Sentences with phrase «at a brokerage firm in»

Before joining HH in 2012, he was a Regional Director for AQR Capital Management in Scottsdale, marketing the firm's alternative investment mutual funds to large advisory teams at brokerage firms in the Western U.S. Prior to AQR, he served high net worth clients as a principal with a niche financial advisory firm in Phoenix.

Not exact matches

If you have 10 % of your investment capital in cash in a trust company, 40 % in bonds at an independent brokerage firm, and 50 % in equities at a bank - owned firm, how many portfolios do you have?

At 547 Hudson Street, in the ground floor of a four - story townhouse that's been granted landmark status by the city of New York, sandwiched between an upscale brokerage firm and «Vang Olsen Mimi the Portrait Painter» (where, for $ 2,500, Mimi will paint a portrait of your pet), Ed's Martian Book is quietly selling its book — its only book — for $ 28.

«We saw that [the internet] was a fundamental change in the way companies did business, and that it was going to create a fundamentally new type of risk,» says Robert Parisi, cyber product leader at insurance brokerage firm Marsh USA.

LONDON — The staggering ascent in the Swiss franc, one of the most acute moves in decades by a major currency, has hurt financial firms around the world, with at least two brokerages going out of business.

If your shares are held in an account at a brokerage firm, bank, broker - dealer, or other similar organization, then you are the «beneficial owner» of shares held in «street name,» and a Notice was forwarded to you by that organization.

Broadridge Financial Solutions, Inc. will send a two - page E-Proxy Notice to stockholders whose shares are held in an account at a brokerage firm, bank, or other similar organization.

«She was very careful to talk in broad generalities, which gives her the opportunity to keep September on the table,» said Lindsey Piegza, chief economist at brokerage firm Stifel Nicolaus & Co..

If your shares are held in an account at a bank, brokerage firm, broker - dealer or other similar organization, then you are a beneficial owner of shares held in street name.

Those stockholders whose shares are held beneficially through a brokerage firm, bank, trust or other similar organization (that is, in «street name») also may attend and vote at the Annual Meeting by obtaining a legal proxy provided by their broker, bank or other organization and bringing that legal proxy to the Annual Meeting.

If you would like to revoke your consent to householding and in the future receive your own Notice of Internet Availability of Proxy Materials (or your own set of proxy materials, as applicable), or if your household is currently receiving multiple copies of the same items and you would like in the future to receive only a single copy at your address, please contact Householding Department by mail at 51 Mercedes Way, Edgewood, New York 11717, or by calling 1-800-542-1061, and indicate your name, the name of each of your brokerage firms or banks where your shares are held, and your account numbers.

It's not for everyone, but at least two online brokerage firms specialize in putting together pre-set portfolios for investors who would rather own pieces of individual stocks instead of a fund.

If your shares are held in an account at a brokerage firm, bank or other similar organization, please follow these instructions:

Mr. Slusarchuk is a past TEDx speaker on the topic of capital markets, was a senior advisor at a top tier Canadian brokerage firm, and is a member of multiple mining industry advocacy associations in emerging markets, through which he has regularly advised various governments on the formation of mining policy.

In order to cut your teeth in the finance industry, taking on internships (even if they are part - time) at banks and brokerage firm will greatly build up your resume and make your CV very attractive to employerIn order to cut your teeth in the finance industry, taking on internships (even if they are part - time) at banks and brokerage firm will greatly build up your resume and make your CV very attractive to employerin the finance industry, taking on internships (even if they are part - time) at banks and brokerage firm will greatly build up your resume and make your CV very attractive to employers.

In Los Angeles, that kind of space has been specifically positioned for more creative firms, rather than those in fields like insurance, law and finance, according to John D. Zanetos, senior vice president for brokerage services at the commercial real estate services firm CBRE in Los AngeleIn Los Angeles, that kind of space has been specifically positioned for more creative firms, rather than those in fields like insurance, law and finance, according to John D. Zanetos, senior vice president for brokerage services at the commercial real estate services firm CBRE in Los Angelein fields like insurance, law and finance, according to John D. Zanetos, senior vice president for brokerage services at the commercial real estate services firm CBRE in Los Angelein Los Angeles.

To participate, futures investors are required to keep cash in what's called a «margin» account at a brokerage firm.

Meeting with William Klippel, Director of Sales & Operations at GTX Direct at the FinanceFeeds New York Cup in Manhattan in December demonstrated a very relaxed and calm Mr. Klippel, who, along with GAIN Capital CEO Glenn Stevens, discussed the entire prime brokerage topography with FinanceFeeds with the unruffled aplomb of confidence that only a firm with that level of experience and a market capitalization of $ 362 million would be able to do.

The Real Deal looked at contributions from individuals who identified themselves as members of the real estate industry, as well as those who work at development, title insurance, architecture, construction or brokerage firms but did not specify their line of work in filings, as well the immediate families of well - known industry players.

