Meetyl is a subsidiary of Glass Lewis that facilitates direct engagement
between corporate issuers and institutional investors through its private, secure network.
Not exact matches
But a bigger question looms: Will the much - publicized settlement change the rules of engagement
between raters and
corporate issuers of bonds, as well as the investors who buy them?
See related: How to cancel a credit card, A comprehensive guide to the Credit CARD Act of 2009, Fed issues final rules for first phase of Credit CARD Act, Law alters cozy relationship
between colleges, credit card
issuers, New credit card rules don't cover business,
corporate credit cards
Since DBRS ratings of
corporate issuers tend to be higher than Moody's and S&P, there is considerable potential for differences in rating treatment
between the SC Universe and S&P indices.
In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or
issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with
corporate executives which provide a means of obtaining oral advice on securities, markets or particular
issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines
between the broker - dealer and order management systems operated by a third party vendor, dedicated lines
between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up service
between the investment adviser and the trading desk at the broker - dealer, message services used to transmit orders to broker - dealers for execution, electronic communication of allocation instructions
between institutions and broker - dealers, comparison services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.
In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or
issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with
corporate executives which provide a means of obtaining oral advice on securities, markets or particular
issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines
between the broker - dealer and order management systems operated by a third party vendor, dedicated lines
between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct