This requirement places equity crowdfunding portals operating under this exemption under the same capital and
bond requirements as exempt market dealers and recently approved restricted dealers in Ontario.
Not exact matches
As a result, risky asset classes such as equities and commodities will be assigned much higher reserve requirements than bonds, which is why some insurance industry players are already dumping equities to hold a greater proportion of bond
As a result, risky asset classes such
as equities and commodities will be assigned much higher reserve requirements than bonds, which is why some insurance industry players are already dumping equities to hold a greater proportion of bond
as equities and commodities will be assigned much higher reserve
requirements than
bonds, which is why some insurance industry players are already dumping equities to hold a greater proportion of
bonds.
Beyond the
requirements that liquidity and regulators impose on us, we will purchase currency - related securities only if they offer the possibility of unusual gain — either because a particular credit is mispriced,
as can occur in periodic junk -
bond debacles, or because rates rise to a level that offers the possibility of realizing substantial capital gains on high - grade
bonds when rates fall.
Regulators talk sometimes about regulating the big
bond mutual - fund complexes
as «systemically important» institutions, on the theory that liquidity
requirements, stress testing, regulatory oversight, etc. could make them less vulnerable to herding and the shock of redemption
requirements.
If taxable
bond funds or individual
bonds are held in a tax - free account such
as a Roth IRA, then the income from them would be free from federal taxes, provided certain
requirements are met.
Some plans, such
as the Education Savings
Bond Program (U.S. savings bond), phase out tax benefits through income - eligibility requireme
Bond Program (U.S. savings
bond), phase out tax benefits through income - eligibility requireme
bond), phase out tax benefits through income - eligibility
requirements.
Its $ 46 billion corporate
bond issue in January 2016 was hailed
as the largest on record; large
bond issues were easier to trade than small ones
as banks shied from debt capital market in response to capital
requirements.
It uses
as the basement for law a 1946 Supreme Court box that centered on
bonds and the
requirement to follow the «Howey Test.»
She described Cuomo's veto
as «especially troubling» because most data, including the data provided by Mason Tillman — a California - based firm retained by the state to conduct the 2016 disparity study — showed that adding a personal net worth cap
requirement hinders MWBEs» access to capital and
bonds.
Two trade groups representing Chinese and Korean nail salons plan to sue the Cuomo administration over the new
requirement that they purchase wage
bonds as security for any unpaid wages, following a high - profile report of alleged worker abuse and exploitation.
Notwithstanding the foregoing provisions, but subject to such
requirements as the legislature shall impose by general or special law, indebtedness contracted by any county, city, town, village or school district and each portion thereof from time to time contracted for any object or purpose for which indebtedness may be contracted may also be financed by sinking fund
bonds with a maximum maturity of fifty years, which shall be redeemed through annual contributions to sinking funds established by such county, city, town, village or school district, provided, however, that each such annual contribution shall be at least equal to the amount required, if any, to enable the sinking fund to redeem, on the date of the contribution, the same amount of such indebtedness
as would have been paid and then be payable if such indebtedness had been financed entirely by the issuance of serial
bonds, except, if an issue of sinking fund
bonds is combined for sale with an issue of serial
bonds, for the same object or purpose, then the amount of each annual sinking fund contribution shall be at least equal to the amount required, if any, to enable the sinking fund to redeem, on the date of each such annual contribution, (i) the amount which would be required to be paid annually if such indebtedness had been issued entirely
as serial
bonds, less (ii) the amount of indebtedness, if any, to be paid during such year on the portion of such indebtedness actually issued
as serial
bonds.
«We request that you oppose any new
requirements that would delay the issuance of
bonds for affordable housing purposes, especially where the sate has no credit risk such
as with local issuances of such
bonds,» New York State Association For Affordable Housing president Jolie Milstein said at the Albany hearing on Monday.
Guns blazing, rapid - fire repartee and huge explosions are
requirements in this genre,
as is an on screen
bond between the two leads.
The bill would impose new disclosure
requirements on local school boards
as part of the public approval process before the
bonds are issued.
