Sentences with phrase «assessed by the regulators»

However, should contingent capital bonds prove insufficient, we should allow large institutions to fail, and if assessed by regulators as too interconnected to liquidate quickly, be taken into a special bankruptcy facility.

They provide support during regulatory investigations regarding the applicable regulatory requirements and technical compliance criteria against which firms and individuals conduct will be assessed by the regulators.

His point was that despite CLE requirements, lawyers aren't actually assessed by regulators as their careers progress — it's assumed that if they attend an accredited law school, get a certain degree and pass a bar exam, law students are competent to become lawyers.

Not exact matches

In June, Beijing's banking regulators ordered a group of lenders to assess their exposure to offshore acquisitions by a handful of companies that have been on overseas buying sprees, including HNA Group, Wanda Group, Anbang Insurance Group and Fosun International Ltd..

The competition implications of the takeover had, however, been already assessed by the peak competition regulator, the Australian Competition and Consumer Commission.

But the energy standard adoption by utility regulators is also being sharply criticized by business groups, who say the shift is potentially too costly and has not been properly assessed.

A meeting run by the science and engineering academies of the UK, US and China that will take place in Washington DC next week aims to assess the prospects for synthetic biology, and the concerns about its potential, by bringing together natural scientists, social scientists, artists, regulators, science funders and critical NGOs.

A significant proportion of the mathematical requirements put in place by the examinations regulator, Ofqual, for each of the sciences were simply not assessed and, if they were, it was often in a very limited way.»

If the ruling does go against Banc de Binary, it will be interesting to see whether the European regulators will co-operate with the CTFC and enforce whatever penalties are assessed necessary by the US authorities.

Assessing the Implementation of China's Green Credit Guidelines Abroad,» examines Chinese financed projects based on official key performance indicators published by Chinese bank regulators.

Assessing the appropriate policy treatment of DG by both utility and environmental regulators

Health profession regulators may note that possible infringements of human rights as part of a registration process may be assessed not only by the Human Rights Tribunal, but also by the Health Professions Review Board, which has exclusive jurisdiction to determine matters of fact, law and discretion relating to registration decisions, at least where a college ultimately refuses to grant registration, or has grants registration with limits or conditions.

Mr. Gesser also counsels companies who have experienced cyber events by coordinating with experts to conduct investigations; communicating with regulators, law enforcement, insurers and auditors; assessing various federal, state and international regulatory disclosure obligations; and representing the companies in related civil litigation and regulatory investigations.

The CMA publishes an annual report assessing the operation of the concurrent powers by the FCA and other sector regulators.

This roundtable is designed to assist regulators and their staff whose mandates include resolving complaints, including by assessing and screening complaints for alternate complaint resolutions («ACR»).

Project Manager / Compliance Officer — Duties & Responsibilities Oversee daily operational aspects of a fast paced, high intensity financial institution Recruit, train, and direct staffs ensuring they understand the brand and adhere to company policies and procedures Manage compliance with regulatory authorities including the SEC, NYSE, and NASD Analyze financial information and present reports to external regulators and internal management Determine compliance issue severity and escalate to senior compliance officer as needed Conduct internal compliance investigations coordinating efforts between various support services Track and maintain detailed records of all compliance inquiries Direct and contribute to special company projects as needed Responsible for the «I Have a Dream Summer Intern Program» ensuring effective talent recruitment Utilize technical expertise while serving as liaison to technology department Assist with database and hardware management, software training, and computer troubleshooting Aid accounting with budgets, accounts payable / receivable, invoice payment, and vendor negotiations Interact with Board of Directors, Chief Executive Officer, and other key figures on a daily basis Partner with various company lines to assess client interests, market trends, and potential sales opportunities Develop a rapport with customers and orient them to various products and services Encourage high customer retention by maintaining friendly, supportive contact with existing clients Study internal literature to become an expert on products and services Provide administrative support including travel arrangements, scheduling, data entry, and other tasks as needed Represent company brand with poise, integrity, and positivity