Synopsis: In 1987, Jordan Belfort (Leonardo DiCaprio) takes an entry - level job at a Wall Street brokerage firm.

Born and raised in the Los Angeles suburb of Hidden Hills, Hummel skipped college and began working in brokerage firms at age seventeen.

Luc began his career in 1985 as a financial analyst at a sell - side brokerage firm in Montreal.

At this point you would sell the shares back to the brokerage firm for $ 10 per share netting a difference of $ 3,000 in profit minus fees and commissions.

IF YOU HOLD YOUR INVESTMENTS in a margin account at a brokerage firm, you can typically take out a margin loan equal to 50 % of the account's total value.

More aggressive investors may choose to open and IRA at a brokerage firm to invest in stocks or mutual funds.

An investment representative at a brokerage firm or bank can provide more specific information about investing in bonds.

To protect brokerage firms from such losses, the Financial Industry Regulatory Authority (FINRA) requires you to maintain a margin account balance of at least 25 % of the market price of any stock you buy to hold in your account.

Standard commission pricing at Scotia iTRADE ($ 24.99 + per trade) is almost 2.5 x higher than at peer bank - owned brokerage institutions and almost 5x higher in some cases than firms such as Questrade.

Unlike other major brokerage firms in Canada which use third party clearing systems, at Virtual Brokers, we use the most current proprietary system «PARIO».

Launched in January 2006, we were named Best Newcomer (Mortgage Brokerage Firm) at the prestigious CMP Canadian Mortgage Awards 2008 — the Oscars of the mortgage brokering industry.

He can hire mortgage agents to work in the firm and he is also responsible for everything at the brokerage including ensuring that documents are accurate and properly filed.

At a conventional brokerage firm, you could pay $ 5 - $ 10 per trade for the up to 30 stocks / ETFs in a motif, whereas Motif charges you a flat rate of $ 9.95 per motif or $ 4.95 per stock / ETF.

Formed in 1980, Scottrade is also one of the early self - service brokerage firms that let investors trade stocks at affordable costs.

Throughout these years, as more and more online discount brokers emerged, I have also got accounts with other brokerage firms in order to reduce trading cost, even though the money I saved on commissions isn't really significant at all.

Fatima C.: In order to transfer assets from one IRA to another IRA at a different brokerage firm, the IRA types must match.

«What this shows is that people aren't making the connection with how the foreign buyers tax will affect their bottom line,» says Romana King, Director of Content at Zolo.ca, a tech - powered real estate brokerage firm based in Vancouver.

Often company sponsored 401 (k)'s can feel limited in investment opportunities and therefore this may be the best time to open an Individual Retirement Account at a personal bank or brokerage firm.

I currently use Scottrade as my brokerage firm so I took a look at this program and I think it is a great tool for those parties interested in automatically reinvesting dividends, but would also enjoy flexibility as to what securities the dividends get reinvested back into.

We took a brief look at the recent trading volume data (you can access this data here) published by one of the largest discount brokerage firms in the US, Interactive Brokers (ticker symbol IBKR).

Does it increase (or decrease) safety in any way to own Vanguard funds at a separate brokerage firm (e.g., owning Vanguard ETFs in an account at Schwab)?

Walter Schloss graduated high school in 1934 during the Great Depression and got a job as a «runner» at a small brokerage firm.

Furthermore, a brokerage firm can increase its «house» margin requirements at any time without providing advance notice, and such increases could result in a margin call.

So, the next time you are in the market for a place to stash your money, take a good long look at the way your banks, mutual fund firms and brokerages treat their customers before you make your decision.

Many folks engage in «naive diversification,» assuming they're safer if they have accounts at multiple brokerage firms, mutual fund companies and banks, and if they use multiple financial advisors.

Note that if you or anyone in your family / household is employed at a securities / brokerage firm, you won't be eligible.

Also note that if you or anyone in your family / household is employed at a securities / brokerage firm, you won't be eligible.

In October 1925, Walter W. Stewart, the Director of Research at the Federal Reserve Board, proposed reducing speculation by member banks pressuring credit to banks lending to brokerage firms.

CAREER Prior to founding Royce & Associates in 1972 at the age of 32, Royce was director of research at Scheinman, Hochstin, Trotta, a brokerage firm.

First off... I love the idea, but ultimately the $ 30 xfer fund to withdraw is a deal breaker for me, I know why you do it, I use scottrade and they make it hard to cash out money too (not that hard), but its not just about the dollars and cents, it is the symbolism and structure, I just cant assume a brokerage firm has my best interest in mind with its highest fee set to move funds out, I would much rather pay a membership or set up fee, at least i get to feel like i get something for that other than access to my own money.

I interned at a brokerage in college, and I was shocked at the seedy sales tactics used by the firms, and the way brokers would steer their clients into products based on commissions rather than the client's best interests.