Sentences with phrase «barred from the securities»

The most famous: Michael Milken, who, even after he was barred from securities trading, negotiated a deal for which he received $ 42 million.
He was forced to pay a $ 4 - million settlement and was barred from the securities industry for life.
* Authors attest that they have never been prosecuted for or sued about any securities - related issue, and that they have never been barred from the securities industry or convicted of a felony.

Not exact matches

The order, which bars admission of Syrian refugees and suspends travel to the United States from Syria, Iraq, Iran and four other countries on national security grounds, has led to the detention or deportation of hundreds of people arriving at U.S. airports.
Japanese government officials are drafting regulation that encompasses a tax on transactions and bars banks and securities firms from dealing with Bitcoin as part of their core business.
The new order bars travel to the U.S. for 90 days from six predominantly Muslim countries — Sudan, Syria, Iran, Libya, Somalia and Yemen according to the Department of Homeland Security.
WASHINGTON, April 17 (Reuters)- The top U.S. telecommunications regulator proposed on Tuesday to bar government programs from buying from companies that pose a security threat to U.S. telecoms networks, a rule that could hurt U.S. sales of China's Huawei and ZTE.
WASHINGTON, March 26 - Federal Communications Commission Chairman Ajit Pai on Monday said he was proposing new rules to bar the use of funds from a government program to purchase equipment or services from companies that pose a security threat to U.S. communications networks.
It's unclear whether the coins are utility tokens or securities that would fall under the SEC's oversight, and many start - ups have barred U.S. residents from officially participating in token sales as a result.
More sophisticated — and more costly, at $ 13,000 and up for a software license — security tools such as Cloakware, Cyber-Ark, and e-DMZ Security can bar an employee from using the same password for, say, logging in to e-mail as for checking the company finsecurity tools such as Cloakware, Cyber-Ark, and e-DMZ Security can bar an employee from using the same password for, say, logging in to e-mail as for checking the company finSecurity can bar an employee from using the same password for, say, logging in to e-mail as for checking the company financials.
IPT has partnered with medical associations, the American Bar Association, state bar associations and State Securities Offices to undertake research and develop tools and resources to help you protect yourself and your loved ones from elder financial abuBar Association, state bar associations and State Securities Offices to undertake research and develop tools and resources to help you protect yourself and your loved ones from elder financial abubar associations and State Securities Offices to undertake research and develop tools and resources to help you protect yourself and your loved ones from elder financial abuse.
Specific details of the 2011 decree included barring Facebook from making misrepresentations about privacy and security of personal information; getting user consent before making change that override privacy preferences; preventing material to be shared after an account was deleted or deactivated; and maintaining a privacy program assessing risks and getting this audited every two years.
The Federal Communications Commission in April proposed barring the use of funds from a government program to purchase equipment or services from companies that pose a security threat to U.S. communications networks.
For Lacroix, the SEC also seeks an officer - and - director bar and a bar from offering digital securities against Lacroix and Paradis - Royer.
Investment in these companies is speculative, volatile, and features a high level of risk,» Israel Securities Authority (ISA) chairperson Anat Guetta said two weeks ago in announcing the ISA's decision to bar such companies from inclusion in Tel Aviv Stock Exchange indices.
(CNN)-- The Mandarin Oriental Hotel in DC barred a Muslim employee from serving an Israeli delegation, claiming it had no choice but to comply with a national security mandate from the U.S. government.
... (Morsi) formally gave himself open - ended powers to make decrees that are immune from judicial oversight (therefore barring any legal recourse against them), giving himself license to do pretty much anything else he pleases in the name of national security.
All acceptable browsers do provide detailed information on security levels in «Properties» or «Document Information» from the browser's menu bar.
«With the Anti-Rebound Bar and European Belt Guide, we've found a way to make our industry - leading infant seat even safer and more convenient for parents, and we're honored to provide that security and assurance to families from the very beginning, protecting even their littlest passengers.»
