Sentences with phrase «bank and financial services regulation»

Advising Canadian banks, both domestic and foreign - owned, in all aspects of bank and financial services regulation in Canada.

Marco Zechini is a partner in Orrick's Rome office, member of the M&A and Private Equity group and head of the Italian Banking and Financial Services Regulation practice.

Not exact matches

The NYFDS promulgates and enforces regulations governing banks, insurance companies, and other financial services institutions that do business in the state.

These included updates on compensation - related regulations and guidance issued by the Board of Governors of the U.S. Federal Reserve System (Federal Reserve Board) and other U.S. federal banking regulators, the Financial Stability Board, the United Kingdom Financial Services Authority and other regulators around the world.

Eddy: Bitcoin startups are disrupting the world of financial services, so regulations and access to banking (both are linked) are the greatest challenges facing the industry.

It's no longer actually meant to regulate the financial services industry as it pertains to the treatment of Main Street — it has been transformed into an advocacy for the banks, credit card issuers, insurance companies, mortgage originators and brokerage firms against what it sees as overzealous regulation and job - killing oversight.

On 18 March 2013, the Financial Crimes Enforcement Network (or FinCEN), a bureau of the United States Department of the Treasury, issued a report regarding centralized and decentralized «virtual currencies» and their legal status within «money services business» (MSB) and Bank Secrecy Act regulations.

The Bank Secrecy Act and its implementing regulations require Money Service Businesses to register with the Financial Crimes Enforcement Network (FinCEN).

In addition, mergers and acquisitions within the financial services sector, relaxation of regulations to permit a wide range of «specialized» exchanges (including some which are set up to allow computers to trade with each other), and systems allowing big institutional investors like banks, mutual funds, pension funds and money managers to exchange shares directly have pretty much eliminated the differences between the exchanges.

• Better protecting consumers and investors: A newly - formed Department of Financial Regulation will merge the Insurance Department, Banking Department, and the Consumer Protection Board to better regulate modern financial services organFinancial Regulation will merge the Insurance Department, Banking Department, and the Consumer Protection Board to better regulate modern financial services organfinancial services organizations.

The cybersecurity regulations — which cover banks, insurance companies and other financial services institutions — mandate that any DFS - regulated institution must have a cybersecurity program designed to protect consumers» private data, a chief information security officer and other controls to ensure the safety of the finance industry.

The Department of Financial Services has the power, under the proposed new rules, to deny and potentially revoke a consumer credit reporting agency's authorization to do business with banks and insurance companies in New York if a credit agency doesn't obey the new regulations.

«This, then, is not the end of free markets, but it must be the end of free markets without effective regulation of banking and financial services.»

Barclays Bank UK PLC is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority (Financial Services Register number: 759676).

You're not buying things in the same way — yet overall, you probably have more rights as under banking regulations you have a right to be «treated fairly» and this can be adjudicated by the free Financial Ombudsman Service.

Until March 2013, all of this was regulated by the Financial Conduct Authority (FCA) and much of banks» conduct was controlled by FCA Payment Services Regulations 2009.

Global legal services: entity governance and compliance, immigration, M&A, employment, restructuring, anti-trust, banking and finance, cybersecurity, energy, financial services regulation, information technology, intellectual property, private client, real estate, public law, tax litigation and white collar crime

Rodey received first tier rankings in Santa Fe in these areas: Administrative / Regulatory Law Arbitration Banking and Finance Law Corporate Law Energy Law Financial Services Regulation Law Mediation Mining Law Native American Law Natural Resources Law Personal Injury Litigation - Defendants Real Estate Law

Barclays Bank PLC is authorised by the Prudential Regulation Authority, and regulated by the Financial Conduct Authority (Financial Services Register No. 122702) and the Prudential Regulation Authority.

Norman Roos, chair of the firm's Finance Group, has been listed in The Best Lawyers in America © in the areas of Banking and Finance Law and Financial Services Regulation Law since 2012.

The New York Department of Financial Services is requiring banks, insurance companies, and other financial service providers to comply with its 2017 cybersecurity reFinancial Services is requiring banks, insurance companies, and other financial service providers to comply with its 2017 cybersecurity refinancial service providers to comply with its 2017 cybersecurity regulation.

