Sentences with phrase «at financial authorities»

SEOUL, Jan. 21 (Yonhap)-- The government plans to require cryptocurrency exchanges to share users» transaction data with banks, in a potential move to impose taxes on the transactions, an official at financial authorities said Sunday.

The government plans to require cryptocurrency exchanges to share users» transaction data with banks, in a potential move to impose taxes on the transactions, an official at financial authorities said on Jan. 21.

Not exact matches

While funds with small positions can fly under the radar, data from Britain's Financial Conduct Authority showed 10 investment managers had a position of more than 0.5 percent of Sainsbury's stock, the level at which it demands disclosure.

These risks and uncertainties include, among others: the unfavorable outcome of litigation, including so - called «Paragraph IV» litigation and other patent litigation, related to any of our products or products using our proprietary technologies, which may lead to competition from generic drug manufacturers; data from clinical trials may be interpreted by the FDA in different ways than we interpret it; the FDA may not agree with our regulatory approval strategies or components of our filings for our products, including our clinical trial designs, conduct and methodologies and, for ALKS 5461, evidence of efficacy and adequacy of bridging to buprenorphine; clinical development activities may not be completed on time or at all; the results of our clinical development activities may not be positive, or predictive of real - world results or of results in subsequent clinical trials; regulatory submissions may not occur or be submitted in a timely manner; the company and its licensees may not be able to continue to successfully commercialize their products; there may be a reduction in payment rate or reimbursement for the company's products or an increase in the company's financial obligations to governmental payers; the FDA or regulatory authorities outside the U.S. may make adverse decisions regarding the company's products; the company's products may prove difficult to manufacture, be precluded from commercialization by the proprietary rights of third parties, or have unintended side effects, adverse reactions or incidents of misuse; and those risks and uncertainties described under the heading «Risk Factors» in the company's most recent Annual Report on Form 10 - K and in subsequent filings made by the company with the U.S. Securities and Exchange Commission («SEC»), which are available on the SEC's website at www.sec.gov.

The arrests follow a purge that has seen more than 80 executives at PDVSA and its suppliers jailed for alleged corruption as the state firm's new chief, Major General Manuel Quevedo, has sought to stamp his authority on the sector - the financial lifeblood of Venezuela's unraveling socialist government.

The U.K. Financial Conduct Authority opened an investigation in 2017 looking at Staley's alleged attempt to find out the name of the employee that wrote a letter raising concerns about the recruitment of a senior official by the bank.

Estonia's financial watchdog had said it suspected Danske Bank's local branch of misleading authorities, adding the agency made inspections at the branch in 2014, during which it found what it called extensive and systematic violations of anti-money laundering rules.

The UK's Financial Conduct Authority warned in November that cryptocurrency CFDs «are extremely high - risk, speculative products» that «place you at risk of suffering significant losses.»

Being at war is worse for a currency than not being at war, whether you're fighting the world's financial authorities for legal validity, or engaged in a guerrilla skirmish as either aggressor or victim.

According to figures from the Financial Conduct Authority, released by the House of Commons» Treasury Select Committee in September, 5,476 UK firms have at least one passport that allows them to do business in other EU and European Economic Area nations.

Yesterday, a source close to Huobi told the Australian Financial Review that the exchange's founder, Li Lin, was required to «report to the authorities and cooperate with their work at any time.»

In its report in September, the Financial Action Task Force said that in some cases, the Singaporean authorities did not know enough about what was going on at Le Freeport, given the risks.

From 1998 to 2005, she was director of the markets division and head of the capital markets sector at the U.K. Financial Services Authority.

Tesla's bonds dropped 4.5 cents on the dollar to 86.5 cents at 12:02 p.m. in New York, according to Trace, the bond price reporting system of the Financial Industry Regulatory Authority after reaching their lowest price ever earlier Wednesday.

Some firms are real anal about it, wanting signed signed statements from «licensed financial authorities», but others can be as lax as relying on a screenshot show the total of all your accounts at Personal Capital, etc..