It knows that it is in charge of protecting the most precious piece of cargo in your vehicle and has everything covered in the event of impact - from side impact security and protection, a crumple zone and an integrated rebound bar to minimise rotation.
It has a short wrist strap that is attached to the handle bar for extra security in case the stroller runs away from you while you are jogging.
In a comment that is now the most ironic statement of the year Green added: «I suppose what we have in the Commons is trust, from the Tea Room to the bars and restaurants there is camaraderie and security among all of us cross party.»
Security operatives earlier in the day barred delegates from Ucha faction who thronged the Nkwegu Ugbala venue apparently from gaining entry into the venue of the state congress.
The White House said it was disappointed that the temporary funding bill continued a provision barring the Securities and Exchange Commission from taking action to increase transparency in public companies» political spending.
The Senate's budget proposals include a provision that would bar local governments — including police departments and district attorney's — from adopting laws or policies that «impede or interfere» with federal homeland security laws.
A former New York prison worker who helped two murderers escape from a maximum - security lockup has been sentenced to up to seven years behind bars.
The «new» Buffalo was on display yesterday as city lawmakers gave final approval to everything from bicycles and ice cream to a new Main Street bar and a new City Hall security system.
Meanwhile, the military, yesterday, barred the Secretary to Delta State Government, SSG, Mr Festus Agas and Director - General, Security Matters in the state, Mr. David Tonwe, both representing Governor Okowa, from joining the entourage of the Minister of Defence, Brigadier - General Monsur Mohammed Dan - Ali (retd), to inspect crude oil and gas pipelines bombed, last week, by militants.
Convicted killer David Sweat, who was serving life behind bars when he staged a daring escape from a maximum - security prison, is due in court to answer his latest criminal charges.
Rattner agreed this week to pay $ 6 million and be barred from the financial industry for two years to resolve allegations made by the Securities and Exchange Commission that he bribed a political consultant to win business from New York's pension fund for his former investment firm, the sources said.
Florida Gov. Rick Scott, a Republican, backed a proposal on Friday to increase the age of firearm purchases to 21 as well as school security measures and increased safeguards on background checks to bar mentally ill people from buying a gun.
We rely on law enforcement professionals from the NYPD to set the bar for security, and IDNYC consistently meets this high standard,» a City Hall spokesperson said in a statement emailed to the Observer.
Assembly Members Ron Castorina and Nicole Malliotakis, Republicans from Staten Island, argued that the city would pose a risk to national security by deleting that information, and sued the administration, making the case to a Richmond County Supreme Court judge that it would violate the state's Freedom of Information Law (FOIL), which bars the destruction of city records.
A sobbing former prison worker who helped two murderers escape from a maximum - security lockup said she regretted her «horrible mistake» as she was sentenced Monday to up to seven years behind bars as part of a plea deal.
It was further learnt that the ex-councillors were barred by security operatives from entering the Government House.
The Hotsim attackers have barred all the company's employees from accessing their own user accounts, including the security team.
Inspass could also improve security against terrorists and other criminals: before admitting a traveller, the machine checks against a database to make sure that he or she has not been barred from entering the country.
Airport layovers: With all the stress that comes with traveling, it's tempting to beeline your way straight from security to an airport bar for a few beers (and whatever food is most fried on the menu).
Some people consider this as a dangerous sign, but what the millennials see is the danger for their mental and physical security from «traditional» bar and club scenes.
Security is a big issue this day and age so taking a date to the bar on the first date is probably not the best idea as this can bring on a defensive posture from the date.
Unlike bars and clubs we give you the chance to get to know your prospective date from the safety and security of your own home.
Meanwhile, it was announced earlier today that a Syrian cinematographer, whose work was featured in the Best Documentary Short nominee The White Helmets, had been barred from entering the country by the Department Of Homeland Security.
When relations with the principal soured during that campaign, Rowe, the chapter's lead adult organizer, was escorted by school security out of the school and is now barred from entering.
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