs as offerings of unregistered securities, several investors told CNBC that Telegram may make the retail piece available only to people outside the U.S.

Some of the characters, logos or other images incorporated by NBCUniversal on this Site are also protected as registered or unregistered trademarks, trade names and / or service marks owned by NBCUniversal or others («Trademarks»).

Jon Montroll, 37, was accused on Feb. 21 in a civil complaint by the Securities and Exchange Commission of running his cryptocurrency site BitFunder as an «unregistered securities exchange» and of defrauding users.

Bitcoin exchange BitFunder and its founder ran the site as an «unregistered securities exchange» and defrauded users of that exchange, according to the SEC.

Tezos co-founders Arthur and Kathleen Breitman are reportedly hoping to use money raised in the company's token offering to pay their legal bills as they defend themselves against class - action lawsuits alleging fraud and the sale of unregistered securities.

(10) Is not actively engaged in business as a broker - dealer (registered or unregistered).

The SEC Action Lookup for Individuals, or SALI, will identify individuals, whether registered or unregistered as investment advisors, with checkered pasts.

Since January 1, 2006, we have issued unregistered securities to a limited number of persons, as described below.

As thought leaders and innovators in the private market, Liquid M Capital has approvals to transact the full stack of private and unregistered securities.

In what the CFTC described as its first action against an unregistered Bitcoin options trading platform, the CFTC charged Coinflip, Inc. and its founder and chief executive officer with failures to comply with the CEA or CFTC regulations for operating a facility for trading or processing «commodity options.»

The Trademarks in this website are registered or unregistered trade marks of or are licensed to Accolade Wines Limited (company number 137407), Accolade Wines Australia Limited (ABN 86 008 273 907); or a holding or subsidiary company of the same (as such terms are defined by the UK Companies Act 2006).

Ownership of unregistered Design Rights is the same as for Copyright.

As explained earlier, the right is much stronger than unregistered Design Right, and if you have important designs that are key to your business you should consider applying for a registered design.

The newly sworn in Minister of Communications, Abdul - Raheem Adebayo Shittu, may have reawakened MTN's woes as he threw his weight behind the Nigerian Communications Commission (NCC) on the $ 5.2 billion (N1.04 trillion) fine slammed on telecoms giant for failing to deactivate 5.2 million unregistered SIM users.

This would be discriminatory against people who use unregistered pay - as - you - go phones, for instance.

Or he could remain unregistered and seek what is known as a Wilson - Pakula authorization from a party that allows a candidate not enrolled in that party to run on the line.

Yartey, who is being held for causing abortion and unregistered person practicing as a pharmacist, has denied the charges before the Court presided over by Mrs Abena Oppong Adjin - Doku.

For the company, Cuomo's consideration of the bill comes as it is also fending off a challenge in San Francisco over its listings of unregistered hosts.

We are also interested in a full list of the unregistered placement agents the attorney general has indicated you worked with while serving as comptroller.»

While this might have a marginal deterrent effect and respond to populist rage, it's not a direct response to the recent problems — unregistered lobbying, bribes disguised as side jobs or tithing people looking to do business with the state.

The attorney general acknowledged that the ability of consulting firms to act as unregulated and unregistered lobbyists is an issue.

Groups can still find unregistered individuals and persuade them to register as a member of that group.

He was reportedly in possession of millions of naira and an unregistered Honda Accord saloon car as at the time of his arrest.

But the registrar, Eric Howe, says the estimated 100 000 unregistered users «may not be a serious problem», as most of them are small businesses and clubs that hold fairly trivial data on few people.

As an illegal alien in a battered pickup without cash, driver's license, or friends, Eduardo felt that this was becoming his worst nightmare.Charged with weaving across lanes and driving an unregistered vehicle, Eduardo spent the next two days in a holding cell.

First and foremost, the site allows unregistered users to access preliminary details of the site such as date of birth, name, state of residence and «about me» section, among others.

As an example, unregistered users very often can not discover single women profiles because they are invisible by their own desire.

At the time, the site had fewer safeguards than it does now, such as not allowing unregistered users from making edits.

The push for tougher legal action comes as three unregistered schools were discovered in Birmingham in recent weeks.

Any establishment offering more than 20 hours a week of teaching is legally obliged to be registered as a school, and now anyone running an unregistered school could face up to 51 weeks in prison.

It follows a year - long investigation by the Commission, which heard that across the country, up to 6,000 children attend as many as 290 unregistered educational settings.

Overall, 48,000 pupils are taught at alternative providers — with many in unregistered settings not eligible for Ofsted inspections, as a Schools Week investigation recently found.