Prohibited acts.A credit services organization, a salesperson, agent, or representative of a credit services organization, or an independent contractor who sells or attempts to sell the services of a credit services organization shall not: (1) Charge a buyer or receive from a buyer money or other valuable consideration before completing performance of all services, other than those described in subdivision (2) of this section, which the credit services organization has agreed to perform for the buyer unless the credit services organization has obtained a surety
bond or established and maintained a surety account
as provided in section 45 - 805; (2) Charge a buyer or receive from a buyer money or other valuable consideration for obtaining or attempting to obtain an extension of credit that the credit services organization has agreed to obtain for the buyer before the extension of credit is obtained; (3) Charge a buyer or receive from a buyer money or other valuable consideration solely for referral of the buyer to a retail seller who will or may extend credit to the buyer if the credit that is or will be extended to the buyer is substantially the same
as that available to the general public; (4) Make or use a false or misleading representation in the offer or sale of the services of a credit services organization, including (a) guaranteeing to erase bad credit or words to that effect unless the representation clearly discloses that this can be done only if the credit history is inaccurate or obsolete and (b) guaranteeing an extension of credit regardless of the person's previous credit problem or credit history unless the representation clearly discloses the eligibility
requirements for obtaining an extension of credit; (5) Engage, directly or indirectly, in a fraudulent or deceptive act, practice, or course of business in connection with the offer or sale of the services of a credit services organization; (6) Make or advise a buyer to make a statement with respect to a buyer's credit worthiness, credit standing, or credit capacity that is false or misleading or that should be known by the exercise of reasonable care to be false or misleading to a consumer reporting agency or to a person who has extended credit to a buyer or to whom a buyer is applying for an extension of credit; or (7) Advertise or cause to be advertised, in any manner whatsoever, the services of a credit services organization without filing a registration statement with the Secretary of State under section 45 - 806 unless otherwise provided by the Credit Services Organization Act.
As well, post-financial crisis regulations, including bank capital reserve
requirements, have changed the landscape for
bond trading globally and here at home, impacting liquidity and making the buying and selling of fixed income more difficult.
the lowest potential yield that can be received on a
bond without the issuer actually defaulting; calculated by making worst - case scenario assumptions on the issue by calculating the returns that would be received if any in - whole mandatory redemptive provisions are exercised by the issuer; partial redemptive provisions (such
as sinking funds) are not included in yield to worst calculations; the yield to worst metric is used to evaluate the worst - case scenario for yield to help investors manage risks and ensure that specific income
requirements will still be met even in the worst scenarios
The
requirement to obtain a surety
bond and establish a trust account
as provided in s. 817.7005 (1) shall be waived for any salesperson, agent, or representative of a credit service organization where the credit service organization obtains such surety
bond and establishes such trust account.
However, there are institutions like some insurance companies and banks who hold government
bonds for specific reasons, such
as to meet regulatory
requirements.
While the commercial landlord may request a distress writ from a judge without the tenant's attorney present, there are
requirements that need to be met, such
as posting a
bond.
In either case, it is important to understand what
requirements and benefits the
bond should afford for those who are required to secure
as well
as for those requiring the procurement of the
bond.
Business Development: Brokering various business dealings that further the diversification of Indian economies Developing and accessing commercial financial programs and services for tribal governments, including tax - exempt offerings and federally - guaranteed housing loans Serving
as issuer or underwriter's counsel in tribal
bond issuances Ensuring tribal compliance with Bank Secrecy Act and other federal financial regulatory
requirements Handling federal and state income, excise, B&O, property and other tax matters for tribes and tribal businesses Chartering tribal business enterprises under tribal, state and federal law Registering and protecting tribal trademarks and copyrights Negotiating franchise agreements for restaurants and retail stores on Indian reservations Custom - tailoring construction contracts for tribes and general contractors Helping secure federal SBA 8 (a) and other contracting preferences for Indian - owned businesses Facilitating contractual relations between tribes and tribal casinos, and gaming vendors Building tribal workers» compensation and self - insurance programs Government Relations: Handling state and federal regulatory matters in the areas of tribal gaming, environmental and cultural resources, workers» compensation, taxation, health care and education Negotiating tribal - state gaming compacts and fuel and cigarette compacts, and inter-local land use and law enforcement agreements Advocacy before the Washington State Gambling Commission, Washington Indian Gaming Association and National Indian Gaming Commission Preparing tribal codes and regulations, including tribal court, commercial, gaming, taxation, energy development, environmental and cultural resources protection, labor & employment, and workers» compensation laws Developing employee handbooks, manuals and personnel policies Advocacy in areas of treaty rights, gaming, jurisdiction, taxation, environmental and cultural resource protection Brokering fee - to - trust and related real estate and jurisdictional transactions Litigation & Appellate Services: Handling complex Indian law litigation, including commercial, labor & employment, tax, land use, treaty rights, natural and cultural resource matters Litigating tribal trust mismanagement claims against the United States, and evaluating tribal and individual property claims under the Indian Claims Limitation Act Defending tribes and tribal insureds from tort claims brought against them in tribal, state and federal courts, including defense tenders pursuant to the Federal Tort Claims Act Assisting tribal insureds in insurance coverage negotiations, and litigation Representing individual tribal members in tribal and state civil and criminal proceedings, including BIA prosecutions and Indian probate proceedings Assisting tribal governments with tribal, state and federal court appeals, including the preparation of amicus curiae briefs Our Indian law & gaming attorneys collaborate to publish the quarterly «Indian Legal Advisor ``, designed to provide Indian Country valuable information about legal and political developments affecting tribal rights.
Ronald G. Neiwirth of Fowler White Burnett, P.A. in Miami, who Chairs the firm's Creditor's Rights, Bankruptcy and Reorganization Practice, will address postjudgment execution and exposure issues in the absence of a
bond,
as well
as strategic options for individual and corporate clients who are financially distressed and can not satisfy surety
bond requirements.