Advising domestic and foreign banks, trust companies, insurance companies and securities dealers in all aspects of financial services regulation in Canada, including ownership restrictions, operating requirements, permissible corporate structures and product development.

Main areas of work Dechert delivers legal expertise and commercial insight in our core practices: antitrust; banking and financial institutions; bankruptcy, business restructuring and reorganization; corporate; employee benefits and executive compensation; energy and natural resources; finance; financial services and investment management; intellectual property; international arbitration; international tax and private client services; international trade and government regulation; life sciences; litigation; pro bono; and real estate.

Business Development: Brokering various business dealings that further the diversification of Indian economies Developing and accessing commercial financial programs and services for tribal governments, including tax - exempt offerings and federally - guaranteed housing loans Serving as issuer or underwriter's counsel in tribal bond issuances Ensuring tribal compliance with Bank Secrecy Act and other federal financial regulatory requirements Handling federal and state income, excise, B&O, property and other tax matters for tribes and tribal businesses Chartering tribal business enterprises under tribal, state and federal law Registering and protecting tribal trademarks and copyrights Negotiating franchise agreements for restaurants and retail stores on Indian reservations Custom - tailoring construction contracts for tribes and general contractors Helping secure federal SBA 8 (a) and other contracting preferences for Indian - owned businesses Facilitating contractual relations between tribes and tribal casinos, and gaming vendors Building tribal workers» compensation and self - insurance programs Government Relations: Handling state and federal regulatory matters in the areas of tribal gaming, environmental and cultural resources, workers» compensation, taxation, health care and education Negotiating tribal - state gaming compacts and fuel and cigarette compacts, and inter-local land use and law enforcement agreements Advocacy before the Washington State Gambling Commission, Washington Indian Gaming Association and National Indian Gaming Commission Preparing tribal codes and regulations, including tribal court, commercial, gaming, taxation, energy development, environmental and cultural resources protection, labor & employment, and workers» compensation laws Developing employee handbooks, manuals and personnel policies Advocacy in areas of treaty rights, gaming, jurisdiction, taxation, environmental and cultural resource protection Brokering fee - to - trust and related real estate and jurisdictional transactions Litigation & Appellate Services: Handling complex Indian law litigation, including commercial, labor & employment, tax, land use, treaty rights, natural and cultural resource matters Litigating tribal trust mismanagement claims against the United States, and evaluating tribal and individual property claims under the Indian Claims Limitation Act Defending tribes and tribal insureds from tort claims brought against them in tribal, state and federal courts, including defense tenders pursuant to the Federal Tort Claims Act Assisting tribal insureds in insurance coverage negotiations, and litigation Representing individual tribal members in tribal and state civil and criminal proceedings, including BIA prosecutions and Indian probate proceedings Assisting tribal governments with tribal, state and federal court appeals, including the preparation of amicus curiae briefs Our Indian law & gaming attorneys collaborate to publish the quarterly «Indian Legal Advisor ``, designed to provide Indian Country valuable information about legal and political developments affecting tribalservices for tribal governments, including tax - exempt offerings and federally - guaranteed housing loans Serving as issuer or underwriter's counsel in tribal bond issuances Ensuring tribal compliance with Bank Secrecy Act and other federal financial regulatory requirements Handling federal and state income, excise, B&O, property and other tax matters for tribes and tribal businesses Chartering tribal business enterprises under tribal, state and federal law Registering and protecting tribal trademarks and copyrights Negotiating franchise agreements for restaurants and retail stores on Indian reservations Custom - tailoring construction contracts for tribes and general contractors Helping secure federal SBA 8 (a) and other contracting preferences for Indian - owned businesses Facilitating contractual relations between tribes and tribal casinos, and gaming vendors Building tribal workers» compensation and self - insurance programs Government Relations: Handling state and federal regulatory matters in the areas of tribal gaming, environmental and cultural resources, workers» compensation, taxation, health care and education Negotiating tribal - state gaming compacts and fuel and cigarette compacts, and inter-local land use and law enforcement agreements Advocacy before the Washington State Gambling Commission, Washington Indian Gaming Association and National Indian Gaming Commission Preparing tribal codes and regulations, including tribal court, commercial, gaming, taxation, energy development, environmental and cultural resources protection, labor & employment, and workers» compensation laws Developing employee handbooks, manuals and personnel policies Advocacy in areas of treaty rights, gaming, jurisdiction, taxation, environmental and cultural resource protection Brokering fee - to - trust and related real estate and jurisdictional transactions Litigation & Appellate Services: Handling complex Indian law litigation, including commercial, labor & employment, tax, land use, treaty rights, natural and cultural resource matters Litigating tribal trust mismanagement claims against the United States, and evaluating tribal and individual property claims under the Indian Claims Limitation Act Defending tribes and tribal insureds from tort claims brought against them in tribal, state and federal courts, including defense tenders pursuant to the Federal Tort Claims Act Assisting tribal insureds in insurance coverage negotiations, and litigation Representing individual tribal members in tribal and state civil and criminal proceedings, including BIA prosecutions and Indian probate proceedings Assisting tribal governments with tribal, state and federal court appeals, including the preparation of amicus curiae briefs Our Indian law & gaming attorneys collaborate to publish the quarterly «Indian Legal Advisor ``, designed to provide Indian Country valuable information about legal and political developments affecting tribalServices: Handling complex Indian law litigation, including commercial, labor & employment, tax, land use, treaty rights, natural and cultural resource matters Litigating tribal trust mismanagement claims against the United States, and evaluating tribal and individual property claims under the Indian Claims Limitation Act Defending tribes and tribal insureds from tort claims brought against them in tribal, state and federal courts, including defense tenders pursuant to the Federal Tort Claims Act Assisting tribal insureds in insurance coverage negotiations, and litigation Representing individual tribal members in tribal and state civil and criminal proceedings, including BIA prosecutions and Indian probate proceedings Assisting tribal governments with tribal, state and federal court appeals, including the preparation of amicus curiae briefs Our Indian law & gaming attorneys collaborate to publish the quarterly «Indian Legal Advisor ``, designed to provide Indian Country valuable information about legal and political developments affecting tribal rights.

