Sentences with phrase «behalf of the issuer»

Prospective investors are advised to make an investment in any such fund only after carefully considering the risks associated with investing in such funds, as detailed in the offering memorandum, prospectus or similar document that is prepared by or on behalf of the issuer of the investment fund.

Rossetti has served as counsel for a number of venture capital clients and in public offerings on behalf of issuers and underwriters, including J.P. Morgan H&Q, Oppenheimer & Co..

Successfully defending a claim in the Commercial Court on behalf of the issuer of Foreign Currency Convertible Bonds.

Danny's recent experience includes negotiating and completing several private equity financings on behalf of issuers, acting for a large international purchaser in an acquisition of a manufacturing business, and completing leasing transactions in Western Canada for a large real estate investment trust (REIT).

Not exact matches

ImpactUs, which is registered not as a funding portal but as a broker dealer, launched in April featuring four issuers that had been vetted on behalf of potential investors.

The CFPB alleges that the firm operates like a factory, producing hundreds of thousands of debt collection lawsuits against consumers on behalf of its clients, which mainly include banks, debt buyers, and major credit card issuers.

Rule 506 (b) allows for issuer's to raise an unlimited amount of money, from an unlimited number of accredited investors, so long as no «general solicitation» is conducted in connection with the offering, and that each investor has a substantive, pre-existing relationship with the issuer or person offering the securities of its behalf.

-- An issuer may not include in its proxy materials a shareholder proposal submitted by a person in such person's capacity as a proxy, representative, agent, or person otherwise acting on behalf of a shareholder.».

When credit card issuers (which are usually banks) issue you a credit card, your creditworthiness and previous credit performance are big determinants of how much of a credit line will be extended on your behalf.

A secured credit card is just like a regular credit card in that it reports either monthly or quarterly to the credit bureaus - the difference is that you will place a deposit equal to the amount of credit that you wish to have extended on your behalf with the card issuer.

This agreement contains the Savings Account Agreement (the «Agreement») for the optional savings account («Chime Savings» or «Savings Account») made available to eligible consumers by The Bancorp Bank, Wilmington, Delaware, member of the Federal Deposit Insurance Corporation («FDIC»)(the «The Bancorp Bank», the «Bank» or «Issuer») on behalf of 1debit Inc. («Chime»).

The ratings above were solicited by, or on behalf of, the issuer, and therefore, Fitch has been compensated for the provision of the ratings.

Authorities that issue bonds on the behalf of qualified nongovernmental issuers include health facilities and industrial development authorities.

A group health plan or health insurance issuer or HMO, or their business associate on their behalf, may perform such analyses for an employer customer and provide the results in de-identified form to the customer, using integrated data received from other insurers, as long as protected health information is not disclosed in violation of this rule.

Some plan sponsors, including those with a fully insured group health plan, do not perform plan administration functions on behalf of group health plans, but still may require health information for other purposes, such as modifying, amending or terminating the plan or soliciting bids from prospective issuers or HMOs.

Plan sponsors who are employers of medium (51 - 199 employees) and large (over 200 employees) firms that provide health benefits through contracts with issuers are more likely to want access to protected health information for plan administration, for example to use it to audit claims or perform quality assurance functions on behalf of the group health plan.

Auto & General Services Pty Ltd (ABN 61 003 617 909; AFSL 241411)(AGS) arranges this insurance on behalf of the product issuer, Auto & General Insurance Company Limited (ABN 42 111 586 353; AFSL 285571)(AGIC).

For example, this would mean that the QHP issuer would be required to return any premium paid by the enrollee, and to refund to HHS any advance payment of the premium tax credit or cost - sharing reductions paid for that enrollee for the period after the termination effective date (and the Exchange would refund any user fee paid on behalf of the enrollee for the period after the termination effective date).

The QRYPTOS platform manages the token sale process on behalf of a token issuer.

Individual accounts associated with Supported Fiat Currencies for the store of Electronic Money are administered on Wirex's behalf by the applicable Card Issuer, depending on your location.

Robert Rosenblum, a prominent Silicon Valley attorney that represents ICO issuers and big investors, advocated on behalf of thoughtful regulation but cautioned that it was really too early to tell what exactly these rules should accomplish;

The Bitwala team also stated, «following an announcement from our card issuer on behalf of Visa Europe, Bitwala cards are taken out of operation starting today.