Sentences with phrase «behalf of the financial institutions»

These traders make decisions on behalf of the financial institutions, as well as on behalf of clients.

The mortgage agent is a professional who sells loans on behalf of a financial institution.

Leo's practice also includes conducting internal investigations on behalf of financial institutions, investment advisers, broker - dealers and public companies.

Conducted highly sensitive, internal investigation on behalf of a financial institution to uncover fraudulent and / or criminal activities by its employees

In the NPRM we proposed to permit covered entities to disclose, in connection with routine banking activities or payment by debit, credit, or other payment card, or other payment means, the minimum amount of protected health information necessary to complete a banking or payment activity to financial institutions or to entities acting on behalf of financial institutions to authorize, process, clear, settle, bill, transfer, reconcile, or collect payments for financial institutions.

Response: We interpret section 1179 of the Act to mean that entities engaged in the activities of a financial institution, and those acting on behalf of a financial institution, are not subject to this regulation when they are engaged in authorizing, processing, clearing, settling, billing, transferring, reconciling, or collecting payments for a financial institution.

Section 1179 of the Act makes the above provisions inapplicable to financial institutions (as defined by section 1101 of the Right to Financial Privacy Act of 1978) or anyone acting on behalf of a financial institution when «authorizing, processing, clearing, settling, billing, transferring, reconciling, or collecting payments for a financial institution.»

A Lending Manager coordinates lending activities and ensures the effectiveness of loan programs on behalf of a financial institution.

«Disposing of commercial and residential loans on behalf of financial institutions allows lenders to free up capital, clean up their balance sheets and ultimately reinvest this capital back into the local markets,» Managing Director Samuel P. Boyd states.

The Real Estate Group, in addition to purchases and sales of real estate, is also involved in loan transactions on behalf of financial institutions, the development of residential and industrial subdivisions from the planning stage through to eventual sale of the fully developed lands, and the development of condominiums.

Not exact matches

So the fact that large financial institutions like Fidelity are experimenting with Bitcoin mining shows me there's interest on behalf of financial incumbents.

Modernised reporting forms that are collected by APRA on behalf of the RBA and the Australian Bureau of Statistics will significantly improve the aggregate and institution - level data that are currently collected from ADIs and registered financial corporations (RFCs).

Jackie, originally from Sheffield, now lives in Purfleet and is a policy adviser at the Financial Services Consumer Panel where she works on behalf of consumers to get fairer treatment from financial instFinancial Services Consumer Panel where she works on behalf of consumers to get fairer treatment from financial instfinancial institutions.

The House passed the bill that would require the Treasury secretary to report to Congress on any U.S. or foreign financial institutions that are involved in financing the purchase or export of aircraft on behalf of Iran, and to certify that such transactions pose no money - laundering or terrorism - financing risk.

Iranian Aircraft Purchase Transactions — Vote Passed (252 - 167, 12 Not Voting) The House passed the bill that would require the Treasury secretary to report to Congress on any U.S. or foreign financial institutions that are involved in financing the purchase or export of aircraft on behalf of Iran, and to certify that such transactions pose no money - laundering or terrorism - financing risk.

We may disclose all of the information we collect, as described above, to companies that perform marketing services on our behalf or to other financial institutions with whom we have joint marketing agreements.

Broker A company or individual that executes futures and options orders on behalf of financial and commercial institutions and / or the general public.

Roth IRA's for kids can be set up with financial institutions (Vanguard, Fidelity) and the parent acts as the custodian and controls the account on behalf of the minor.

Golombek says that ruling — it was the bank fighting on behalf of its client — is being watched closely and he doesn't believe financial institutions will release funds without a court order.

If a landlord is not signed up with RentTrack to receive direct deposit payments, RentTrack may handle the transfer of payment from a Tenant to a Landlord by producing a negotiable instrument with Tenant's pertinent financial institution account information and executing the instrument on behalf of the Tenant to allow the transfer of funds directly from Tenant to Landlord («Check Printing and Mailing Service»).

Large professional buyers of securities, mostly financial institutions, that are offered a portion of a new issue by one member of the banking group on behalf of the whole syndicate.

You recognize that the foregoing policy also applies to a cash deposit which is the result of a promotional award to you by us, or on your behalf by entitled third - parties such as your financial institution, to a qualified - type Account; and that it is your responsibility to monitor related amounts and their timing.

These certified specialists work 24/7 to mitigate the adverse impact of identity theft, and liaise on behalf of customers with credit bureaus, financial institutions, and government agencies for as long as it takes until all associated issues are resolved.

(8) contained in or related to examination, operating, or condition reports prepared by, on behalf of, or for the use of an agency responsible for the regulation or supervision of financial institutions; or,

If you're an executor, you can write a Bank Confirmation Letter to a bank or financial institution on behalf of a deceased person's estate.

Researched and executed Digital Millennium Copyright Act internet take - downs of infringing media on behalf of leading financial institution.