Our Financial Regulation team provides regulatory advice for a wide range of financial institutions, including government bodies, banks, securities firms, investment managers, alternative asset managers, custodians, building societies, life and non-life insurance companies, reinsurers, electronic trading platforms, stockbrokers, corporate financiers, retail intermediaries, pension houses, payment services firms and peer - to - peer lendiFinancial Regulation team provides regulatory advice for a wide range of financial institutions, including government bodies, banks, securities firms, investment managers, alternative asset managers, custodians, building societies, life and non-life insurance companies, reinsurers, electronic trading platforms, stockbrokers, corporate financiers, retail intermediaries, pension houses, payment services firms and peer - to - peer lendifinancial institutions, including government bodies, banks, securities firms, investment managers, alternative asset managers, custodians, building societies, life and non-life insurance companies, reinsurers, electronic trading platforms, stockbrokers, corporate financiers, retail intermediaries, pension houses, payment services firms and peer - to - peer lending firms.

But in other industries in the UK it was felt that, whilst providers could represent themselves, they were not good at regulating themselves: that banks couldn't regulate banks, that brokers couldn't represent brokers — that self - regulation, in financial services as well as other services, did not work well and that the days of self - regulation were over.

We work closely with colleagues in banking, financial regulation, competition, and restructuring, who share our experience of acting for financial services clients.

Hasty changes to banking regulation and to rules on capital gains tax and nondomiciled workers will damage the financial services sector and the UK's reputation, the government has been warned.

He also said he would he would resign from positions with Harvard Law School, the Bloomberg BNA Banking Report, the Review of Banking & Financial Services, the Review of Securities & Commodities Regulation and The Banking Law Journal, and not participate in any matter involving them for a year after his resignation unless he was first authorised to participate.

The proposed regulation will require banks, insurance companies and other financial services institutions regulated by the New York State Department of Financial Services to establish and maintain a comprehensive cybersecurityfinancial services institutions regulated by the New York State Department of Financial Services to establish and maintain a comprehensive cybersecurity services institutions regulated by the New York State Department of Financial Services to establish and maintain a comprehensive cybersecurityFinancial Services to establish and maintain a comprehensive cybersecurity Services to establish and maintain a comprehensive cybersecurity program.

