Sentences with phrase «authorised firms»

If this directive no longer applies, then the Bars of other member states may refuse to recognise that UK - authorised firms can operate in those member states in this way.»

Even for authorised firms the selling of shares through cold calling is prohibited under the FSA's Conduct of Business Rules.

Authorised firms are to check whether annuity holders have received «advice» before holders sell their annuity income.

For details of the FCA authorised firms issuing this information and any funds referred to, please see Terms and Conditions and Important Information.

Note: This entity is not connected or associated with authorised firm, Cross Ocean Adviser LLP, t / a Cross Ocean Partners, of 11 Charles II Street London SW1Y 4QU and 4th Floor Reading Bridge House, George Street, Reading RG1 8LS

Note: This entity is not connected or associated with authorised firm, London Capital Group of 77 Grosvenor Street W1K 3JR UK, www.lcg.com.

For example, an authorised firm's processing of data must be fair, lawful and transparent; the data must only be used for specific purposes; and data must be kept accurate and protected from loss or destruction.

No longer does the fraudster need to rent the boiler room of a City office, they will simply use a name that is similar to that of a recognised and trusted authorised firm.

The boiler room may even go as far as establishing a website which mirrors that of the authorised firm.

Should an authorised firm have its identity effectively stolen it must act quickly to protect its reputation and regulated status.

Not exact matches

Servify, which offers brand - authorised after sales support services for electronic gadgets, too, raised an undisclosed amount in its pre-Series A funding from Blume Ventures and two German firms in April this year.

One of Repaireasy's rival Servify, which offers brand - authorised after sales support services for electronic gadgets, too, raised an undisclosed amount of money in pre-Series A funding from Blume Ventures and two German firms in April this year.

Mr Smith's name features prominently in the emails to Frédéric Michel, News Corp's public affairs executive, and Mr Hunt claims that, while he was authorised to engage in communications with the firm, he overstepped the mark by offering up - to - the - minute commentary, confidential information and yet - to - be-delivered ministerial statements.

The application also sought «an order authorising the EFCC to appoint a competent person (s) / firm to manage the asset / property listed in the schedule herein, temporarily forfeited to the Federal Government pending the conclusion of investigation.»

Scalable Capital Limited is authorised and regulated by the Financial Conduct Authority (Firm Ref No 672532).

Asset Value Investors Limited (the «Firm») is a London - based investment manager currently authorised and regulated by the UK Financial Conduct Authority («FCA»).

ME Expert Ltd is not authorised to provide advice and are introducing you to a regulated firm with whom we are not under a contractual obligation to conduct mortgage or general insurance mediation business with exclusively.

Rather than retrofitting cars on - site, this firm has developed a modular kit that is intended to be installed (in just two hours, supposedly) by authorised garages around North America.

It is a law firm authorised and regulated by the Solicitors Regulation Authority.

We practise law in Hong Kong through Stephenson Harwood, a Hong Kong partnership which is registered with the Law Society of Hong Kong as a Hong Kong law firm authorised to practise Hong Kong law.

Rachel Kent, global head of financial institutions practice, Hogan Lovells, said the key concern for financial institutions is passporting, which allows firms authorised in the UK to operate in the European Economic Area, and vice versa.

A member of the Legal Services Commission's Specialist Fraud Panel, Tuckers Solicitors is one of the few national firms authorised by the LSC to undertake serious fraud and high profile cases (VHCC).

The previous rules meant that the SRA could revoke or suspend a firm's authorisation if it did not carry out the reserved activities it was authorised to do.

In 2012 the practice became one of only approximately 40 law firms across the country to be admitted as an HSBC Authorised Conveyancing Panel Solicitor for their Mortgage customers and in May 2014, it was awarded the ultimate accolade of «HSBC Panel Solicitor of the Year».

Tuckers is a member of the Very High Cost Case (VHCC) panel, meaning we are one of the few firms in the country authorised to deal with significant, high - value fraud cases.

Firms will only be authorised if they can show that they meet certain threshold conditions.

This includes many US firms, which run their European operations from the UK with branches across the region under a UK Limited Liability Partnership, authorised by the Solicitors Regulation Authority.

The leaflet provides useful information on how to identify a boiler room and what people should do when they are contacted, warning potential investors to check that any firm is authorised by the FSA and stressing that, when dealing with an unauthorised firm, there is no eligibility for payment under the FSCS.

Until he receives all the amounts due, Tarbert said he would not participate in any matter that «that to my knowledge has a direct and predictable effect on the willingness of the firm to pay amounts owed me until I first receive a written waiver», or participate in any matters in which the firm is a part «unless I am first authorised to participate».

EMW is the trading name of EMW Law llp, a Limited Liability Partnership and firm of solicitors authorised and regulated by the Solicitors Regulatory Authority.

Financial Ombudsman Service Ltd v Antony Weil Insurance Consultants (2008): Financial Services and Markets Act 2000 (Transitional Provisions)(Ombudsman Scheme and Complaints Scheme) Order 2001 (whether the compulsory jurisdiction applied to a firm formerly authorised by FIMBRA but never a member of PIA)

Orion Legal Limited have the pleasure of announcing that the Solicitors Regulatory Authority have authorised a change in structure and entity of our firm to a Limited Liability Company.

Allan Reece Associates is a FCA authorised and registered firm of Independent Financial Advisers and Mortgage and Credit Brokers.

The Firm is authorised and regulated by the Solicitors Regulation Authority.

In the UAE mainland, the Federal Code of Ethics apply to (i) all advocates practising in the UAE, (ii) all legal consultants practising in the UAE, (iii) all law firms licensed in the UAE, (iv) all foreign advocated and legal consultants temporarily authorised to provide services in the UAE; and (v) the representatives of parties in the arbitration centres licensed in the UAE.

Advised firms of solicitors (often as panel firms to the CMC) as to applicability of consumer protection legislation to not only their own business models but of their clients too including obligations akin to those arising under the Conduct of Authorised Person Rules 2007 and the distance selling regulations.

Even though we are not authorised under the Financial Services and Markets Act 2000, we are included on the Register of Exempt Professional Firms maintained by the FSA so that we can carry out insurance mediation activity, which is broadly the advising on, selling and administration of insurance contracts.

«If your firm is not authorised by the FCA and is offering products or services requiring authorisation it is a criminal offence.

** uSwitch Limited is authorised and regulated by the Financial Conduct Authority (FCA) under firm reference number 312850.