Join our distinguished panel of practitioners
as they address civil supersedeas
bond requirements and procedure,
as well
as postjudgment exposure issues and strategic considerations in lieu of
bond for the financially distressed client.
This could result in the
requirement for a substantial number of Road and Sewer
bonds,
as well
as Performance
bonds, which DRS typically arrange without the need for tangible security.
Issuing a cash deposit or
bond for $ 60,000, or qualifying
as a self - insurer are the rare and round - about ways to meet this
requirement, but most Tennessee drivers go the route of car insurance.
The IRS doesn't impose the same third - party reporting
requirements for virtual currencies
as other assets like stocks,
bonds, and mutual funds; so don't expect to receive a Form 1099 from your exchange.
The Chasm Group, LLC and Chasm Institute, LLC (San Bruno, CA) 1997 — 2008 Business Operations Manager • Managed all daily operational tasks for leading multi-million dollar high - tech market strategy consultancy, while providing executive administration to C - level executives and venture capital partners • Developed and managed the firm's annual budget, proposing and implementing expense cuts, producing monthly reports and financial statements, and coordinating with CPA firm for accurate and timely filings • Oversaw all client relationship management efforts while cultivating new business efforts from concept to implementation, providing high - quality service in sales efforts while utilizing new lead tracking system • Negotiated and managed all contracts, stock grants, and financing arrangements, working closely with outside counsel to draft legal documents and resolve LLC - and proprietary - related issues • Led three office space build - outs and two office relocations, managing all aspects of each process under aggressive timeline and budget expectations • Reduced firm telecom expenses by 22 % by streamlining IT objectives, including migration to VOIP phone system, software / hardware purchases, domain renewals, and outsourced technical support • Directed all phases of staff recruitment while creating and implementing all HR policies and programs, including comprehensive employee benefits plans • Supervised multiple administrative staff members, conducted performance appraisals and wage / salary surveys in comparison to incentive program guidelines, and maintained HR files in accordance with legal mandates • Produced all out - going client invoices in an accurate and timely fashion to increase, cash flow and reduce aging receivables, providing consistent attention to overhead costs and vendor arrangements • Administered all company insurance policies, including E&O, general liability,
bonds, partner life and disability, conducting annual benefits reviews and employee / company insurance audits • Obtained necessary certificates for consulting contracts while processing federal, state, and local business reporting
requirements to maintain licenses and incorporation status • Directed all marketing efforts and oversaw logistical aspects of national educational workshop series, utilizing sponsorship arrangements to offset production costs • Transformed «brochure» website into a dynamic tool to better illustrate company opportunities through relevant case studies,
as well as maintaining all other promotional media, including press kits and video Association of California School Administrators (Burlingame, CA) 1993 — 1997 Issues and Planning Committee Coordinator • Executed all phases of event planning and implementation for a membership - driven organization including 23 state committees, 5 task forces, 6 strategic planning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report generati
as well
as maintaining all other promotional media, including press kits and video Association of California School Administrators (Burlingame, CA) 1993 — 1997 Issues and Planning Committee Coordinator • Executed all phases of event planning and implementation for a membership - driven organization including 23 state committees, 5 task forces, 6 strategic planning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report generati
as maintaining all other promotional media, including press kits and video Association of California School Administrators (Burlingame, CA) 1993 — 1997 Issues and Planning Committee Coordinator • Executed all phases of event planning and implementation for a membership - driven organization including 23 state committees, 5 task forces, 6 strategic planning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served
as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report generati
as second point of contact for computer inquiries and troubleshooting efforts
as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report generati
as well
as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report generati
as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly
AS / 400 backup and report generati
AS / 400 backup and report generation
An injunction for protection against domestic violence issued pursuant to s. 741.30 for a parent
as the petitioner which is in effect at the time of the court proceeding shall be one means of demonstrating sufficient evidence that the parent is a victim of domestic violence or is about to become the victim of an act of domestic violence,
as defined in s. 741.28, and shall exempt the parent from this section, including the
requirement to post a
bond or other security.
(b) This section, including the
requirement to post a
bond or other security, does not apply to a parent who, in a proceeding to order or modify a parenting plan or time - sharing schedule, is determined by the court to be a victim of an act of domestic violence or provides the court with reasonable cause to believe that he or she is about to become the victim of an act of domestic violence,
as defined in s. 741.28.
(Note: There is no clear
requirement of a minimum amount of time, however adoption practices have established a four month period
as a guide for establishing parental
bonds that should not be disrupted
The working group is currently researching various options to help protect agents» commissions, including insurance and
bond products, commission trust accounts
as a regulatory
requirement and employment contract terms between brokers and associates.
To make an accurate assessment of this, it is advisable to use the resources available, for example, banks and
bond originators such
as Betterbond, will be able to give purchasers estimated repayment figures based on
bond requirements.
ValuAmerica serves
as an Appraisal Management Company with all necessary licensing, registration, insurance and
bond requirements across the country.