Sentences with phrase «breached insider trading laws»
Weiqing «Jane» Jin was found to have breached insider trading laws when she bought thousands of shares in a company that she had been advising on potential acquisitions in August 2011.
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However, for certain crimes (including insider trading and market manipulation), quasi-criminal sanctions — that, for breaches of securities law, include monetary sanctions and confiscation of the profits arising from the breach — may be imposed on legal entities under Legislative Decree No. 231/2001.
Further, the suit states that Beardsley was in breach of contract for failing to comply with Move's Insider Trading Policy, their Code of Conduct (which avoids «conflicts of interest or any interest that could reasonably harm Move's reputation), and their Employee Handbook (which included terms to comply with departmental rules anad policies, and complying with all federal, state, and local laws).