«I don't think bitcoin is prevalent enough at the moment to be a systemic threat in the way we experienced during the financial crisis other threats; it needs watching carefully but I don't think we're there yet,» said Andrew Bailey, chief executive of the Financial Conduct Authority, during a Thursday interview on BBC's Nfinancial crisis other threats; it needs watching carefully but I don't think we're there yet,» said Andrew Bailey, chief executive of the Financial Conduct Authority, during a Thursday interview on BBC's NFinancial Conduct Authority, during a Thursday interview on BBC's Newsnight.

Before that he worked for 14 years at the U.K. Financial Conduct Authority, where he had a variety of roles related to market infrastructure.

In Dubai: This information can be distributed in and from the Dubai International Financial Centre (DIFC) by BlackRock Advisors (UK) Limited Dubai Branch which is regulated by the Dubai Financial Services Authority («DFSA») and is only directed at «Professional Clients» and no other person should rely upon the information contained within it.

Broker - dealers should be «nervous» if they don't have policies and procedures in place before the Department of Labor fiduciary rule's first deadline hits next April, Timothy Hauser, one of the chief architects of the rule, said Tuesday at a Financial Industry Regulatory Authority conference in Washington.

In Dubai: This information can be distributed in and from the Dubai International Financial Centre (DIFC) by BlackRock Advisors (UK) Limited — Dubai Branch which is regulated by the Dubai Financial Services Authority («DFSA») and is only directed at «Professional Clients» and no other person should rely upon the information contained within it.

The Financial Services Authority (OJK) said it was considering setting a cap on interest rates and the size of loans offered by fintech firms, in a move aimed at minimizing the risk of defaults.

There was an explosion of support to the BREAKING NEWS that the FCAA (Financial and Consumer Affairs Authority) had approved an Equity Crowdfunding Exemption in Saskatchewan at 11 am (CST) late morning last Friday, Dec 6, 2013.

At this impulse you should accept the fact that cryptocurrencies are something new and that you are no consultant in traffic with your financial authorities.

Warren also revealed that Yellen this week responded to a letter written to the Fed by the senator confirming that the Fed does have legal authority to remove the board of directors at a financial institution it oversees if warranted.

Kevin's government service includes roles as an enforcement trial lawyer, as counsel to a commissioner at the U.S. Commodities Futures Trading Commission (CFTC), as a regulator at the U.K. Financial Conduct Authority, and as counsel in the U.S. Senate.

JPMorgan's involvement in the rigging of foreign currency has now been looked at by the Commodity Futures Trading Commission (CFTC), the Office of the Comptroller of the Currency (OCC), the U.S. Justice Department, the Federal Reserve, and the U.K.'s Financial Conduct Authority.

A pre-authorized debit (PAD) is a withdrawal from your account at a financial institution (FI) that is initiated by a company or an FI that has your authority to do so.

Moderated by Martin Cornish, a partner at MJ Hudson, the panel featured Jennifer A. Duggins, co-head of the Private Funds Unit in the SEC Office of Compliance Inspections and Examinations; Robert Taylor, head of the Hedge Fund Management Department at the U.K. Financial Conduct Authority (FCA); and Garth Ebanks, deputy head of the Investments and Securities Division of the Cayman Islands Monetary Authority (CIMA).

Zepp is also a principal analyst at the Financial Industry Regulatory Authority (FINRA).

The Financial Industry Regulatory Authority, Inc. has barred Holly Arbuckle, who was in the process of becoming a broker at Merrill Lynch, for not appearing at a hearing investigating the circumstances of her dismissal from the firm.

These investments are managed by our Alternative Investment Fund Manager, LendInvest Funds Management Ltd, which is authorised and regulated by the Financial Conduct Authority, and are directed at individuals and corporates who are investment professionals, financially sophisticated, and high net worth.

