Sentences with phrase «audit risk exposure»

Not exact matches

Proven leadership experience in Operational Risk / Audit or a related field within a Financial Services Organisation, preferably with exposure to Retail Banking

In making its recommendation, ISS highlighted the role of the audit and corporate responsibility committees in providing risk oversight and, in the context of Target's business, found these committees should have been more cognizant of the company's exposure to cyber attacks and better prepared.

Our experienced attorneys provide comprehensive counseling for investment advisers, beginning with entity formation, registration and disclosure matters and extending to preparing investment advisory contracts, advising on compensation arrangements, developing comprehensive compliance programs and advising on permitted activities by affiliated fund sponsors, broker - dealers and registered reps.. We help gauge legal exposure through risk management audits and provide critical assistance when problems arise, guiding clients through enforcement exams, proceedings, litigation and arbitration.

Maintained a proactive response by performing bi-annual risk analysis on physical and logical assess to reduce exposure and possible audit referrals.

• Efficiently conducted audits of current insurance programs, identified risk and exposures throughout multi-state and international organizations, recommended solutions and implementation of company wide insurance programs.

The current study involved in - depth qualitative file audit of 299 non-heterosexual counselling clients who attended drummond street (within a 3 year period from 2008 - 2011), with 220 risk and protective factors identified relating to the individual (cognitive and coping styles, physical health and health risk behaviours), family of origin, couple relationship and parenting, stressful life events, school and work factors, social connection to mainstream and queer communities, and queer - specific factors (such as exposure to homophobia and being currently in a «questioning» stage regarding sexual identity formation).

In such case, there is a high risk of reverse causality whereby participants» depressive mood may affect their perceptions of the environmental exposures of interest (eg, neighbourhood safety from crime).21 Environmental data collected using more objective measures of the neighbourhood environment, including geographic information systems (GIS) 22 and environmental audits conducted by independent auditors, 23 are likely to provide more robust estimates of the potential causal effects of neighbourhood environmental attributes on residents» depressive symptoms.