The strength of the Firm's Financial Institutions litigation practice is reflected in the depth and breadth of its experience and in the exceptional results achieved on behalf of the Firm's financial institutionsFinancial Institutions litigation practice is reflected in the depth and breadth of its experience and in the exceptional results achieved on behalf of the Firm's financial institutiInstitutions litigation practice is reflected in the depth and breadth of its experience and in the exceptional results achieved on behalf of the Firm's financial institutionsfinancial institutionsinstitutions clients.

The new hires, who are joining from Allen & Overy, will focus on acquisition and leveraged finance, event - driven finance, corporate lending and restructuring transactions in South East Asia and India on behalf of regional and global financial institutions, corporates, private equity funds and debt funds.

He has managed complex consulting assignments on behalf of public and private owners, engineers, contractors, insurance and financial institutions.

Those rules mean certain financial institutions are obliged to verify the identity of clients or persons on whose behalf their clients are acting, before they can engage in transactions.

Mr. Burt has extensive experience managing major class action litigation on behalf of financial services institutions in more than 40 states, and he is a frequent speaker on class action issues.

My bio will show you that I litigate business disputes, mostly on behalf of owner entrepreneurs and mostly against businesses, financial institutions, and people who badly need to be taught a lesson.

Commercial Litigation — Lead attorney in international fraud and breach of contract action resolved in client's favor on summary judgment including recovery of all attorneys» fees; Served as first - chair defending a loan servicer in complex civil litigation involving declaratory judgment action and cross-claims for commercial torts; Second chair for seven day jury trial involving claims for indemnification and statutory business conspiracy; Won summary judgment as the lead counsel on behalf of a charitable trust in litigation over a commercial lease termination; Represented financial institutions in commercial tort actions; Represented finance company in AAA Arbitration.

Acting on behalf of banks and financial institutions on secured lending transactions up to a value of # 1.2 million.

Prevailed in a trial in the U.S. District Court for the Eastern District of New York on behalf of a company that provides licensure and educational services to financial institutions against allegations, including breach of contract, breach of fiduciary and equitable claims, initiated by a sales and marketing company after termination of the relationship for poor performance

Working closely with our M&A, Private Equity and Finance teams, including Islamic Finance and Investment, our Capital Markets lawyers lead transactions on behalf of clients across all sectors, with a focus on the energy, financial institutions, life sciences and healthcare, industrials, real estate and telecommunications industries.

We do not consider a financial institution to be acting on behalf of a covered entity, and therefore no business associate contract is required, when it processes consumer - conducted financial transactions by debit, credit or other payment card, clears checks, initiates or processes electronic funds transfers, or conducts any other activity that directly facilitates or effects the transfer of funds for compensation for health care.

If, however, these activities are performed by a covered entity or by another entity, including a financial institution, on behalf of a covered entity, the activities are subject to this rule.

In particular, the commenter observed that section 1179 of the Act provides that part C of title XI of the Act does not apply to financial institutions or to entities acting on behalf of such institutions that are covered by the section 1179 exemption.

We note that we do not consider a financial institution to be acting on behalf of a covered entity, and therefore no business associate contract is required, when it processes consumer - conducted financial transactions by debit, credit or other payment card, Start Printed Page 82505clears checks, initiates or processes electronic funds transfers, or conducts any other activity that directly facilitates or effects the transfer of funds for compensation for health care.

We act on behalf of investment banks and financial institutions in equity and debt offerings, including high yield debt, and advise financial services companies in multibillion dollar outsourcing transactions.

Having the opportunity to act as an adviser to JBIC's senior management on many of their high profile energy related transactions, plus acting as the adviser to establish and implement on behalf of the Japanese Ministry of Finance and JBIC — the Japan Carbon Finance Ltd (a new financial institution) and also being the first female foreigner to ever work directly as an adviser within JBIC during my time in Tokyo — created an important milestone in my career.

We have an experienced U.S. practice litigating against major investment and commercial banks on behalf of other financial institutions, insurers and hedge funds.

These certified specialists work 24/7 to mitigate the adverse impact of identity theft, and liaise on behalf of customers with credit bureaus, financial institutions, and government agencies for as long as it takes until all associated issues are resolved.

These specialists can spend up to one full year liaising with credit bureaus, financial institutions, and government agencies on behalf of victims in order to restore their identity to good health.»

The new protocols also require a high level of due diligence on behalf of South Korea's financial institutions.

The new guidelines also require a high level of due diligence on behalf of South Korea's financial institutions.

Currently, Ripple requires two parties for a transaction to occur: a regulated financial institution «holds funds and issues balances on behalf of customers» while «market makers» such as hedge funds or currency trading desks provide liquidity in the currency they want to trade in.

India's central bank deputy governor BP kanungo on behalf of RBI directed the banks and financial institutions it oversees not to work with cryptocurrency exchanges and other related services.

Overall, the positivity and optimism of the event represented rapidly increasing interests in the blockchain technology on behalf of banks, major financial institutions and IT corporations.