The theological obtuseness of the Roman court theologians (Cajetan partly excepted), the inability or unwillingness of the Roman authorities to appropriate their own best ecclesiological traditions, and the unlovely influence of financial politics on the handling of the doctrinal issues all played a considerable role, as did Luther's impatience and anger, his inability to take stupid and inappropriate papal teaching at all calmly (perhaps because his own early view of the papal office was unrealistically high), as well as his tendency to dramatize his own situation in apocalyptic terms.

Last week, Jonathan Davidson, executive director of supervision - retail and authorisations at the Financial Conduct Authority (FCA), told a conference that credit levels were close to a peak seen in 2008.

It will look at the «actions, policies and approach» of the former City watchdog, the Financial Services Authority, and the current Prudential Regulation Authority.

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Mr. Mensah is currently being investigated in connection with alleged financial malfeasance at the NHIA during his tenure as the head of the Authority.

Yesterday Mr Darling joined the governor of the bank of England and the head of the Financial Services Authority in holding talks with the prime minister at No 10.

A study by the World Bank this year shows that less than 5 % of adults in Yemen have an account at a formal financial institution, which shows how difficult it would be for any monitoring and oversight authority to trace political finance within Yemen.

Asked today about the ongoing financial dispute between himself and Gov. Andrew Cuomo that has indefinitely delayed the opening of the $ 1 billion 9/11 museum at Ground Zero, Mayor Bloomberg reiterated that the foundation he chairs has raised its share and turned over the necessary funds to the Port Authority, insisting the governor is getting bad information if he has been led to believe that's not the case.

The New York Power Authority's financial woes over the Hudson Transmission Partners line will compound each year until at least 2020, according to the authority's most recent annuaAuthority's financial woes over the Hudson Transmission Partners line will compound each year until at least 2020, according to the authority's most recent annuaauthority's most recent annual report.

The authority's financial troubles could spur, at the least, another fare and toll hike next year.

Earlier this year when the Port Authority announced that it was backing out of a 40,000 square foot lease at Moynihan Station (the transformed James A. Farley Post Office building), it raised the question of whether the agency would still make a financial contribution to the $ 3 billion effort of the post office and Penn Station.

Michael P. Kelly, a former general manager of New York City's public housing authority, is returning to the job at a time when the agency faces financial pressures even more dire than when he left.

As the governor explained in his veto message, «Prohibiting the Authority from collecting tolls at these 5 exits would result in a significant fiscal loss that is not accounted for in the State's financial plan and must therefore be addressed in the context of the annual State budget negotiation.»

That means staff at the public authority review paperwork, including a questionnaire that asks, among other things, whether the lawmaker nominating the project has any financial interest in the project.

As the banking crisis hit, before the Financial Services Authority (FSA) placed a ban on short - selling on financial stock, politicians from all parties hit out at short -Financial Services Authority (FSA) placed a ban on short - selling on financial stock, politicians from all parties hit out at short -financial stock, politicians from all parties hit out at short - selling.

State Financial Services Superintendent Ben Lawsky wants New York to be an «incubator» for improving cybersecurity and identifying money - laundering at financial institutions, and said he is considering using the authority of his office to change how insurers pay for health care Financial Services Superintendent Ben Lawsky wants New York to be an «incubator» for improving cybersecurity and identifying money - laundering at financial institutions, and said he is considering using the authority of his office to change how insurers pay for health care financial institutions, and said he is considering using the authority of his office to change how insurers pay for health care services.

Mr Mensah is being investigated by the Bureau of National Investigations (BNI) in connection with some financial transactions and other processes at the health insurance authority during his tenure as Chief Executive.

There's a strong chance Cameron will focus on the role of Sir James Crosby, the man Brown appointed deputy chair of the Financial Services Authority (FSA), who faced some pretty damaging accusations from Paul Moore, former head of regulatory risk at HBOS, during yesterday's Treasury committee session.

The allegations were first reported by the Daily News in December, at a time when the authority's former executive director, Thomas J. Madison, and its chief financial officer, John M. Bryan, abruptly resigned.