Financial Services Law360 UK and Insurance Law360 UK provide breaking news and analysis on U.K. and EU regulation, enforcement, legislation, and litigation involving banks, investment firms and insurers.

Areas of focus within financial services law include securities regulation and transactions; futures, derivative, and swap regulations and transactions; banking regulation and transactions; and investment advisor regulation.

It argues that the rule of law is being undermined by broadly drafted laws that, in practice, allow the regulators or prosecuting authorities to decide what is illegal, eg s 75 of the Banking Act 2009 gives the Treasury the power to disapply or modify the effect of any law without Parliamentary approval, and the financial services industry as a whole increasingly relies on «principles - based regulation».

The Financial Services (Banking Reform) Act 2013 introduces an approval and responsibility regime for senior bankers and comprehensive requirements for banks and other financial institutions to vet the suitability of their staff and monitor their compliance with rules of conduct made by the Prudential Regulation Authority andFinancial Services (Banking Reform) Act 2013 introduces an approval and responsibility regime for senior bankers and comprehensive requirements for banks and other financial institutions to vet the suitability of their staff and monitor their compliance with rules of conduct made by the Prudential Regulation Authority andfinancial institutions to vet the suitability of their staff and monitor their compliance with rules of conduct made by the Prudential Regulation Authority and the FCA.

Unprecedented market conditions and a wave of new financial regulation has changed the shape of the financial services industry, forcing institutions to re-evaluate their business models and challenging the risk and reward profiles of many types of banking transactions.

He has experience in banking, insurance, financial services and asset management regulation, as well anti-money laundering and the relevant corporate governance matters.

In this capacity, he worked to help advance Treasury's legislative agenda on a broad portfolio of international economic issues, including international financial services regulation, development, banking and securities, trade and investment, climate finance and monetary affairs.

To address these challenges, we are requesting legislation that would provide a safe harbor for depository institutions that provide a financial product or service to a covered business in a state that has implemented laws and regulations that ensure accountability in the marijuana industry such as the SAFE Banking Act (S. 1152 and H.R. 2215) or similar legislation.

The report followed a statement made by the Financial Supervisory Service (FSS) and Financial Intelligence Unit of the country which outlined how six banks were being inspected by both the bodies for ensuring compliance with the freshly implemented regulations in the field of anti-money laundering.

In April, the Indian government moved closer to developing cryptocurrency regulations, setting up an interdisciplinary committee including the Reserve Bank, the Ministry of Revenue, the Department of Financial Services, and others.

South Korean officials from the Financial Intelligence Unit and Financial Supervisory Services are currently inspecting six major banks in the country to ensure that they are complying with the recently implemented anti-money laundering regulations.

The report follows a statement by the country's Financial Supervisory Service (FSS) and Financial Intelligence Unit, which outlined how the two bodies have begun inspecting six banks to ensure they are in compliance with newly - implemented anti-money laundering regulations.

Performed audits requiring an understanding of accounting principles, operations and processes, technical knowledge of information systems, regulatory compliance including security and banking regulations, and industry and financial services practices and trends.

Banking / Finance Protect highly sensitive data and uphold increasingly strict regulations with the right screening services designed for your financial positions.

Professional Experience Harris Bank Evanston (Evanston, IL) 2000 — 2009 Vice President / Branch Manager • Managed all aspects of Evanston branch including daily operations and personnel • Hired, trained, scheduled, and supervised staff of 10 tellers, personal bankers, and support staff • Created and implemented employee review, development, and recognition programs • Designed and executed education programs focused on banking and service best practices • Oversaw teller line, mortgage, consumer loan, and commercial banking departments • Consistently exceeded financial goals through effective sales, marketing, and management • Awarded Harris Bank Outstanding Sales Award for setting company best in product sales • Delivered excellent customer service resulting in client satisfaction and repeat business • Ensured banking compliance with state, federal, and internal regulations • Conducted audits to maintain responsible, profitable, and efficient operations